Phoenix Light SF Limited v. The Bank of New York Mellon Co
Plaintiff / Appellant: Phoenix Light SF Limited, in its own right and the right of Blue Heron Funding V Ltd., Blue Heron Funding VI Ltd., Blue Heron Funding VII Ltd., Blue Heron Funding IX Ltd., Kleros Preferred Funding V Plc, Silver Elms CDO PLC, Silver Elms CDO II Limite, C-Bass CBO XIV Ltd., and each of Blue Heron Funding V. Ltd., Blue Heron Funding VI Ltd., Blue Heron Funding VII Ltd., Bluer Heron Funding IX Ltd., Kleros Preferred Funding V Plc, Silver Elms CDO Plc, Silver Elms CDO II Limited, in their own right, C-Bass CBO XVII Ltd., Blue Heron Funding V Ltd., Blue Heron Funding VI Ltd., Kleros Preferred Funding V PLC, Blue Heron Funding IX Ltd., Blue Heron Funding VII Ltd. and Silver Elms CDO PLC
Defendant / Appellee: The Bank of New York Mellon Corporation, The Bank of New York Mellon and The Bank of New York Mellon, as Trustee
Case Number: 22-239
Filed: February 7, 2022
Court: U.S. Court of Appeals, Second Circuit
Nature of Suit: STATUTES-Other

Opinions

We have the following opinions for this case:

Date Filed Description
April 26, 2023 Summary Phx. Light SF Ltd. v. Bank of N.Y. Mellon; Phx. Light SF DAC v. Bank of N.

Docket Report

This docket was last retrieved on March 11, 2022. A more recent docket listing may be available from PACER.

Date Filed Document Text
March 11, 2022 Filing 40 CURED DEFECTIVE ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, [ # 38 ], on behalf of Appellant Blue Heron Funding IX Ltd., Blue Heron Funding V Ltd., Blue Heron Funding VI Ltd., Blue Heron Funding VII Ltd., C-BASS CBO XIV Ltd., C-BASS CBO XVII Ltd., Kleros Preferred Funding V PLC, Phoenix Light SF Limited, Silver Elms CDO II Limited and Silver Elms CDO PLC, FILED.[3276686] [22-239] [Entered: 03/11/2022 03:14 PM]
March 11, 2022 Filing 39 DEFECTIVE DOCUMENT, Acknowledgment and Notice of Appearance, [13], on behalf of Appellant Blue Heron Funding IX Ltd., Blue Heron Funding V Ltd., Blue Heron Funding VI Ltd., Blue Heron Funding VII Ltd., C-BASS CBO XIV Ltd., C-BASS CBO XVII Ltd., Kleros Preferred Funding V PLC, Phoenix Light SF Limited, Silver Elms CDO II Limited and Silver Elms CDO PLC, FILED.[3276677] [22-239] [Entered: 03/11/2022 03:09 PM]
March 11, 2022 Filing 38 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Blue Heron Funding IX Ltd., Blue Heron Funding V Ltd., Blue Heron Funding VI Ltd., Blue Heron Funding VII Ltd., C-BASS CBO XIV Ltd., C-BASS CBO XVII Ltd., Kleros Preferred Funding V PLC, Phoenix Light SF Limited, Silver Elms CDO II Limited and Silver Elms CDO PLC, FILED. Service date 03/11/2022 by CM/ECF.[3276457] [22-239] [Entered: 03/11/2022 12:21 PM]
March 11, 2022 Filing 37 SO-ORDERED SCHEDULING NOTIFICATION, setting Appellant Blue Heron Funding IX Ltd., Blue Heron Funding V Ltd., Blue Heron Funding VI Ltd., Blue Heron Funding VII Ltd., C-BASS CBO XIV Ltd., C-BASS CBO XVII Ltd., Kleros Preferred Funding V PLC, Phoenix Light SF Limited, Silver Elms CDO II Limited and Silver Elms CDO PLC Brief due date as 05/20/2022. Joint Appendix due date as 05/20/2022, FILED.[3276435] [22-239] [Entered: 03/11/2022 12:11 PM]
March 11, 2022 Filing 32 NEW CASE MANAGER, Ronald Willoughby, ASSIGNED.[3276316] [22-239] [Entered: 03/11/2022 10:54 AM]
March 10, 2022 Filing 27 CAPTION, reflecting district court designations, AMENDED.[3275724] [22-239] [Entered: 03/10/2022 02:13 PM]
March 4, 2022 Filing 25 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant Blue Heron Funding IX Ltd., Blue Heron Funding V Ltd., Blue Heron Funding VI Ltd., Blue Heron Funding VII Ltd., C-Bass CBO XIV Ltd., C-Bass CBO XVII Ltd., Kleros Preferred Funding V PLC, Phoenix Light SF Limited, Silver Elms CDO II Limited and Silver Elms CDO PLC, informing Court of proposed due date 05/20/2022, RECEIVED. Service date 03/04/2022 by CM/ECF.[3271770] [22-239] [Entered: 03/04/2022 11:35 AM]
February 22, 2022 Filing 24 ATTORNEY, Christopher J. Houpt for The Bank of New York Mellon, in case 22-239 , [ # 23 ], ADDED.[3265169] [22-239] [Entered: 02/22/2022 02:11 PM]
February 22, 2022 Filing 23 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee The Bank of New York Mellon, FILED. Service date 02/22/2022 by CM/ECF. [3265131] [22-239] [Entered: 02/22/2022 01:41 PM]
February 22, 2022 Filing 22 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee The Bank of New York Mellon and The Bank of New York Mellon Corporation, FILED. Service date 02/22/2022 by CM/ECF.[3265117] [22-239] [Entered: 02/22/2022 01:32 PM]
February 22, 2022 Filing 19 ATTORNEY, David H. Wollmuth for Blue Heron Funding VI Ltd. Blue Heron Funding VII Ltd. Kleros Preferred Funding V PLC Silver Elms CDO II Limited Silver Elms CDO PLC C-Bass CBO XVII Ltd. Blue Heron Funding V Ltd. C-Bass CBO XIV Ltd. Phoenix Light SF Limited Blue Heron Funding IX Ltd., in case 22-239 , [ # 16 ], ADDED.[3264592] [22-239] [Entered: 02/22/2022 07:42 AM]
February 22, 2022 Filing 18 ATTORNEY, Steven Fitzgerald for Blue Heron Funding VI Ltd. Blue Heron Funding VII Ltd. Kleros Preferred Funding V PLC Silver Elms CDO II Limited Silver Elms CDO PLC C-Bass CBO XVII Ltd. Blue Heron Funding V Ltd. C-Bass CBO XIV Ltd. Phoenix Light SF Limited Blue Heron Funding IX Ltd., in case 22-239 , [ # 12 ], ADDED.[3264591] [22-239] [Entered: 02/22/2022 07:41 AM]
February 22, 2022 Filing 17 ATTORNEY, William Maher for Blue Heron Funding VI Ltd. Blue Heron Funding VII Ltd. Kleros Preferred Funding V PLC Silver Elms CDO II Limited Silver Elms CDO PLC C-Bass CBO XVII Ltd. Blue Heron Funding V Ltd. C-Bass CBO XIV Ltd. Phoenix Light SF Limited Blue Heron Funding IX Ltd., in case 22-239 , [ # 11 ], ADDED.[3264590] [22-239] [Entered: 02/22/2022 07:39 AM]
February 18, 2022 Filing 16 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Blue Heron Funding IX Ltd., Blue Heron Funding V Ltd., Blue Heron Funding VI Ltd., Blue Heron Funding VII Ltd., C-Bass CBO XIV Ltd., C-Bass CBO XVII Ltd., Kleros Preferred Funding V PLC, Phoenix Light SF Limited, Silver Elms CDO II Limited and Silver Elms CDO PLC, FILED. Service date 02/18/2022 by CM/ECF. [3264467] [22-239] [Entered: 02/18/2022 07:35 PM]
February 18, 2022 Filing 15 FORM D, on behalf of Appellant Blue Heron Funding IX Ltd., Blue Heron Funding V Ltd., Blue Heron Funding VI Ltd., Blue Heron Funding VII Ltd., C-Bass CBO XIV Ltd., C-Bass CBO XVII Ltd., Kleros Preferred Funding V PLC, Phoenix Light SF Limited, Silver Elms CDO II Limited and Silver Elms CDO PLC, FILED. Service date 02/18/2022 by CM/ECF.[3264466] [22-239] [Entered: 02/18/2022 07:27 PM]
February 18, 2022 Filing 14 FORM C, on behalf of Appellant Blue Heron Funding IX Ltd., Blue Heron Funding V Ltd., Blue Heron Funding VI Ltd., Blue Heron Funding VII Ltd., C-Bass CBO XIV Ltd., C-Bass CBO XVII Ltd., Kleros Preferred Funding V PLC, Phoenix Light SF Limited, Silver Elms CDO II Limited and Silver Elms CDO PLC, FILED. Service date 02/18/2022 by CM/ECF.[3264465] [22-239] [Entered: 02/18/2022 07:22 PM]
February 18, 2022 Filing 13 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Blue Heron Funding IX Ltd., Blue Heron Funding V Ltd., Blue Heron Funding VI Ltd., Blue Heron Funding VII Ltd., C-Bass CBO XIV Ltd., C-Bass CBO XVII Ltd., Kleros Preferred Funding V PLC, Phoenix Light SF Limited, Silver Elms CDO II Limited and Silver Elms CDO PLC, FILED. Service date 02/18/2022 by CM/ECF.[3264463] [22-239] [Entered: 02/18/2022 07:09 PM]
February 18, 2022 Filing 12 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Blue Heron Funding IX Ltd., Blue Heron Funding V Ltd., Blue Heron Funding VI Ltd., Blue Heron Funding VII Ltd., C-Bass CBO XIV Ltd., C-Bass CBO XVII Ltd., Kleros Preferred Funding V PLC, Phoenix Light SF Limited, Silver Elms CDO II Limited and Silver Elms CDO PLC, FILED. Service date 02/18/2022 by CM/ECF. [3264462] [22-239] [Entered: 02/18/2022 06:58 PM]
February 18, 2022 Filing 11 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Blue Heron Funding IX Ltd., Blue Heron Funding V Ltd., Blue Heron Funding VI Ltd., Blue Heron Funding VII Ltd., C-Bass CBO XIV Ltd., C-Bass CBO XVII Ltd., Kleros Preferred Funding V PLC, Phoenix Light SF Limited, Silver Elms CDO II Limited and Silver Elms CDO PLC, FILED. Service date 02/18/2022 by CM/ECF. [3264448] [22-239] [Entered: 02/18/2022 05:26 PM]
February 7, 2022 Filing 7 ELECTRONIC INDEX, in lieu of record, FILED.[3257046] [22-239] [Entered: 02/08/2022 08:33 AM]
February 7, 2022 Filing 5 PAYMENT OF DOCKETING FEE, on behalf of Appellant Blue Heron Funding IX Ltd., Blue Heron Funding V Ltd., Blue Heron Funding VI Ltd., Blue Heron Funding VII Ltd., C-Bass CBO XIV Ltd., C-Bass CBO XVII Ltd., Kleros Preferred Funding V PLC, Phoenix Light SF Limited, Silver Elms CDO II Limited and Silver Elms CDO PLC, district court receipt # ANYSDC-25688792, FILED.[3257041] [22-239] [Entered: 02/08/2022 08:27 AM]
February 7, 2022 Filing 4 DISTRICT COURT OPINION AND ORDER, dated 01/07/2022, RECEIVED.[3257039] [22-239] [Entered: 02/08/2022 08:25 AM]
February 7, 2022 Filing 3 DISTRICT COURT OPINION AND ORDER, dated 09/07/2017, RECEIVED.[3257038] [22-239] [Entered: 02/08/2022 08:24 AM]
February 7, 2022 Filing 2 DISTRICT COURT OPINION AND ORDER, dated 09/29/2015, RECEIVED.[3257037] [22-239] [Entered: 02/08/2022 08:23 AM]
February 7, 2022 Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Blue Heron Funding IX Ltd., Blue Heron Funding V Ltd., Blue Heron Funding VI Ltd., Blue Heron Funding VII Ltd., C-Bass CBO XIV Ltd., C-Bass CBO XVII Ltd., Kleros Preferred Funding V PLC, Phoenix Light SF Limited, Silver Elms CDO II Limited and Silver Elms CDO PLC, FILED. [3257035] [22-239] [Entered: 02/08/2022 08:16 AM]

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Search for this case: Phoenix Light SF Limited v. The Bank of New York Mellon Co
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Plaintiff / appellant: Phoenix Light SF Limited, in its own right and the right of Blue Heron Funding V Ltd., Blue Heron Funding VI Ltd., Blue Heron Funding VII Ltd., Blue Heron Funding IX Ltd., Kleros Preferred Funding V Plc, Silver Elms CDO PLC, Silver Elms CDO II Limite
Represented By: Steven Fitzgerald Esq.
Represented By: William Maher
Represented By: David H. Wollmuth Esq.
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Plaintiff / appellant: C-Bass CBO XIV Ltd., and each of Blue Heron Funding V. Ltd., Blue Heron Funding VI Ltd., Blue Heron Funding VII Ltd., Bluer Heron Funding IX Ltd., Kleros Preferred Funding V Plc, Silver Elms CDO Plc
Represented By: Steven Fitzgerald Esq.
Represented By: William Maher
Represented By: David H. Wollmuth Esq.
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Plaintiff / appellant: Silver Elms CDO II Limited, in their own right
Represented By: Steven Fitzgerald Esq.
Represented By: William Maher
Represented By: David H. Wollmuth Esq.
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Plaintiff / appellant: C-Bass CBO XVII Ltd.
Represented By: Steven Fitzgerald Esq.
Represented By: William Maher
Represented By: David H. Wollmuth Esq.
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Plaintiff / appellant: Blue Heron Funding V Ltd.
Represented By: Steven Fitzgerald Esq.
Represented By: William Maher
Represented By: David H. Wollmuth Esq.
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Plaintiff / appellant: Blue Heron Funding VI Ltd.
Represented By: Steven Fitzgerald Esq.
Represented By: William Maher
Represented By: David H. Wollmuth Esq.
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Plaintiff / appellant: Kleros Preferred Funding V PLC
Represented By: Steven Fitzgerald Esq.
Represented By: William Maher
Represented By: David H. Wollmuth Esq.
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Plaintiff / appellant: Blue Heron Funding IX Ltd.
Represented By: Steven Fitzgerald Esq.
Represented By: William Maher
Represented By: David H. Wollmuth Esq.
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Plaintiff / appellant: Blue Heron Funding VII Ltd.
Represented By: Steven Fitzgerald Esq.
Represented By: William Maher
Represented By: David H. Wollmuth Esq.
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Plaintiff / appellant: Silver Elms CDO PLC
Represented By: Steven Fitzgerald Esq.
Represented By: William Maher
Represented By: David H. Wollmuth Esq.
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Defendant / appellee: The Bank of New York Mellon Corporation
Represented By: Matthew David Ingber Esq.
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Defendant / appellee: The Bank of New York Mellon
Represented By: Matthew David Ingber Esq.
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Defendant / appellee: The Bank of New York Mellon, as Trustee
Represented By: Christopher J. Houpt
Represented By: Matthew David Ingber Esq.
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