Plymouth County Retirement Association v. Array Technologies, Inc.
| Julian Keippel |
| Plymouth County Retirement Association, Individually and on Behalf of All Others Similarly Situated and Carpenters Pension Trust Fund for Northern California |
| Array Technologies, Inc., Jim Fusaro, Nipul Patel, Troy Alstead, Orlando D. Ashford, Frank Cannova, Ron P. Corio, Brad Forth, Peter Jonna, Jason Lee, ATI Investment Parent, LLC, ATI Intermediate Holdings, LLC, Oaktree ATI Investors, L.P., Oaktree Power Opportunities Fund IV, L.P., Oaktree Power Opportunities Fund IV (Parallel), L.P., Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, Guggenheim Securities, LLC, Credit Suisse Securities (USA) LLC, Barclays Capital Inc., UBS Securities LLC, Cowen and Company, LLC, Oppenheimer & Co. Inc., Johnson Rice & Company L.L.C., Roth Capital Partners, LLC, Piper Sandler & Co., MUFG Securities Americas Inc., Nomura Securities International, Inc. and Morgan Stanley & Co. LLC |
| 23-1122 |
| August 7, 2023 |
| U.S. Court of Appeals, Second Circuit |
| STATUTES-Secur Comm Exchange |
Docket Report
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| Filing 38 SO-ORDERED SCHEDULING NOTIFICATION, setting Appellant Carpenters Pension Trust Fund for Northern California and Plymouth County Retirement Association Brief due date as 11/17/2023. Joint Appendix due date as 11/17/2023, FILED.[3567092] [23-1122] [Entered: 09/11/2023 02:42 PM] |
| Filing 35 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant Carpenters Pension Trust Fund for Northern California and Plymouth County Retirement Association, informing Court of proposed due date 11/17/2023, RECEIVED. Service date 09/01/2023 by CM/ECF.[3563864] [23-1122] [Entered: 09/01/2023 03:27 PM] |
| Filing 34 ATTORNEY, Abigail Elizabeth Davis for Cowen and Company, LLC Guggenheim Securities, LLC Morgan Stanley & Co. LLC Credit Suisse Securities (USA) LLC Barclays Capital Inc. Oppenheimer & Co. Inc. UBS Securities LLC Johnson Rice & Company L.L.C. Piper Sandler & Co. Goldman Sachs & Co. LLC J.P. Morgan Securities LLC MUFG Securities Americas Inc. Roth Capital Partners, LLC Nomura Securities International, Inc., in case 23-1122 , [ # 32 ], ADDED.[3560841] [23-1122] [Entered: 08/24/2023 02:45 PM] |
| Filing 33 ATTORNEY, Scott Musoff for Cowen and Company, LLC Guggenheim Securities, LLC Morgan Stanley & Co. LLC Credit Suisse Securities (USA) LLC Barclays Capital Inc. Oppenheimer & Co. Inc. UBS Securities LLC Johnson Rice & Company L.L.C. Piper Sandler & Co. Goldman Sachs & Co. LLC J.P. Morgan Securities LLC MUFG Securities Americas Inc. Roth Capital Partners, LLC Nomura Securities International, Inc., in case 23-1122 , [ # 31 ], ADDED.[3560838] [23-1122] [Entered: 08/24/2023 02:43 PM] |
| Filing 32 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, Guggenheim Securities, LLC, Credit Suisse Securities (USA) LLC, Barclays Capital Inc., UBS Securities LLC, Cowen and Company, LLC, Oppenheimer & Co. Inc., Johnson Rice & Company L.L.C., Roth Capital Partners, LLC, Piper Sandler & Co., MUFG Securities Americas Inc., Nomura Securities International, Inc. and Morgan Stanley & Co. LLC, FILED. Service date 08/22/2023 by CM/ECF. [3559756] [23-1122] [Entered: 08/22/2023 02:32 PM] |
| Filing 31 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, Guggenheim Securities, LLC, Credit Suisse Securities (USA) LLC, Barclays Capital Inc., UBS Securities LLC, Cowen and Company, LLC, Oppenheimer & Co. Inc., Johnson Rice & Company L.L.C., Roth Capital Partners, LLC, Piper Sandler & Co., MUFG Securities Americas Inc., Nomura Securities International, Inc. and Morgan Stanley & Co. LLC, FILED. Service date 08/22/2023 by CM/ECF. [3559746] [23-1122] [Entered: 08/22/2023 02:25 PM] |
| Filing 30 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Barclays Capital Inc., Cowen and Company, LLC, Credit Suisse Securities (USA) LLC, Goldman Sachs & Co. LLC, Guggenheim Securities, LLC, J.P. Morgan Securities LLC, Johnson Rice & Company L.L.C., Morgan Stanley & Co. LLC, MUFG Securities Americas Inc., Nomura Securities International, Inc., Oppenheimer & Co. Inc., Piper Sandler & Co., Roth Capital Partners, LLC and UBS Securities LLC, FILED. Service date 08/22/2023 by CM/ECF.[3559738] [23-1122] [Entered: 08/22/2023 02:19 PM] |
| Filing 29 NEW CASE MANAGER, Brenda Mojica, ASSIGNED.[3559545] [23-1122] [Entered: 08/22/2023 09:55 AM] |
| Filing 26 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Troy Alstead, Orlando D. Ashford, Ron P. Corio, Brad Forth, Jim Fusaro and Nipul Patel, FILED. Service date 08/21/2023 by CM/ECF.[3559386] [23-1122] [Entered: 08/21/2023 06:03 PM] |
| Filing 23 ATTORNEY, Lisa Heather Bebchick for Array Technologies, Inc. ATI Intermediate Holdings, LLC, in case 23-1122 , [ # 18 ], ADDED.[3559301] [23-1122] [Entered: 08/21/2023 04:07 PM] |
| Filing 22 ATTORNEY, James T. Christie for Plymouth County Retirement Association Carpenters Pension Trust Fund for Northern California, in case 23-1122 , [ # 16 ], ADDED.[3559299] [23-1122] [Entered: 08/21/2023 04:05 PM] |
| Filing 21 ATTORNEY, Thomas G. Hoffman Jr. for Plymouth County Retirement Association Carpenters Pension Trust Fund for Northern California, in case 23-1122 , [ # 15 ], ADDED.[3559295] [23-1122] [Entered: 08/21/2023 04:04 PM] |
| Filing 20 ATTORNEY, Stefan Atkinson, for, Brad Forth, TERMINATED.[3559294] [23-1122] [Entered: 08/21/2023 04:02 PM] |
| Filing 19 ATTORNEY, Peter L. Welsh, for appellees, Jim Fusaro, Nipul Patel, Troy Alstead, Orlando D. Ashford, Ron P. Corio, Brad Forth, Frank Cannova, Peter Jonna, Jason Lee, ATI Investment Parent, LLC, Oaktree ATI Investors, L.P. Oaktree Power Opportunities Fund IV, L.P., Oaktree Power Opportunities Fund IV (Parallel), L.P., Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, TERMINATED.[3559286] [23-1122] [Entered: 08/21/2023 03:58 PM] |
| Filing 18 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Array Technologies, Inc. and ATI Intermediate Holdings, LLC, FILED. Service date 08/21/2023 by CM/ECF. [3558984] [23-1122] [Entered: 08/21/2023 11:06 AM] |
| Filing 17 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Array Technologies, Inc. and ATI Intermediate Holdings, LLC, FILED. Service date 08/21/2023 by CM/ECF.[3558978] [23-1122] [Entered: 08/21/2023 10:56 AM] |
| Filing 16 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Carpenters Pension Trust Fund for Northern California and Plymouth County Retirement Association, FILED. Service date 08/18/2023 by CM/ECF. [3558647] [23-1122] [Entered: 08/18/2023 04:09 PM] |
| Filing 15 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Carpenters Pension Trust Fund for Northern California and Plymouth County Retirement Association, FILED. Service date 08/18/2023 by CM/ECF. [3558645] [23-1122] [Entered: 08/18/2023 04:08 PM] |
| Filing 14 FORM D, on behalf of Appellant Carpenters Pension Trust Fund for Northern California and Plymouth County Retirement Association, FILED. Service date 08/18/2023 by CM/ECF.[3558639] [23-1122] [Entered: 08/18/2023 04:04 PM] |
| Filing 13 FORM C, on behalf of Appellant Carpenters Pension Trust Fund for Northern California and Plymouth County Retirement Association, FILED. Service date 08/18/2023 by CM/ECF.[3558636] [23-1122] [Entered: 08/18/2023 04:03 PM] |
| Filing 12 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Carpenters Pension Trust Fund for Northern California and Plymouth County Retirement Association, FILED. Service date 08/18/2023 by CM/ECF.[3558634] [23-1122] [Entered: 08/18/2023 04:02 PM] |
| Filing 11 LETTER, on behalf of Appellee Frank Cannova, Peter Jonna, Jason Lee, ATI Investment Parent, LLC, Oaktree ATI Investors, L.P., Oaktree Power Opportunities Fund IV, L.P. and Oaktree Power Opportunities Fund IV (Parallel), L.P., on behalf of attorney Stefan Atkinson, withdrawing as counsel for Brad Forth, RECEIVED. Service date 08/18/2023 by CM/ECF.[3558592] [23-1122]--[Edited 08/21/2023 by RD] [Entered: 08/18/2023 03:26 PM] |
| Filing 10 LETTER, on behalf of Appellee Array Technologies, Inc. and ATI Intermediate Holdings, LLC, informing that attorney Peter Welsh' represents Defendants-Appellees Array Technologies, Inc. and ATI Intermediate Holdings, LLC only, RECEIVED. Service date 08/18/2023 by CM/ECF.[3558232] [23-1122]--[Edited 08/21/2023 by RD] [Entered: 08/18/2023 09:04 AM] |
| Filing 9 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Frank Cannova, Brad Forth, Peter Jonna, Jason Lee, ATI Investment Parent, LLC, Oaktree ATI Investors, L.P., Oaktree Power Opportunities Fund IV, L.P. and Oaktree Power Opportunities Fund IV (Parallel), L.P., FILED. Service date 08/17/2023 by CM/ECF.[3558076] [23-1122] [Entered: 08/17/2023 04:45 PM] |
| Filing 4 PAYMENT OF DOCKETING FEE, on behalf of Appellant Carpenters Pension Trust Fund for Northern California and Plymouth County Retirement Association, district court receipt # ANYSDC-28104983, FILED.[3554273] [23-1122] [Entered: 08/09/2023 03:56 PM] |
| Filing 3 DISTRICT COURT ORDER, dated 07/05/2023, RECEIVED.[3554272] [23-1122] [Entered: 08/09/2023 03:55 PM] |
| Filing 2 DISTRICT COURT DECISION AND ORDER, dated 05/19/2023, RECEIVED.[3554271] [23-1122] [Entered: 08/09/2023 03:54 PM] |
| Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Carpenters Pension Trust Fund for Northern California and Plymouth County Retirement Association, FILED. [3554267] [23-1122] [Entered: 08/09/2023 03:49 PM] |
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