Fife v. Financial Industry Regulatory

Fife v. Financial Industry Regulatory

Plaintiff / Appellant:	John M. Fife
Defendant / Appellee:	Financial Industry Regulatory Authority, Inc.
Case Number:	22-750
Filed:	April 8, 2022
Court:	U.S. Court of Appeals, Second Circuit
Nature of Suit:	STATUTES-Secur Comm Exchange

RSS Track this Docket

Docket Report

This docket was last retrieved on June 27, 2023. A more recent docket listing may be available from PACER.

Date Filed	Document Text
June 27, 2023	Filing 110 MOTION ORDER, denying motion to recall mandate [ # 101 ] filed by Appellant John M. Fife, by DAL, BDP, MHP, FILED. [3534351][110] [22-750] [Entered: 06/27/2023 02:34 PM]
May 25, 2023	Filing 106 OPPOSITION TO MOTION, [ # 101 ], on behalf of Appellee Financial Industry Regulatory Authority, Inc., FILED. Service date 05/25/2023 by CM/ECF, email. [3521500] [22-750] [Entered: 05/25/2023 03:26 PM]
May 15, 2023	Filing 104 U.S. SUPREME COURT NOTICE, dated 05/15/2023, U.S. Supreme Court docket # 22-924, stating the petition for writ of certiorari is denied, RECEIVED.[3515760] [22-750] [Entered: 05/15/2023 03:40 PM]
May 15, 2023	Filing 102 CURED DEFECTIVE MOTION, to recall mandate, on behalf of Appellant John M. Fife, FILED.[3515612] [22-750] [Entered: 05/15/2023 02:02 PM]
May 15, 2023	Filing 101 MOTION, to recall mandate, on behalf of Appellant John M. Fife, FILED. Service date 05/15/2023 by CM/ECF. [3515586] [22-750] [Entered: 05/15/2023 01:35 PM]
May 12, 2023	Filing 100 DEFECTIVE DOCUMENT, MOTION, to extend time, [99], on behalf of Appellant John M. Fife, FILED.[3514830] [22-750] [Entered: 05/12/2023 01:53 PM]
May 12, 2023	Filing 99 MOTION, to extend time, on behalf of Appellant John M. Fife, FILED. Service date 05/12/2023 by CM/ECF. [3514802] [22-750] [Entered: 05/12/2023 01:27 PM]
March 23, 2023	Filing 98 U.S. SUPREME COURT NOTICE of writ of certiorari filing, dated 03/22/2023, U.S. Supreme Court docket # 22-924, RECEIVED.[3488625] [22-750] [Entered: 03/23/2023 04:05 PM]
January 10, 2023	Filing 97 JUDGMENT MANDATE, ISSUED.[3449369] [22-750] [Entered: 01/10/2023 09:05 AM]
December 20, 2022	Filing 93 SUMMARY ORDER AND JUDGMENT, the judgment of the district court is affirmed, by DAL, BDP, MHP, FILED.[3440028] [22-750] [Entered: 12/20/2022 09:23 AM]
December 20, 2022	Filing 92 NEW CASE MANAGER, Atasha Joseph, ASSIGNED.[3440018] [22-750] [Entered: 12/20/2022 09:19 AM]
December 14, 2022	Filing 90 CASE, before DAL, BDP, MHP, HEARD.[3436522] [22-750] [Entered: 12/14/2022 10:06 AM]
December 13, 2022	Filing 89 MOTION ORDER, granting request to bring electronics [83] filed by Appellant John M. Fife, FILED. [3435869][89] [22-750] [Entered: 12/13/2022 12:53 PM]
December 12, 2022	Filing 87 MOTION ORDER, granting request to bring electronicws [ # 80 ] filed by Appellee Financial Industry Regulatory Authority, Inc., FILED. [3435299][87] [22-750] [Entered: 12/12/2022 04:21 PM]
December 12, 2022	Filing 86 MOTION ORDER, granting request to bring electronics [ # 80 ] filed by Appellee Financial Industry Regulatory Authority, Inc., FILED. [3435152][86] [22-750] [Entered: 12/12/2022 02:14 PM]
December 12, 2022	Filing 85 DEFECTIVE DOCUMENT, Motion to permit electronic device for oral argument, [83], on behalf of Appellant John M. Fife, FILED.[3435093] [22-750] [Entered: 12/12/2022 01:41 PM]
December 12, 2022	Filing 83 MOTION, for___relief, on behalf of Appellant John M. Fife, FILED. Service date 12/12/2022 by CM/ECF. [3435025] [22-750] [Entered: 12/12/2022 12:39 PM]
December 12, 2022	Filing 80 LETTER, on behalf of Appellee Financial Industry Regulatory Authority, Inc., request to bring into the Court certain computer and technological device for use during the hearing scheduled for 12/14/2022, RECEIVED. Service date 12/12/2022 by CM/ECF.[3434807] [22-750]--[Edited 12/12/2022 by WD] [Entered: 12/12/2022 10:11 AM]
December 6, 2022	Filing 79 INSTRUCTIONS FOR ARGUMENT NOTICE, to attorneys/parties, TRANSMITTED.[3431662] [22-750] [Entered: 12/06/2022 10:48 AM]
November 17, 2022	Filing 78 NOTICE OF HEARING DATE ACKNOWLEDGMENT, on behalf of Appellant John M. Fife, FILED. Service date 11/17/2022 by CM/ECF. [3421572] [22-750] [Entered: 11/17/2022 11:34 AM]
November 17, 2022	Filing 77 NOTICE OF HEARING DATE ACKNOWLEDGMENT, on behalf of Appellant John M. Fife, FILED. Service date 11/17/2022 by CM/ECF. [3421571] [22-750] [Entered: 11/17/2022 11:33 AM]
November 16, 2022	Filing 76 NOTICE OF HEARING DATE ACKNOWLEDGMENT, on behalf of Appellee Financial Industry Regulatory Authority, Inc., FILED. Service date 11/16/2022 by CM/ECF. [3420758] [22-750] [Entered: 11/16/2022 12:00 PM]
October 28, 2022	Filing 75 ARGUMENT NOTICE, to attorneys/parties, TRANSMITTED.[3409562] [22-750] [Entered: 10/28/2022 09:47 AM]
October 24, 2022	Filing 74 CASE CALENDARING, for argument on 12/14/2022, SET.[3406002] [22-750] [Entered: 10/24/2022 09:53 AM]
September 13, 2022	Filing 73 CASE CALENDARING, for the week of 12/12/2022, PROPOSED.[3381242] [22-750] [Entered: 09/13/2022 02:29 PM]
September 8, 2022	Filing 71 CURED DEFECTIVE REPLY BRIEF, [ # 68 ], on behalf of Appellant John M. Fife, FILED.[3378819] [22-750] [Entered: 09/08/2022 02:32 PM]
August 24, 2022	Filing 70 REPLY BRIEF, on behalf of Appellant John M. Fife, FILED. Service date 08/24/2022 by CM/ECF. [3370895] [22-750] [Entered: 08/24/2022 01:30 PM]
August 23, 2022	Filing 68 DEFECTIVE DOCUMENT, REPLY BRIEF, on behalf of Appellant John M. Fife, [67], on behalf of Appellant John M. Fife, FILED.[3369985] [22-750] [Entered: 08/23/2022 01:38 PM]
August 23, 2022	Filing 67 CORRECTED BRIEF, on behalf of Appellant John M. Fife, FILED. Service date 08/23/2022 by CM/ECF. [3369948] [22-750] [Entered: 08/23/2022 01:01 PM]
August 18, 2022	Filing 65 ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney John P. Mitchell, Esq. for Appellee Financial Industry Regulatory Authority, Inc., FILED. Service date 08/18/2022 by CM/ECF. [3367447] [22-750] [Entered: 08/18/2022 01:33 PM]
August 18, 2022	Filing 63 ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Ms. Kari Parks, Esq. for Appellant John M. Fife, FILED. Service date 08/18/2022 by CM/ECF. [3367233] [22-750] [Entered: 08/18/2022 10:30 AM]
August 5, 2022	Filing 62 MOTION ORDER, granting motion to file late reply brief, [ # 54 ] filed by Appellant John M. Fife, by AJN, FILED. [3360632][62] [22-750]--[Edited 08/05/2022 by WD] [Entered: 08/05/2022 10:20 AM]
August 3, 2022	Filing 58 OPPOSITION TO MOTION, [ # 54 ], on behalf of Appellee Financial Industry Regulatory Authority, Inc., FILED. Service date 08/03/2022 by CM/ECF. [3359355] [22-750] [Entered: 08/03/2022 02:45 PM]
July 29, 2022	Filing 57 CURED DEFECTIVE MOTION to file late reply brief, [ # 53 ], on behalf of Appellant John M. Fife, FILED.[3356838] [22-750] [Entered: 07/29/2022 02:30 PM]
July 25, 2022	Filing 54 MOTION, to file late, on behalf of Appellant John M. Fife, FILED. Service date 07/25/2022 by CM/ECF. [3353718] [22-750] [Entered: 07/25/2022 02:46 PM]
July 21, 2022	Filing 53 DEFECTIVE DOCUMENT, Letter, [52], on behalf of Appellant John M. Fife, FILED.[3351978] [22-750] [Entered: 07/21/2022 03:06 PM]
July 21, 2022	Filing 52 LETTER, on behalf of Appellant John M. Fife,
July 21, 2022	Filing 51 DEFECTIVE DOCUMENT,Reply brief,, [48], on behalf of Appellant John M. Fife, FILED.[3351705] [22-750] [Entered: 07/21/2022 11:29 AM]
July 21, 2022	Filing 50 CURED DEFECTIVE REPLY BRIEF, [48], on behalf of Appellant John M. Fife, FILED.[3351699] [22-750] [Entered: 07/21/2022 11:25 AM]
July 21, 2022	Filing 49 LETTER, on behalf of Appellee Financial Industry Regulatory Authority, Inc., In response to Appellant's untimley filing of the reply brief on 07/19/2022, RECEIVED. Service date 07/21/2022 by CM/ECF.[3351572] [22-750]--[Edited 07/21/2022 by WD] [Entered: 07/21/2022 10:07 AM]
July 19, 2022	Filing 48 REPLY BRIEF, on behalf of Appellant John M. Fife, FILED. Service date 07/19/2022 by CM/ECF. [3350460] [22-750] [Entered: 07/19/2022 04:20 PM]
June 29, 2022	Filing 45 CURED DEFECTIVE BRIEF, [ # 43 ], [ # 41 ], on behalf of Appellee Financial Industry Regulatory Authority, Inc., FILED.[3339970] [22-750] [Entered: 06/29/2022 11:30 AM]
June 29, 2022	Filing 44 BRIEF, on behalf of Appellee Financial Industry Regulatory Authority, Inc., FILED. Service date 06/29/2022 by CM/ECF. [3339943] [22-750] [Entered: 06/29/2022 11:15 AM]
June 29, 2022	Filing 43 DEFECTIVE DOCUMENT, Corrected brief, [42], on behalf of Appellee Financial Industry Regulatory Authority, Inc., FILED.[3339929] [22-750] [Entered: 06/29/2022 11:02 AM]
June 29, 2022	Filing 42 CORRECTED BRIEF, on behalf of Appellee Financial Industry Regulatory Authority, Inc., FILED. Service date 06/29/2022 by CM/ECF. [3339908] [22-750] [Entered: 06/29/2022 10:38 AM]
June 29, 2022	Filing 41 DEFECTIVE DOCUMENT, Appellee Financial Industry Regulatory Authority, Inc., [40], on behalf of Appellee Financial Industry Regulatory Authority, Inc., FILED.[3339751] [22-750] [Entered: 06/29/2022 08:28 AM]
June 28, 2022	Filing 40 BRIEF, on behalf of Appellee Financial Industry Regulatory Authority, Inc., FILED. Service date 06/28/2022 by CM/ECF. [3339691] [22-750] [Entered: 06/28/2022 05:39 PM]
June 3, 2022	Filing 38 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Financial Industry Regulatory Authority, Inc., FILED. Service date 06/03/2022 by CM/ECF.[3326658] [22-750] [Entered: 06/03/2022 03:12 PM]
May 26, 2022	Filing 33 NOTICE, to Appellee Financial Industry Regulatory Authority, Inc. , for failure to file an appearance, SENT.[3322451] [22-750] [Entered: 05/26/2022 04:41 PM]
May 24, 2022	Filing 29 BRIEF, on behalf of Appellant John M. Fife, FILED. Service date 05/24/2022 by CM/ECF.[3320608] [22-750] [Entered: 05/24/2022 02:55 PM]
May 24, 2022	Filing 28 APPENDIX, volume 1 of 1, (pp. 1-220), on behalf of Appellant John M. Fife, FILED. Service date 05/24/2022 by CM/ECF.[3320602] [22-750] [Entered: 05/24/2022 02:52 PM]
April 19, 2022	Filing 25 LOCAL RULE 31.2 NOTICE, placing this appeal on the Court's Expedited Calendar, setting appellant's brief due date as 05/24/2022, appellee's brief due date as 06/28/2022,TRANSMITTED.[3299977] [22-750] [Entered: 04/19/2022 04:42 PM]
April 19, 2022	Filing 23 NEW CASE MANAGER, Wilson Dudley, ASSIGNED.[3299854] [22-750] [Entered: 04/19/2022 03:44 PM]
April 19, 2022	Filing 18 CURED DEFECTIVE FORM D, [ # 12 ], [ # 17 ], on behalf of Appellant John M. Fife, FILED.[3299783] [22-750] [Entered: 04/19/2022 03:07 PM]
April 19, 2022	Filing 17 FORM D, on behalf of Appellant John M. Fife, FILED. Service date 04/19/2022 by CM/ECF.[3299713] [22-750] [Entered: 04/19/2022 02:35 PM]
April 19, 2022	Filing 16 CURED DEFECTIVE Notice of Appearance as Additional Counsel, [ # 11 ], [ # 13 ], on behalf of Appellant John M. Fife, FILED.[3299680] [22-750] [Entered: 04/19/2022 02:12 PM]
April 19, 2022	Filing 15 ATTORNEY, Kari Parks for John M. Fife, in case 22-750 , [ # 13 ], ADDED.[3299676] [22-750] [Entered: 04/19/2022 02:10 PM]
April 19, 2022	Filing 14 FORM C, on behalf of Appellant John M. Fife, FILED. Service date 04/19/2022 by CM/ECF.[3299486] [22-750] [Entered: 04/19/2022 11:50 AM]
April 19, 2022	Filing 13 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant John M. Fife, FILED. Service date 04/19/2022 by CM/ECF. [3299466] [22-750] [Entered: 04/19/2022 11:37 AM]
April 19, 2022	Filing 12 DEFECTIVE DOCUMENT,FORM D, [10], on behalf of Appellant John M. Fife, FILED.[3299073] [22-750] [Entered: 04/19/2022 05:44 AM]
April 19, 2022	Filing 11 DEFECTIVE DOCUMENT,NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, [9], on behalf of Appellant John M. Fife, FILED.[3299071] [22-750] [Entered: 04/19/2022 05:39 AM]
April 18, 2022	Filing 10 FORM D, on behalf of Appellant John M. Fife, FILED. Service date 04/18/2022 by CM/ECF.[3298725] [22-750] [Entered: 04/18/2022 01:53 PM]
April 18, 2022	Filing 9 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant John M. Fife, FILED. Service date 04/18/2022 by CM/ECF. [3298708] [22-750] [Entered: 04/18/2022 01:35 PM]
April 14, 2022	Filing 8 NON-ADMITTED ATTORNEY, Attorney John Patrick Mitchell, Esq. for Appellee Financial Industry Regulatory Authority, Inc., orally informed to apply for admission forthwith and submit Addendum A to Notice of Appearance, NOTIFIED.[3296711] [22-750] [Entered: 04/14/2022 10:33 AM]
April 8, 2022	Filing 7 DISTRICT COURT ORDER, dated 03/29/2022, RECEIVED.[3295746] [22-750] [Entered: 04/13/2022 08:23 AM]
April 8, 2022	Filing 4 ELECTRONIC INDEX, in lieu of record, FILED.[3295641] [22-750] [Entered: 04/12/2022 04:39 PM]
April 8, 2022	Filing 3 PAYMENT OF DOCKETING FEE, on behalf of Appellant John M. Fife, district court receipt # ANYSDC25981031, FILED.[3295638] [22-750] [Entered: 04/12/2022 04:38 PM]
April 8, 2022	Filing 2 DISTRICT COURT JUDGMENT, dated 03/29/2022, RECEIVED.[3295636] [22-750] [Entered: 04/12/2022 04:36 PM]
April 8, 2022	Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant John M. Fife, FILED. [3295628] [22-750] [Entered: 04/12/2022 04:32 PM]

Access additional case information on PACER

Access the Case Summary and Docket Report to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.

Search for this case: Fife v. Financial Industry Regulatory
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Web	[ Unicourt \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Plaintiff / appellant: John M. Fife
Represented By:	Martin H. Kaplan Esq.
Represented By:	Kari Parks Esq.
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Financial Industry Regulatory Authority, Inc.
Represented By:	John Patrick Mitchell Esq.
Represented By:	John P. Mitchell Esq.
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.

Why Is My Information Online?