City of Providence, Rhode v. Bats Global Markets, Inc.
| Plumbers and Pipefitters National Pension Fund, Forsta AP-fonden, StateBoston Retirement System, American European Insurance Company, Harel Insurance Co, Ltd., individually and on behalf of all others similarly situated, James J. Flynn, Individually and on behalf of all others similarly situated and Dominic A. Morelli, Individually and on behalf of all others similarly situated |
| Wedbush Securities, Inc., Tradework Inc., Bids Trading, L.P., Box Options Exchange L.L.C., Chicago Board Options Exchange, Inc., C2 Options Exchange, Inc., International Securities Exchange Holdings, Inc., National Stock Exchange, Inc., Onechicago, L.L.C., Bank of America Corporation, Barclays PLC, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, The Goldman Sachs Group, Inc., JPMorgan Chase & Co., Morgan Stanley & Co L.L.C., UBS AG, The Charles Schwab Corporation, ETrade Financial Corporation, FMR, L.L.C., Fidelity Brokerage Services, L.L.C., Scottrade Financial Services, Inc., TD Ameritrade Holding Corporation, DRW Holdings, L.L.C., GTS Securities, L.L.C., Hudson River Trading L.L.C., Jump Trading, L.L.C., KCG Holdings, Inc., Quantlab Financial L.L.C., Tower Research Capital L.L.C., Tradebot Systems, Inc., Tradeworx Inc., Virtu Financial Inc., Chopper Trading, L.L.C., NASDAQ OMX PHLX LLC and Citadel LLC |
| City of Providence, Rhode Island, individually and on behalf of all others similarly situated, Employees' Retirement System of the Government of the Virgin Islands, United Association National Pension Fund, Boston Retirement System and The Government Employees' Retirement System of the Government of the Virgin Islands |
| Chicago Stock Exchange, Inc., Direct Edge ECN, L.L.C., The Nasdaq Stock Market L.L.C., Nasdaq OMX BX, Inc., New York Stock Exchange, L.L.C., NYSE Arca, Inc., Barclays Capital, Inc. and Bats Global Markets, Inc |
| 22-920 |
| April 26, 2022 |
| U.S. Court of Appeals, Second Circuit |
| STATUTES-Secur Comm Exchange |
Docket Report
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| Filing 46 CERTIFIED COPY OF ORDER, dated 06/13/2022, determining the appeal to SDNY, ISSUED.[Mandate][3331780] [22-920] [Entered: 06/13/2022 04:00 PM] |
| Filing 45 MOTION ORDER, granting motion to dismiss [ # 39 ] filed by Appellant The Government Employees' Retirement System of the Government of the Virgin Islands, City of Providence, Rhode Island and Boston Retirement System, FILED. [3331776][45] [22-920] [Entered: 06/13/2022 03:57 PM] |
| Filing 44 NEW CASE MANAGER, Yana Segal, ASSIGNED.[3331773] [22-920] [Entered: 06/13/2022 03:55 PM] |
| Filing 39 MOTION, to dismiss, on behalf of Appellant Boston Retirement System, City of Providence, Rhode Island and The Government Employees' Retirement System of the Government of the Virgin Islands, FILED. Service date 06/13/2022 by CM/ECF. [3331630] [22-920] [Entered: 06/13/2022 02:19 PM] |
| Filing 38 SO-ORDERED SCHEDULING NOTIFICATION, setting Appellant Boston Retirement System, City of Providence, Rhode Island, The Government Employees' Retirement System of the Government of the Virgin Islands and United Association National Pension Fund Brief due date as 08/08/2022. Joint Appendix due date as 08/08/2022, FILED.[3325684] [22-920] [Entered: 06/02/2022 02:28 PM] |
| Filing 37 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant Boston Retirement System, City of Providence, Rhode Island and The Government Employees' Retirement System of the Government of the Virgin Islands, informing Court of proposed due date 08/08/2022, RECEIVED. Service date 05/23/2022 by CM/ECF.[3319614] [22-920] [Entered: 05/23/2022 11:59 AM] |
| Filing 36 NEW CASE MANAGER, Brenda Mojica, ASSIGNED.[3315114] [22-920] [Entered: 05/13/2022 05:12 PM] |
| Filing 33 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Bats Global Markets, Inc and Direct Edge ECN, L.L.C., FILED. Service date 05/12/2022 by CM/ECF.[3314333] [22-920] [Entered: 05/12/2022 05:07 PM] |
| Filing 32 ATTORNEY, Paul E. Greenwalt III for Bats Global Markets, Inc Direct Edge ECN, L.L.C., in case 22-920, [ # 30 ], ADDED.[3314298] [22-920] [Entered: 05/12/2022 04:42 PM] |
| Filing 31 CURED DEFECTIVE NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, [ # 26 ], [ # 30 ], on behalf of Appellee Bats Global Markets, Inc and Direct Edge ECN, L.L.C., FILED.[3314293] [22-920] [Entered: 05/12/2022 04:40 PM] |
| Filing 30 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Bats Global Markets, Inc and Direct Edge ECN, L.L.C., FILED. Service date 05/12/2022 by 3rd party. [3313916] [22-920] [Entered: 05/12/2022 12:05 PM] |
| Filing 29 CAPTION, The Nasdaq Stock Market L.L.C., and Nasdaq OMX BX, Inc., party designation changed, AMENDED.[3313710] [22-920] [Entered: 05/12/2022 10:22 AM] |
Filing 28
ORDER, dated 05/12/2022, granting motion to voluntarily dismiss the appeal appeal as to the following two appellees: The Nasdaq Stock Market L.L.C., and Nasdaq OMX BX, Inc., [ # 23 ], FILED.[3313699] [22-920] [Entered: 05/12/2022 10:14 AM]
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| Filing 26 DEFECTIVE DOCUMENT, Notice of Appearane as Additional Counsel, [25], on behalf of Appellee Direct Edge ECN, L.L.C., FILED.[3313673] [22-920] [Entered: 05/12/2022 10:01 AM] |
| Filing 25 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Direct Edge ECN, L.L.C., FILED. Service date 05/11/2022 by CM/ECF. [3313510] [22-920] [Entered: 05/11/2022 07:20 PM] |
| Filing 23 MOTION, to dismiss, on behalf of Appellant Boston Retirement System, City of Providence, Rhode Island and The Government Employees' Retirement System of the Government of the Virgin Islands, FILED. Service date 05/11/2022 by CM/ECF, US mail. [3313384] [22-920] [Entered: 05/11/2022 04:13 PM] |
| Filing 18 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Chicago Stock Exchange, Inc., New York Stock Exchange, L.L.C. and NYSE Arca, Inc., FILED. Service date 05/11/2022 by CM/ECF.[3313016] [22-920] [Entered: 05/11/2022 11:43 AM] |
| Filing 17 FORM C, on behalf of Appellant Boston Retirement System, City of Providence, Rhode Island and The Government Employees' Retirement System of the Government of the Virgin Islands, FILED. Service date 05/09/2022 by CM/ECF.[3311759] [22-920] [Entered: 05/09/2022 06:54 PM] |
| Filing 16 FORM D, on behalf of Appellant Boston Retirement System, City of Providence, Rhode Island and The Government Employees' Retirement System of the Government of the Virgin Islands, FILED. Service date 05/09/2022 by CM/ECF.[3311757] [22-920] [Entered: 05/09/2022 06:45 PM] |
| Filing 15 ATTORNEY, Amir C. Tayrani for Nasdaq OMX BX, Inc. The Nasdaq Stock Market L.L.C., in case 22-920, [ # 13 ], ADDED.[3306529] [22-920] [Entered: 04/29/2022 03:51 PM] |
| Filing 14 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Boston Retirement System, City of Providence, Rhode Island and The Government Employees' Retirement System of the Government of the Virgin Islands, FILED. Service date 04/29/2022 by CM/ECF.[3306341] [22-920] [Entered: 04/29/2022 01:51 PM] |
| Filing 13 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Nasdaq OMX BX, Inc. and The Nasdaq Stock Market L.L.C., FILED. Service date 04/28/2022 by CM/ECF. [3305649] [22-920] [Entered: 04/28/2022 03:08 PM] |
| Filing 12 ATTORNEY, Robert F. Serio for Nasdaq OMX BX, Inc. The Nasdaq Stock Market L.L.C., in case 22-920, [ # 10 ], ADDED.[3305638] [22-920] [Entered: 04/28/2022 03:03 PM] |
| Filing 11 ATTORNEY, Joseph D. Daley, [ # 8 ], in place of attorney David W. Mitchell, SUBSTITUTED.[3305630] [22-920] [Entered: 04/28/2022 03:01 PM] |
| Filing 10 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Nasdaq OMX BX, Inc. and The Nasdaq Stock Market L.L.C., FILED. Service date 04/28/2022 by CM/ECF. [3305376] [22-920] [Entered: 04/28/2022 12:32 PM] |
| Filing 9 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Nasdaq OMX BX, Inc. and The Nasdaq Stock Market L.L.C., FILED. Service date 04/28/2022 by CM/ECF.[3305346] [22-920] [Entered: 04/28/2022 12:19 PM] |
| Filing 8 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellant Boston Retirement System, City of Providence, Rhode Island, Employees' Retirement System of the Government of the Virgin Islands and United Association National Pension Fund, FILED. Service date 04/28/2022 by CM/ECF. [3305321] [22-920] [Entered: 04/28/2022 12:08 PM] |
| Filing 5 ELECTRONIC INDEX, in lieu of record, FILED.[3304542] [22-920] [Entered: 04/27/2022 12:05 PM] |
| Filing 4 PAYMENT OF DOCKETING FEE, on behalf of Appellant Boston Retirement System, City of Providence, Rhode Island, Employees' Retirement System of the Government of the Virgin Islands and United Association National Pension Fund, district court receipt # ANYSDC-26055861, FILED.[3304540] [22-920] [Entered: 04/27/2022 12:05 PM] |
| Filing 3 DISTRICT COURT JUDGMENT, dated 03/28/2022, RECEIVED.[3304538] [22-920] [Entered: 04/27/2022 12:04 PM] |
| Filing 2 DISTRICT COURT OPINION AND ORDER, dated 03/28/2022, RECEIVED.[3304535] [22-920] [Entered: 04/27/2022 12:04 PM] |
| Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Boston Retirement System, City of Providence, Rhode Island, Employees' Retirement System of the Government of the Virgin Islands and United Association National Pension Fund, FILED. [3304528] [22-920] [Entered: 04/27/2022 11:57 AM] |
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