In re QUTOUTIAO, INC. SECURITIES LITIGATION
| Steven Burnham, Individually and On Behalf of All Others Similarly Situated and Howard Brown, individually and on behalf of all others similarly situated |
| James Pappas |
| Qutoutiao Inc., Jingbo Wang, Xiaolu Zhu, Shaoqing Jiang, Jianfei Dong, Oliver Yucheng Chen, Citigroup Global Markets Inc., Deutsche Bank Securities Inc., Lei Li, China Merchants Securities (HK) Co., Ltd., UBS Securities LLC, KeyBanc Capital Markets Inc., Eric Siliang Tan, Yongbo Dai, James Jun Peng, Feng Li, CLSA Limited, Haitong International Securities Company Limited, Jefferies Group LLC and Lighthouse Capital International Inc. |
| 23-1233 |
| September 5, 2023 |
| U.S. Court of Appeals, Second Circuit |
| STATUTES-Secur Comm Exchange |
Docket Report
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| Filing 29 CURED DEFECTIVE Form C, [ # 27 ], [ # 28 ], on behalf of Appellant James Pappas, FILED.[3580402] [23-1233] [Entered: 10/12/2023 12:19 PM] |
| Filing 28 FORM C, on behalf of Appellant James Pappas, FILED. Service date 10/12/2023 by CM/ECF.[3580256] [23-1233] [Entered: 10/12/2023 10:06 AM] |
| Filing 27 DEFECTIVE DOCUMENT, Form C, [25], on behalf of Appellant James Pappas, FILED.[3580201] [23-1233] [Entered: 10/12/2023 09:14 AM] |
| Filing 26 FORM D, on behalf of Appellant James Pappas, FILED. Service date 10/04/2023 by CM/ECF.[3577648] [23-1233] [Entered: 10/04/2023 06:42 PM] |
| Filing 25 FORM C, on behalf of Appellant James Pappas, FILED. Service date 10/04/2023 by CM/ECF.[3577646] [23-1233] [Entered: 10/04/2023 06:41 PM] |
| Filing 24 CURED DEFECTIVE Acknowledgment and Notice of Appearance, [ # 21 ], [ # 22 ], on behalf of Appellant James Pappas, FILED.[3573613] [23-1233] [Entered: 09/26/2023 02:06 PM] |
| Filing 23 ATTORNEY, Amber Covucci for Deutsche Bank Securities Inc. CLSA Limited Lighthouse Capital International Inc. UBS Securities LLC KeyBanc Capital Markets Inc. Citigroup Global Markets Inc. Haitong International Securities Company Limited China Merchants Securities (HK) Co., Ltd. Jefferies Group LLC, in case 23-1233 , [ # 20 ], ADDED.[3572887] [23-1233] [Entered: 09/25/2023 11:25 AM] |
| Filing 22 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant James Pappas, FILED. Service date 09/25/2023 by CM/ECF.[3572876] [23-1233] [Entered: 09/25/2023 11:11 AM] |
| Filing 21 DEFECTIVE DOCUMENT, Acknowledgment and Notice of Appearance, [19], on behalf of Appellant James Pappas, FILED.[3572768] [23-1233] [Entered: 09/25/2023 09:57 AM] |
| Filing 20 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Citigroup Global Markets Inc., Deutsche Bank Securities Inc., China Merchants Securities (HK) Co., Ltd., UBS Securities LLC, CLSA Limited, KeyBanc Capital Markets Inc., Haitong International Securities Company Limited, Jefferies Group LLC and Lighthouse Capital International Inc., FILED. Service date 09/22/2023 by CM/ECF. [3572653] [23-1233] [Entered: 09/22/2023 10:09 PM] |
| Filing 19 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant James Pappas, FILED. Service date 09/22/2023 by CM/ECF.[3572144] [23-1233] [Entered: 09/22/2023 10:47 AM] |
Filing 18
ORDER, dated 09/20/2023, dismissing appeal by 10/04/2023, unless Appellant James Pappas, submits Form D, FILED.[3570919] [23-1233] [Entered: 09/20/2023 10:19 AM]
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Filing 17
ORDER, dated 09/20/2023, dismissing appeal by 10/04/2023, unless Appellant James Pappas, submits Form C, FILED.[3570912] [23-1233] [Entered: 09/20/2023 10:15 AM]
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| Filing 16 ATTORNEY, William Pao for Deutsche Bank Securities Inc. CLSA Limited Lighthouse Capital International Inc. UBS Securities LLC KeyBanc Capital Markets Inc. Citigroup Global Markets Inc. Haitong International Securities Company Limited China Merchants Securities (HK) Co., Ltd. Jefferies Group LLC, in case 23-1233 , [ # 13 ], ADDED.[3570221] [23-1233] [Entered: 09/18/2023 05:32 PM] |
| Filing 15 ATTORNEY, Andrew Bednark for Deutsche Bank Securities Inc. Lighthouse Capital International Inc. UBS Securities LLC KeyBanc Capital Markets Inc. CLSA Limited Citigroup Global Markets Inc. Haitong International Securities Company Limited China Merchants Securities (HK) Co., Ltd. Jefferies Group LLC, in case 23-1233 , [ # 12 ], ADDED.[3570218] [23-1233] [Entered: 09/18/2023 05:30 PM] |
| Filing 14 ATTORNEY, Bo Bryan Jin for Qutoutiao Inc. Oliver Yucheng Chen, in case 23-1233, [ # 10 ], ADDED.[3570215] [23-1233] [Entered: 09/18/2023 05:22 PM] |
| Filing 13 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee China Merchants Securities (HK) Co., Ltd., Citigroup Global Markets Inc., CLSA Limited, Deutsche Bank Securities Inc., Haitong International Securities Company Limited, Jefferies Group LLC, Lighthouse Capital International Inc., KeyBanc Capital Markets Inc. and UBS Securities LLC, FILED. Service date 09/15/2023 by CM/ECF. [3569656] [23-1233] [Entered: 09/15/2023 05:42 PM] |
| Filing 12 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee China Merchants Securities (HK) Co., Ltd., Citigroup Global Markets Inc., CLSA Limited, Deutsche Bank Securities Inc., Haitong International Securities Company Limited, Jefferies Group LLC, KeyBanc Capital Markets Inc., Lighthouse Capital International Inc. and UBS Securities LLC, FILED. Service date 09/15/2023 by CM/ECF. [3569645] [23-1233] [Entered: 09/15/2023 05:21 PM] |
| Filing 11 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee China Merchants Securities (HK) Co., Ltd., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., Jefferies Group LLC, KeyBanc Capital Markets Inc. and UBS Securities LLC, FILED. Service date 09/15/2023 by CM/ECF.[3569641] [23-1233] [Entered: 09/15/2023 05:06 PM] |
| Filing 10 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Oliver Yucheng Chen and Qutoutiao Inc., FILED. Service date 09/14/2023 by CM/ECF. [3569031] [23-1233] [Entered: 09/14/2023 06:10 PM] |
| Filing 9 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Oliver Yucheng Chen and Qutoutiao Inc., FILED. Service date 09/12/2023 by CM/ECF.[3567776] [23-1233] [Entered: 09/12/2023 04:18 PM] |
| Filing 5 PAYMENT OF DOCKETING FEE, on behalf of Appellant James Pappas, district court receipt # ANYSDC-28229317, FILED.[3566302] [23-1233] [Entered: 09/08/2023 12:45 PM] |
| Filing 4 ELECTRONIC INDEX, in lieu of record, FILED.[3566283] [23-1233] [Entered: 09/08/2023 12:28 PM] |
| Filing 3 DISTRICT COURT JUDGMENT, dated 08/03/2023, RECEIVED.[3566279] [23-1233] [Entered: 09/08/2023 12:27 PM] |
| Filing 2 DISTRICT COURT ORDER, dated 08/03/2023, RECEIVED.[3566276] [23-1233] [Entered: 09/08/2023 12:25 PM] |
| Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant James Pappas, FILED. [3566270] [23-1233] [Entered: 09/08/2023 12:22 PM] |
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