Harris v. TD Ameritrade Clearing Inc.
Plaintiff / Appellant: Jan Harris
Defendant / Appellee: TD Ameritrade Clearing Inc.
Case Number: 22-1968
Filed: September 8, 2022
Court: U.S. Court of Appeals, Second Circuit
Nature of Suit: STATUTES-Secur Comm Exchange
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Docket Report

This docket was last retrieved on October 14, 2022. A more recent docket listing may be available from PACER.

Date Filed Document Text
October 14, 2022 Filing 40 SO-ORDERED SCHEDULING NOTIFICATION, setting Appellee TD Ameritrade Clearing Inc. Brief due date as 01/03/2023, copy to pro se appellant, FILED.[3400594] [22-1968] [Entered: 10/14/2022 11:23 AM]
October 12, 2022 Filing 36 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellee TD Ameritrade Clearing Inc., informing Court of proposed due date 01/03/2023, RECEIVED. Service date 10/12/2022 by CM/ECF.[3398067] [22-1968] [Entered: 10/12/2022 10:10 AM]
October 4, 2022 Filing 32 CERTIFICATE OF SERVICE for Brief, Special Appendix, and Joint Appendix volumes 1-2, on behalf of Appellant Jan Harris, FILED. Service date 10/04/2022 by email.[3396896] [22-1968] [Entered: 10/11/2022 11:41 AM]
October 4, 2022 Filing 29 JOINT APPENDIX, volume 2 of 2, (pp. 276-543), on behalf of Appellant Jan Harris, FILED. Service date 10/04/2022 by email.[3396885] [22-1968] [Entered: 10/11/2022 11:35 AM]
October 4, 2022 Filing 28 JOINT APPENDIX, volume 1 of 2, (pp. 1-275), on behalf of Appellant Jan Harris, FILED. Service date 10/04/2022 by email.[3396884] [22-1968] [Entered: 10/11/2022 11:33 AM]
October 4, 2022 Filing 27 SPECIAL APPENDIX, on behalf of Appellant Jan Harris, FILED. Service date 10/04/2022 by email.[3396878] [22-1968] [Entered: 10/11/2022 11:27 AM]
October 4, 2022 Filing 26 BRIEF, on behalf of Appellant Jan Harris, FILED. Service date 10/04/2022 by email. [3396877] [22-1968] [Entered: 10/11/2022 11:26 AM]
September 21, 2022 Filing 24 SO-ORDERED SCHEDULING NOTIFICATION, setting Appellant Jan Harris Brief due date as 11/30/2022. Joint Appendix due date as 11/30/2022, copy to pro se appellant, FILED.[3385861] [22-1968] [Entered: 09/21/2022 10:21 AM]
September 20, 2022 Filing 25 LETTER, dated 09/20/2022, on behalf of Appellant Jan Harris, consenting to email service, RECEIVED. Service date 09/20/2022 by email.[3385918] [22-1968] [Entered: 09/21/2022 11:05 AM]
September 20, 2022 Filing 22 CURED DEFECTIVE Acknowledgment form and Notice of Appearance as Additional Counsel form [ # 18 ], [ # 19 ], [ # 20 ], on behalf of Appellee TD Ameritrade Clearing Inc., FILED.[3385628] [22-1968] [Entered: 09/20/2022 04:36 PM]
September 20, 2022 Filing 21 ATTORNEY, Laith J. Hamdan for TD Ameritrade Clearing Inc., in case 22-1968, [ # 20 ], ADDED.[3385627] [22-1968] [Entered: 09/20/2022 04:35 PM]
September 19, 2022 Filing 20 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee TD Ameritrade Clearing Inc., FILED. Service date 09/19/2022 by email, US mail. [3384650] [22-1968] [Entered: 09/19/2022 03:34 PM]
September 19, 2022 Filing 19 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee TD Ameritrade Clearing Inc., FILED. Service date 09/19/2022 by email, US mail.[3384640] [22-1968] [Entered: 09/19/2022 03:27 PM]
September 19, 2022 Filing 18 DEFECTIVE DOCUMENTS, Acknowledgment form and Notice of Appearance as Additional Counsel form, [16], [17], on behalf of Appellee TD Ameritrade Clearing Inc., FILED.[3384242] [22-1968] [Entered: 09/19/2022 09:17 AM]
September 16, 2022 Filing 17 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee TD Ameritrade Clearing Inc., FILED. Service date 09/16/2022 by CM/ECF. [3384040] [22-1968] [Entered: 09/16/2022 04:49 PM]
September 16, 2022 Filing 16 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee TD Ameritrade Clearing Inc., FILED. Service date 09/16/2022 by CM/ECF.[3384026] [22-1968] [Entered: 09/16/2022 04:44 PM]
September 16, 2022 Filing 15 NEW CASE MANAGER, Dana Ellwood, copy to pro se appellant, ASSIGNED.[3383934] [22-1968] [Entered: 09/16/2022 03:58 PM]
September 13, 2022 Filing 23 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant Jan Harris, informing Court of proposed due date 11/30/2022, RECEIVED. Service date 09/13/2022 by email.[3385859] [22-1968] [Entered: 09/21/2022 10:18 AM]
September 13, 2022 Filing 11 FORM D-P, on behalf of Appellant Jan Harris, FILED. Service date 09/13/2022 by US mail.[3382396] [22-1968] [Entered: 09/15/2022 09:03 AM]
September 13, 2022 Filing 10 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE FORM, on behalf of Party Jan Harris, FILED. Service date 09/13/2022 by US mail.[3382392] [22-1968] [Entered: 09/15/2022 09:01 AM]
September 12, 2022 Filing 7 PAYMENT OF DOCKETING FEE, on behalf of Appellant Jan Harris, district court receipt # 5483, FILED.[3380522] [22-1968] [Entered: 09/12/2022 03:40 PM]
September 8, 2022 Filing 5 INSTRUCTIONAL FORMS, to Pro Se litigant, SENT.[3379008] [22-1968] [Entered: 09/08/2022 04:39 PM]
September 8, 2022 Filing 4 ELECTRONIC INDEX, in lieu of record, FILED.[3379004] [22-1968] [Entered: 09/08/2022 04:38 PM]
September 8, 2022 Filing 3 DISTRICT COURT JUDGMENT, dated 08/18/2022, RECEIVED.[3379003] [22-1968] [Entered: 09/08/2022 04:37 PM]
September 8, 2022 Filing 2 DISTRICT COURT OPINION, dated 08/18/2022, RECEIVED.[3379001] [22-1968] [Entered: 09/08/2022 04:37 PM]
September 8, 2022 Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Jan Harris, FILED. [3378994] [22-1968] [Entered: 09/08/2022 04:32 PM]

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Plaintiff / appellant: Jan Harris
Represented By: Jan Harris
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Defendant / appellee: TD Ameritrade Clearing Inc.
Represented By: Eric Rieder Esq.
Represented By: Laith J. Hamdan Esq.
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