In re Eastman Kodak Company Securities Litigation
Plaintiff: Tiandong Tang, individually and on behalf of all others similarly situated, Margaretha Welkhammer, Jimmie A. McAdams, Individually and on Behalf of All Others Similarly Situated, Judy P. McAdams, Individually and on Behalf of All Others Similarly Situated and Herbert Silverberg, Derivatively on Behalf of Nominal Defendant Eastman Kodak Company
Defendant: George Karfunkel
Plaintiff / Appellant: Les Investissements Kiz Inc., Lead Plaintiff and UAT Trading Service, Inc., Lead Plaintiff
Defendant / Appellee: Eastman Kodak Company, James V. Continenza, David Bullwinkle, Roger W. Byrd, Philippe D. Katz, Richard Bradley, Jason New, Jeffrey Engelberg and William G. Parrett
Case Number: 22-2788
Filed: October 31, 2022
Court: U.S. Court of Appeals, Second Circuit
Nature of Suit: STATUTES-Secur Comm Exchange
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Docket Report

This docket was last retrieved on January 26, 2023. A more recent docket listing may be available from PACER.

Date Filed Document Text
January 26, 2023 Filing 95 CERTIFIED COPY OF ORDER, dated 01/26/2023, determining the appeal to WDNY, ISSUED.[Mandate][3459275] [22-2788] [Entered: 01/26/2023 12:17 PM]
January 26, 2023 Filing 94 FRAP 42 STIPULATION, with prejudice, FILED.[3459272] [22-2788] [Entered: 01/26/2023 12:14 PM]
January 26, 2023 Filing 93 NEW CASE MANAGER, Yana Segal, ASSIGNED.[3459264] [22-2788] [Entered: 01/26/2023 12:09 PM]
January 25, 2023 Filing 89 FRAP 42 STIPULATION, With Prejudice, RECEIVED. Service date 01/25/2023 by CM/ECF.[3458942] [22-2788] [Entered: 01/25/2023 06:40 PM]
December 1, 2022 Filing 88 LETTER, on behalf of Appellee Philippe D. Katz, regarding new contact information for counsel, RECEIVED. Service date 12/01/2022 by CM/ECF.[3429283] [22-2788] [Entered: 12/01/2022 10:45 AM]
November 30, 2022 Filing 87 ATTORNEY, Stephanie Lindemuth for Eastman Kodak Company, in case 22-2788, [ # 86 ], ADDED.[3428392] [22-2788] [Entered: 11/30/2022 10:29 AM]
November 29, 2022 Filing 86 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Eastman Kodak Company, FILED. Service date 11/29/2022 by CM/ECF. [3428157] [22-2788] [Entered: 11/29/2022 05:32 PM]
November 29, 2022 Filing 85 ATTORNEY, Neal R. Marder for Eastman Kodak Company, in case 22-2788, [ # 84 ], ADDED.[3428065] [22-2788] [Entered: 11/29/2022 04:24 PM]
November 29, 2022 Filing 84 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellee Eastman Kodak Company, FILED. Service date 11/29/2022 by CM/ECF. [3427666] [22-2788] [Entered: 11/29/2022 12:24 PM]
November 16, 2022 Filing 79 MOTION ORDER, granting motion for removal of this matter from the Expedited Appeals Calendar and for an extension of time to 02/08/2023 to file the principal brief, absent objection [ # 64 ],[ # 64 ], filed by Appellants Les Investissements Kiz Inc. and UAT Trading Service, Inc.., by JAC, FILED. [3421110][79] [22-2788] [Entered: 11/16/2022 04:34 PM]
November 16, 2022 Filing 77 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Eastman Kodak Company, FILED. Service date 11/16/2022 by CM/ECF. [3420917] [22-2788] [Entered: 11/16/2022 02:54 PM]
November 16, 2022 Filing 75 ATTORNEY, Charlotte Newell for Roger W. Byrd, in case 22-2788, [ # 73 ], ADDED.[3420589] [22-2788] [Entered: 11/16/2022 10:01 AM]
November 16, 2022 Filing 74 ATTORNEY, Richard A. McGuirk for Eastman Kodak Company, in case 22-2788, [ # 72 ], ADDED.[3420572] [22-2788] [Entered: 11/16/2022 09:50 AM]
November 15, 2022 Filing 73 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Roger W. Byrd, FILED. Service date 11/15/2022 by CM/ECF. [3420403] [22-2788] [Entered: 11/15/2022 05:30 PM]
November 15, 2022 Filing 72 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Eastman Kodak Company, FILED. Service date 11/15/2022 by CM/ECF. [3420401] [22-2788] [Entered: 11/15/2022 05:23 PM]
November 15, 2022 Filing 71 ATTORNEY, Eric A. Hirsch for Jason New William G. Parrett, in case 22-2788, [ # 70 ], ADDED.[3420390] [22-2788] [Entered: 11/15/2022 04:59 PM]
November 15, 2022 Filing 70 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Jason New and William G. Parrett, FILED. Service date 11/15/2022 by CM/ECF. [3420363] [22-2788] [Entered: 11/15/2022 04:31 PM]
November 15, 2022 Filing 69 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Jason New and William G. Parrett, FILED. Service date 11/15/2022 by CM/ECF.[3420347] [22-2788] [Entered: 11/15/2022 04:19 PM]
November 15, 2022 Filing 68 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Eastman Kodak Company, FILED. Service date 11/15/2022 by CM/ECF.[3420320] [22-2788] [Entered: 11/15/2022 04:00 PM]
November 15, 2022 Filing 67 ATTORNEY, Pratik A. Shah for Eastman Kodak Company, in case 22-2788, [ # 66 ], ADDED.[3420314] [22-2788] [Entered: 11/15/2022 03:55 PM]
November 15, 2022 Filing 66 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellee Eastman Kodak Company, FILED. Service date 11/15/2022 by CM/ECF. [3420223] [22-2788] [Entered: 11/15/2022 02:57 PM]
November 14, 2022 Filing 64 MOTION, to remove appeal from the expedited appeal calendar, to extend time, on behalf of Appellant Les Investissements Kiz Inc. and UAT Trading Service, Inc., FILED. Service date 11/14/2022 by CM/ECF. [3419466] [22-2788] [Entered: 11/14/2022 05:03 PM]
November 14, 2022 Filing 63 ATTORNEY, William Alexander Smith for George Karfunkel, in case 22-2788, [ # 61 ], ADDED.[3419308] [22-2788] [Entered: 11/14/2022 02:56 PM]
November 14, 2022 Filing 62 ATTORNEY, Kevin Logue, Zachary Zwillinger, Mary Fiona Wolfe for James V. Continenza, in case 22-2788, [ # 57 ], [ # 58 ], [ # 59 ], ADDED.[3419305] [22-2788] [Entered: 11/14/2022 02:54 PM]
November 14, 2022 Filing 61 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee George Karfunkel, FILED. Service date 11/14/2022 by CM/ECF. [3419207] [22-2788] [Entered: 11/14/2022 01:39 PM]
November 14, 2022 Filing 60 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee George Karfunkel, FILED. Service date 11/14/2022 by CM/ECF.[3419201] [22-2788] [Entered: 11/14/2022 01:36 PM]
November 14, 2022 Filing 59 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee James V. Continenza, FILED. Service date 11/14/2022 by CM/ECF. [3419164] [22-2788] [Entered: 11/14/2022 01:00 PM]
November 14, 2022 Filing 58 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee James V. Continenza, FILED. Service date 11/14/2022 by CM/ECF. [3419161] [22-2788] [Entered: 11/14/2022 12:58 PM]
November 14, 2022 Filing 57 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee James V. Continenza, FILED. Service date 11/14/2022 by CM/ECF. [3419157] [22-2788] [Entered: 11/14/2022 12:54 PM]
November 14, 2022 Filing 56 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee James V. Continenza, FILED. Service date 11/14/2022 by CM/ECF.[3419151] [22-2788] [Entered: 11/14/2022 12:49 PM]
November 10, 2022 Filing 55 ATTORNEY, Paul A. Straus for Jason New William G. Parrett, in case 22-2788, [ # 54 ], ADDED.[3418393] [22-2788] [Entered: 11/10/2022 03:57 PM]
November 10, 2022 Filing 54 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Jason New and William G. Parrett, FILED. Service date 11/10/2022 by CM/ECF. [3418366] [22-2788] [Entered: 11/10/2022 03:28 PM]
November 10, 2022 Filing 52 LOCAL RULE 31.2 NOTICE, placing this appeal on the Court's Expedited Calendar, setting appellants' brief due date as 12/15/2022, appellees' brief due date as 01/19/2023, TRANSMITTED.[3418278] [22-2788] [Entered: 11/10/2022 02:38 PM]
November 10, 2022 Filing 51 ATTORNEY, Andrew M. Grossman for Jeffrey Engelberg, in case 22-2788, [ # 45 ], ADDED.[3418156] [22-2788] [Entered: 11/10/2022 01:14 PM]
November 10, 2022 Filing 50 ATTORNEY, Julia Mosse for Philippe D. Katz, in case 22-2788, [ # 44 ], ADDED.[3418154] [22-2788] [Entered: 11/10/2022 01:13 PM]
November 10, 2022 Filing 49 ELECTRONIC INDEX, in lieu of record, FILED.[3418141] [22-2788] [Entered: 11/10/2022 01:03 PM]
November 10, 2022 Filing 48 NEW CASE MANAGER, Dana Ellwood, ASSIGNED.[3418118] [22-2788] [Entered: 11/10/2022 12:55 PM]
November 10, 2022 Filing 47 CAPTION, adding George Karfunkel as a Defendant-Appellee, AMENDED.[3418075] [22-2788] [Entered: 11/10/2022 12:31 PM]
November 10, 2022 Filing 45 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Jeffrey Engelberg, FILED. Service date 11/10/2022 by CM/ECF. [3417924] [22-2788] [Entered: 11/10/2022 10:59 AM]
November 10, 2022 Filing 44 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Philippe D. Katz, FILED. Service date 11/10/2022 by CM/ECF. [3417923] [22-2788] [Entered: 11/10/2022 10:58 AM]
November 10, 2022 Filing 43 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Jeffrey Engelberg, FILED. Service date 11/10/2022 by CM/ECF.[3417887] [22-2788] [Entered: 11/10/2022 10:22 AM]
November 10, 2022 Filing 40 ATTORNEY, Zachary L. Rowen for Richard Bradley, in case 22-2788, [ # 37 ], ADDED.[3417847] [22-2788] [Entered: 11/10/2022 10:01 AM]
November 9, 2022 Filing 38 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Philippe D. Katz, FILED. Service date 11/09/2022 by CM/ECF.[3417669] [22-2788] [Entered: 11/09/2022 09:15 PM]
November 9, 2022 Filing 37 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Richard Bradley, FILED. Service date 11/09/2022 by CM/ECF. [3417667] [22-2788] [Entered: 11/09/2022 08:02 PM]
November 9, 2022 Filing 36 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Richard Bradley, FILED. Service date 11/09/2022 by CM/ECF.[3417665] [22-2788] [Entered: 11/09/2022 07:58 PM]
November 9, 2022 Filing 33 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Roger W. Byrd, FILED. Service date 11/09/2022 by CM/ECF.[3417616] [22-2788] [Entered: 11/09/2022 05:02 PM]
November 9, 2022 Filing 30 FORM D, on behalf of Appellant Les Investissements Kiz Inc. and UAT Trading Service, Inc., FILED. Service date 11/09/2022 by CM/ECF.[3417589] [22-2788] [Entered: 11/09/2022 04:45 PM]
November 9, 2022 Filing 29 FORM C, on behalf of Appellant Les Investissements Kiz Inc. and UAT Trading Service, Inc., FILED. Service date 11/09/2022 by CM/ECF.[3417586] [22-2788] [Entered: 11/09/2022 04:44 PM]
November 9, 2022 Filing 28 ATTORNEY, Jason Uris for UAT Trading Service, Inc. and Les Investissements Kiz Inc., in case 22-2788, [ # 24 ], ADDED.[3417513] [22-2788] [Entered: 11/09/2022 04:03 PM]
November 9, 2022 Filing 27 ATTORNEY, Joel B. Strauss for UAT Trading Service, Inc. and Les Investissements Kiz Inc., in case 22-2788, [ # 23 ], ADDED.[3417507] [22-2788] [Entered: 11/09/2022 04:02 PM]
November 9, 2022 Filing 26 ATTORNEY, Frederic S. Fox for UAT Trading Service, Inc. and Les Investissements Kiz Inc., in case 22-2788, [ # 22 ], ADDED.[3417505] [22-2788] [Entered: 11/09/2022 04:01 PM]
November 9, 2022 Filing 25 ATTORNEY, Donald R. Hall for UAT Trading Service, Inc. and Les Investissements Kiz Inc., in case 22-2788, [ # 21 ], ADDED.[3417503] [22-2788] [Entered: 11/09/2022 04:00 PM]
November 9, 2022 Filing 24 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Les Investissements Kiz Inc. and UAT Trading Service, Inc., FILED. Service date 11/09/0222 by CM/ECF. [3417437] [22-2788] [Entered: 11/09/2022 03:13 PM]
November 9, 2022 Filing 23 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Les Investissements Kiz Inc. and UAT Trading Service, Inc., FILED. Service date 11/09/0222 by CM/ECF. [3417434] [22-2788] [Entered: 11/09/2022 03:11 PM]
November 9, 2022 Filing 22 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Les Investissements Kiz Inc., FILED. Service date 11/09/0222 by CM/ECF. [3417427] [22-2788] [Entered: 11/09/2022 03:08 PM]
November 9, 2022 Filing 21 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Les Investissements Kiz Inc., FILED. Service date 11/09/2022 by CM/ECF. [3417422] [22-2788] [Entered: 11/09/2022 03:05 PM]
November 8, 2022 Filing 20 ATTORNEY, Philip J. Leggio for UAT Trading Service, Inc. and Les Investissements Kiz Inc., in case 22-2788, [ # 18 ], ADDED.[3416586] [22-2788] [Entered: 11/08/2022 05:04 PM]
November 8, 2022 Filing 19 ATTORNEY, James T. Christie for UAT Trading Service, Inc. and Les Investissements Kiz Inc., in case 22-2788, [ # 16 ], ADDED.[3416585] [22-2788] [Entered: 11/08/2022 05:02 PM]
November 8, 2022 Filing 18 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellant Les Investissements Kiz Inc. and UAT Trading Service, Inc., FILED. Service date 11/08/2022 by CM/ECF. [3416565] [22-2788] [Entered: 11/08/2022 04:43 PM]
November 8, 2022 Filing 17 ATTORNEY, Michael H. Rogers for UAT Trading Service, Inc. and Les Investissements Kiz Inc., in case 22-2788, [ # 15 ], ADDED.[3416562] [22-2788] [Entered: 11/08/2022 04:42 PM]
November 8, 2022 Filing 16 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Les Investissements Kiz Inc. and UAT Trading Service, Inc., FILED. Service date 11/08/2022 by CM/ECF. [3416561] [22-2788] [Entered: 11/08/2022 04:40 PM]
November 8, 2022 Filing 15 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Les Investissements Kiz Inc. and UAT Trading Service, Inc., FILED. Service date 11/08/2022 by CM/ECF. [3416558] [22-2788] [Entered: 11/08/2022 04:38 PM]
November 8, 2022 Filing 14 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Les Investissements Kiz Inc. and UAT Trading Service, Inc., FILED. Service date 11/08/2022 by CM/ECF.[3416557] [22-2788] [Entered: 11/08/2022 04:36 PM]
November 8, 2022 Filing 13 ATTORNEY, Andrew W. Goldwater for David Bullwinkle, in case 22-2788, [ # 11 ], ADDED.[3415910] [22-2788] [Entered: 11/08/2022 09:54 AM]
November 8, 2022 Filing 12 CURED DEFECTIVE NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, [ # 11 ], on behalf of Appellee David Bullwinkle, FILED.[3415907] [22-2788] [Entered: 11/08/2022 09:53 AM]
November 8, 2022 Filing 11 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee David Bullwinkle, FILED. Service date 11/08/2022 by CM/ECF. [3415903] [22-2788] [Entered: 11/08/2022 09:52 AM]
November 8, 2022 Filing 10 CURED DEFECTIVE ACKNOWLEDGMENT AND NOTICE OF APPEARANCE FORM, [ # 9 ], on behalf of Appellee David Bullwinkle, FILED.[3415901] [22-2788] [Entered: 11/08/2022 09:51 AM]
November 8, 2022 Filing 9 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee David Bullwinkle, FILED. Service date 11/08/2022 by CM/ECF.[3415889] [22-2788] [Entered: 11/08/2022 09:45 AM]
November 8, 2022 Filing 8 DEFECTIVE DOCUMENT, Notice of Appearance as Additional Counsel, [6], on behalf of Appellee David Bullwinkle, FILED.[3415870] [22-2788] [Entered: 11/08/2022 09:33 AM]
November 8, 2022 Filing 7 DEFECTIVE DOCUMENT, Acknowledgment and Notice of Appearance Form, [5], on behalf of Appellee David Bullwinkle, FILED.[3415864] [22-2788] [Entered: 11/08/2022 09:30 AM]
November 8, 2022 Filing 6 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee David Bullwinkle, FILED. Service date 11/08/2022 by CM/ECF. [3415850] [22-2788] [Entered: 11/08/2022 09:22 AM]
November 8, 2022 Filing 5 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee David Bullwinkle, FILED. Service date 11/08/2022 by CM/ECF.[3415845] [22-2788] [Entered: 11/08/2022 09:21 AM]
October 31, 2022 Filing 4 PAYMENT OF DOCKETING FEE, on behalf of Appellants Les Investissements Kiz Inc. and UAT Trading Service, Inc., district court receipt # ANYWDC-4709495, FILED.[3412043] [22-2788] [Entered: 11/01/2022 08:43 PM]
October 31, 2022 Filing 3 DISTRICT COURT JUDGMENT, dated 09/28/2022, RECEIVED.[3412042] [22-2788] [Entered: 11/01/2022 08:43 PM]
October 31, 2022 Filing 2 DISTRICT COURT DECISION AND ORDER, dated 09/27/2022, RECEIVED.[3412041] [22-2788] [Entered: 11/01/2022 08:41 PM]
October 31, 2022 Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellants Les Investissements Kiz Inc. and UAT Trading Service, Inc., FILED. [3412040] [22-2788] [Entered: 11/01/2022 08:38 PM]

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Search for this case: In re Eastman Kodak Company Securities Litigation
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Plaintiff: Tiandong Tang, individually and on behalf of all others similarly situated
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Plaintiff: Margaretha Welkhammer
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Plaintiff: Jimmie A. McAdams, Individually and on Behalf of All Others Similarly Situated
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Plaintiff: Judy P. McAdams, Individually and on Behalf of All Others Similarly Situated
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Plaintiff: Herbert Silverberg, Derivatively on Behalf of Nominal Defendant Eastman Kodak Company
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Plaintiff / appellant: Les Investissements Kiz Inc., Lead Plaintiff
Represented By: James W. Johnson
Represented By: James T. Christie Esq.
Represented By: Frederic S. Fox Esq.
Represented By: Donald R. Hall Esq.
Represented By: Philip J. Leggio Esq.
Represented By: Michael H. Rogers Esq.
Represented By: Joel B. Strauss Esq.
Represented By: Jason Uris Esq.
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Plaintiff / appellant: UAT Trading Service, Inc., Lead Plaintiff
Represented By: James W. Johnson
Represented By: James T. Christie Esq.
Represented By: Frederic S. Fox Esq.
Represented By: Donald R. Hall Esq.
Represented By: Philip J. Leggio Esq.
Represented By: Joel B. Strauss Esq.
Represented By: Jason Uris Esq.
Represented By: Michael H. Rogers Esq.
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Defendant / appellee: Eastman Kodak Company
Represented By: Carolyn G. Nussbaum Esq.
Represented By: Pratik A. Shah Esq.
Represented By: Richard A. McGuirk Esq.
Represented By: Neal R. Marder
Represented By: Stephanie Lindemuth
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Defendant / appellee: James V. Continenza
Represented By: John Paul Nowak Esq.
Represented By: Kevin Logue Esq.
Represented By: Mary Fiona Wolfe Esq.
Represented By: Zachary Zwillinger Esq.
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Defendant / appellee: David Bullwinkle
Represented By: Eric O. Corngold Esq.
Represented By: Andrew W. Goldwater
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Defendant / appellee: Roger W. Byrd
Represented By: Andrew W. Stern Esq.
Represented By: Charlotte Newell Esq.
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Defendant / appellee: Philippe D. Katz
Represented By: Eliot Lauer
Represented By: Julia Mosse Esq.
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Defendant / appellee: Richard Bradley
Represented By: Benjamin Naftalis
Represented By: Zachary L. Rowen Esq.
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Defendant / appellee: Jason New
Represented By: Eric Arthur Hirsch
Represented By: Eric A. Hirsch Esq.
Represented By: Paul A. Straus
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Defendant / appellee: Jeffrey Engelberg
Represented By: Eric R. Fish
Represented By: Andrew M. Grossman Esq.
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Defendant / appellee: William G. Parrett
Represented By: Eric Arthur Hirsch
Represented By: Eric A. Hirsch Esq.
Represented By: Paul A. Straus
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Defendant: George Karfunkel
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