Securities and Exchange Commission v. O'Brien
| Securities and Exchange Commission |
| James David O'Brien |
| 23-1071 |
| July 24, 2023 |
| U.S. Court of Appeals, Second Circuit |
| STATUTES-Secur Comm Exchange |
Docket Report
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This docket was last retrieved on September 6, 2023. A more recent docket listing may be available from PACER.
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| Filing 37 SO-ORDERED SCHEDULING NOTIFICATION, setting Appellant James David O'Brien Brief due date as 11/01/2023. Joint Appendix due date as 11/01/2023, FILED.[3564616] [23-1071] [Entered: 09/06/2023 08:38 AM] |
| Filing 34 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant James David O'Brien, informing Court of proposed due date 11/01/2023, RECEIVED. Service date 08/31/2023 by CM/ECF.[3563371] [23-1071] [Entered: 08/31/2023 01:28 PM] |
| Filing 32 NEW CASE MANAGER, Dennisse Pizarro-Lebron, ASSIGNED.[3563145] [23-1071] [Entered: 08/31/2023 08:48 AM] |
| Filing 29 CAMP ORDER, Type of Conference: Telephonic, Scheduled Date of Conference: 10/03/2023, Start Time: 10:30 AM, Required Attendees: Clients with Counsel, with Dean W.M. Leslie, ENTERED.[3559213] [23-1071] [Entered: 08/21/2023 02:59 PM] |
| Filing 27 CURED DEFECTIVE NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL [ # 16 ], [ # 21 ], on behalf of Appellee Securities and Exchange Commission, FILED.[3558730] [23-1071] [Entered: 08/18/2023 05:27 PM] |
| Filing 25 CURED DEFECTIVE FORM C [ # 17 ], [ # 18 ], [ # 22 ], [ # 24 ], on behalf of Appellant James David O'Brien, FILED.[3558722] [23-1071] [Entered: 08/18/2023 05:23 PM] |
| Filing 24 FORM C, on behalf of Appellant James David O'Brien, FILED. Service date 08/15/2023 by CM/ECF.[3556470] [23-1071] [Entered: 08/15/2023 09:23 AM] |
| Filing 23 ATTORNEY, Jeffrey Alan Berger for Securities and Exchange Commission, in case 23-1071, [ # 21 ], ADDED.[3556434] [23-1071] [Entered: 08/15/2023 08:43 AM] |
| Filing 22 DEFECTIVE DOCUMENT, Form C, [20], on behalf of Appellant James David O'Brien, FILED.[3556429] [23-1071] [Entered: 08/15/2023 08:38 AM] |
| Filing 21 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Securities and Exchange Commission, FILED. Service date 08/08/2023 by CM/ECF. [3553296] [23-1071] [Entered: 08/08/2023 12:40 PM] |
| Filing 20 FORM C, on behalf of Appellant James David O'Brien, FILED. Service date 08/07/2023 by CM/ECF.[3552376] [23-1071] [Entered: 08/07/2023 10:37 AM] |
| Filing 19 ATTORNEY, Allison Bitz for Securities and Exchange Commission, in case 23-1071, [ # 15 ], ADDED.[3552348] [23-1071] [Entered: 08/07/2023 10:14 AM] |
| Filing 18 DEFECTIVE DOCUMENT, Form C, [14], on behalf of Appellant James David O'Brien, FILED.[3552342] [23-1071] [Entered: 08/07/2023 10:07 AM] |
| Filing 17 DEFECTIVE DOCUMENT, Form C, [13], on behalf of Appellant James David O'Brien, FILED.[3552333] [23-1071] [Entered: 08/07/2023 10:01 AM] |
| Filing 16 DEFECTIVE DOCUMENT, Notice of Appearance as Additional Counsel, [10], on behalf of Appellee Securities and Exchange Commission, FILED.[3552316] [23-1071] [Entered: 08/07/2023 09:54 AM] |
| Filing 15 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Securities and Exchange Commission, FILED. Service date 08/03/2023 by CM/ECF. [3551209] [23-1071] [Entered: 08/03/2023 02:54 PM] |
| Filing 14 ADDENDUM, on behalf of Appellant James David O'Brien, FILED. Service date 08/03/2023 by CM/ECF.[3551006] [23-1071] [Entered: 08/03/2023 11:20 AM] |
| Filing 13 FORM C, on behalf of Appellant James David O'Brien, FILED. Service date 08/03/2023 by CM/ECF.[3551002] [23-1071] [Entered: 08/03/2023 11:17 AM] |
| Filing 12 FORM D, on behalf of Appellant James David O'Brien, FILED. Service date 08/03/2023 by CM/ECF.[3550989] [23-1071] [Entered: 08/03/2023 11:07 AM] |
| Filing 11 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant James David O'Brien, FILED. Service date 08/03/2023 by CM/ECF.[3550987] [23-1071] [Entered: 08/03/2023 11:04 AM] |
| Filing 10 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Securities and Exchange Commission, FILED. Service date 08/02/2023 by CM/ECF. [3550299] [23-1071] [Entered: 08/02/2023 10:25 AM] |
| Filing 5 PAYMENT OF DOCKETING FEE, on behalf of Appellant James David O'Brien, district court receipt # ANYSDC-28040509, FILED.[3547585] [23-1071] [Entered: 07/27/2023 08:52 AM] |
| Filing 4 DISTRICT COURT JUDGMENT, dated 05/30/2023, RECEIVED.[3547582] [23-1071] [Entered: 07/27/2023 08:52 AM] |
| Filing 3 DISTRICT COURT ORDER, dated 05/25/2023, RECEIVED.[3547581] [23-1071] [Entered: 07/27/2023 08:51 AM] |
| Filing 2 DISTRICT COURT OPINION AND ORDER, dated 05/25/2023, RECEIVED.[3547580] [23-1071] [Entered: 07/27/2023 08:51 AM] |
| Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant James David O'Brien, FILED. [3547575] [23-1071] [Entered: 07/27/2023 08:47 AM] |
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