Risley v. Universal Navigation Inc.
Plaintiff / Appellant: Nessa Risley, individually and on behalf of all others similarly situated, James Freeland, Robert Scott, Annie Venesky, Andrew Cardis and Dean Meyers
Defendant / Appellee: Universal Navigation Inc., DBA Uniswap Labs, Hayden Z. Adams, Paradigm Operations LP, AH Capital Management, L.L.C, DBA Andreessen Horowitz, Union Square Ventures, LLC, Uniswap Foundation and AH Capital Management, L.L.C., DBA Andreessen Horowitz
Case Number: 23-1340
Filed: September 28, 2023
Court: U.S. Court of Appeals, Second Circuit
Nature of Suit: STATUTES-Secur Comm Exchange
Docket Report

This docket was last retrieved on November 7, 2023. A more recent docket listing may be available from PACER.

Date Filed Document Text
November 7, 2023 Filing 48 MOTION, to remove appeal from Expedited Calendar, on behalf of Appellee AH Capital Management, L.L.C., FILED. Service date 11/07/2023 by CM/ECF. [3588535] [23-1340]--[Edited 11/07/2023 by RW] [Entered: 11/07/2023 04:42 PM]
October 27, 2023 Filing 46 LOCAL RULE 31.2 NOTICE, placing this appeal on the Court's Expedited Calendar, setting appellant's brief due date as 12/01/2023, appellees' brief due date as 01/05/2024,TRANSMITTED.[3585124] [23-1340] [Entered: 10/27/2023 09:26 AM]
October 27, 2023 Filing 45 NEW CASE MANAGER, Ronald Willoughby, ASSIGNED.[3585110] [23-1340] [Entered: 10/27/2023 09:16 AM]
October 26, 2023 Filing 42 CAPTION, to change Plaintiffs to Lead Plaintiffs, AMENDED.[3584982] [23-1340] [Entered: 10/26/2023 03:05 PM]
October 23, 2023 Filing 41 ATTORNEY, Michael Mix for Uniswap Foundation, in case 23-1340, [ # 37 ], ADDED.[3583713] [23-1340] [Entered: 10/23/2023 01:42 PM]
October 23, 2023 Filing 40 ATTORNEY, Vani Upadhyaya for Uniswap Foundation, in case 23-1340, [ # 36 ], ADDED.[3583710] [23-1340] [Entered: 10/23/2023 01:34 PM]
October 23, 2023 Filing 39 CURED DEFECTIVE Notice of Appearance as Additional Counsel [ # 35 ], [ # 37 ], on behalf of Appellee Uniswap Foundation, FILED.[3583709] [23-1340] [Entered: 10/23/2023 01:33 PM]
October 23, 2023 Filing 38 CURED DEFECTIVE Notice of Appearance as Additional Counsel [ # 34 ], [ # 36 ], on behalf of Appellee Uniswap Foundation, FILED.[3583708] [23-1340] [Entered: 10/23/2023 01:33 PM]
October 23, 2023 Filing 37 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Uniswap Foundation, FILED. Service date 10/23/2023 by CM/ECF. [3583675] [23-1340] [Entered: 10/23/2023 12:50 PM]
October 23, 2023 Filing 36 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Uniswap Foundation, FILED. Service date 10/23/2023 by CM/ECF. [3583670] [23-1340] [Entered: 10/23/2023 12:37 PM]
October 23, 2023 Filing 35 DEFECTIVE DOCUMENT, Notice of Appearance as Additional Counsel, [27], on behalf of Appellee Uniswap Foundation, FILED.[3583632] [23-1340] [Entered: 10/23/2023 11:07 AM]
October 23, 2023 Filing 34 DEFECTIVE DOCUMENT, Notice of Appearance as Additional Counsel, [26], on behalf of Appellee Uniswap Foundation, FILED.[3583627] [23-1340] [Entered: 10/23/2023 10:58 AM]
October 23, 2023 Filing 33 ATTORNEY, Peter Trombly for AH Capital Management, L.L.C, in case 23-1340, [ # 24 ], ADDED.[3583624] [23-1340] [Entered: 10/23/2023 10:54 AM]
October 23, 2023 Filing 32 ATTORNEY, Samir Deger-Sen for AH Capital Management, L.L.C, in case 23-1340, [ # 23 ], ADDED.[3583620] [23-1340] [Entered: 10/23/2023 10:52 AM]
October 23, 2023 Filing 31 ATTORNEY, Benjamin Naftalis for AH Capital Management, L.L.C, in case 23-1340, [ # 22 ], ADDED.[3583618] [23-1340] [Entered: 10/23/2023 10:51 AM]
October 23, 2023 Filing 30 ATTORNEY, Douglas Kent Yatter for AH Capital Management, L.L.C, in case 23-1340, [ # 21 ], ADDED.[3583617] [23-1340] [Entered: 10/23/2023 10:50 AM]
October 23, 2023 Filing 29 ATTORNEY, Tansy Woan for Paradigm Operations LP, in case 23-1340, [ # 19 ], ADDED.[3583614] [23-1340] [Entered: 10/23/2023 10:48 AM]
October 23, 2023 Filing 28 ATTORNEY, Elliot Greenfield for Union Square Ventures, LLC Universal Navigation Inc. Hayden Z. Adams, in case 23-1340, [ # 17 ], ADDED.[3583612] [23-1340] [Entered: 10/23/2023 10:46 AM]
October 13, 2023 Filing 27 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Uniswap Foundation, FILED. Service date 10/13/2023 by CM/ECF. [3581160] [23-1340] [Entered: 10/13/2023 04:40 PM]
October 13, 2023 Filing 26 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Uniswap Foundation, FILED. Service date 10/13/2023 by CM/ECF. [3581157] [23-1340] [Entered: 10/13/2023 04:34 PM]
October 13, 2023 Filing 25 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Uniswap Foundation, FILED. Service date 10/13/2023 by CM/ECF.[3581153] [23-1340] [Entered: 10/13/2023 04:23 PM]
October 13, 2023 Filing 24 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee AH Capital Management, L.L.C, FILED. Service date 10/13/2023 by CM/ECF. [3581102] [23-1340] [Entered: 10/13/2023 03:14 PM]
October 13, 2023 Filing 23 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee AH Capital Management, L.L.C, FILED. Service date 10/13/2023 by CM/ECF. [3581099] [23-1340] [Entered: 10/13/2023 03:12 PM]
October 13, 2023 Filing 22 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee AH Capital Management, L.L.C, FILED. Service date 10/13/2023 by CM/ECF. [3581096] [23-1340] [Entered: 10/13/2023 03:10 PM]
October 13, 2023 Filing 21 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee AH Capital Management, L.L.C, FILED. Service date 10/13/2023 by CM/ECF. [3581093] [23-1340] [Entered: 10/13/2023 03:07 PM]
October 13, 2023 Filing 20 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee AH Capital Management, L.L.C, FILED. Service date 10/13/2023 by CM/ECF.[3581084] [23-1340] [Entered: 10/13/2023 03:02 PM]
October 13, 2023 Filing 19 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Paradigm Operations LP, FILED. Service date 10/13/2023 by CM/ECF. [3580991] [23-1340] [Entered: 10/13/2023 01:38 PM]
October 13, 2023 Filing 18 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Paradigm Operations LP, FILED. Service date 10/13/2023 by CM/ECF.[3580988] [23-1340] [Entered: 10/13/2023 01:34 PM]
October 13, 2023 Filing 17 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Hayden Z. Adams, Union Square Ventures, LLC and Universal Navigation Inc., FILED. Service date 10/13/2023 by CM/ECF. [3580909] [23-1340] [Entered: 10/13/2023 11:48 AM]
October 13, 2023 Filing 16 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Hayden Z. Adams, Union Square Ventures, LLC and Universal Navigation Inc., FILED. Service date 10/13/2023 by CM/ECF.[3580906] [23-1340] [Entered: 10/13/2023 11:41 AM]
October 11, 2023 Filing 13 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Andrew Cardis, James Freeland, Dean Meyers, Nessa Risley, Robert Scott and Annie Venesky, FILED. Service date 10/11/2023 by CM/ECF.[3580108] [23-1340] [Entered: 10/11/2023 09:45 PM]
October 10, 2023 Filing 10 FORM D, on behalf of Appellant Andrew Cardis, James Freeland, Dean Meyers, Nessa Risley, Robert Scott and Annie Venesky, FILED. Service date 10/10/2023 by CM/ECF.[3579648] [23-1340] [Entered: 10/10/2023 09:00 PM]
October 10, 2023 Filing 9 FORM C, on behalf of Appellant Andrew Cardis, James Freeland, Dean Meyers, Nessa Risley, Robert Scott and Annie Venesky, FILED. Service date 10/10/2023 by CM/ECF.[3579646] [23-1340] [Entered: 10/10/2023 08:57 PM]
September 28, 2023 Filing 8 ELECTRONIC INDEX, in lieu of record, FILED.[3577685] [23-1340] [Entered: 10/05/2023 08:17 AM]
September 28, 2023 Filing 4 PAYMENT OF DOCKETING FEE, on behalf of Appellant Andrew Cardis, James Freeland, Dean Meyers, Nessa Risley, Robert Scott and Annie Venesky, district court receipt # ANYSDC-28348949, FILED.[3575221] [23-1340] [Entered: 09/29/2023 09:09 AM]
September 28, 2023 Filing 3 DISTRICT COURT JUDGMENT, dated 08/30/2023, RECEIVED.[3575217] [23-1340] [Entered: 09/29/2023 09:07 AM]
September 28, 2023 Filing 2 DISTRICT COURT OPINION AND ORDER, dated 08/29/2023, RECEIVED.[3575214] [23-1340] [Entered: 09/29/2023 09:06 AM]
September 28, 2023 Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Andrew Cardis, James Freeland, Dean Meyers, Nessa Risley, Robert Scott and Annie Venesky, FILED. [3575208] [23-1340] [Entered: 09/29/2023 09:02 AM]

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Search for this case: Risley v. Universal Navigation Inc.
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Plaintiff / appellant: Nessa Risley, individually and on behalf of all others similarly situated
Represented By: James R. Serritella Esq.
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Plaintiff / appellant: James Freeland
Represented By: James R. Serritella Esq.
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Plaintiff / appellant: Robert Scott
Represented By: James R. Serritella Esq.
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Plaintiff / appellant: Annie Venesky
Represented By: James R. Serritella Esq.
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Plaintiff / appellant: Andrew Cardis
Represented By: James R. Serritella Esq.
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Plaintiff / appellant: Dean Meyers
Represented By: James R. Serritella Esq.
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Defendant / appellee: Universal Navigation Inc., DBA Uniswap Labs
Represented By: Maeve O'Connor Esq.
Represented By: Elliot Greenfield Esq.
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Defendant / appellee: Hayden Z. Adams
Represented By: Maeve O'Connor Esq.
Represented By: Elliot Greenfield Esq.
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Defendant / appellee: Paradigm Operations LP
Represented By: Alexander Drylewski Esq.
Represented By: Tansy Woan Esq.
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Defendant / appellee: AH Capital Management, L.L.C, DBA Andreessen Horowitz
Represented By: Susan E. Engel Esq.
Represented By: Benjamin Naftalis
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Defendant / appellee: Union Square Ventures, LLC
Represented By: Maeve O'Connor Esq.
Represented By: Elliot Greenfield Esq.
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Defendant / appellee: Uniswap Foundation
Represented By: Jason P. Gottlieb Esq.
Represented By: Michael Mix Esq.
Represented By: Vani Upadhyaya Esq.
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Defendant / appellee: AH Capital Management, L.L.C., DBA Andreessen Horowitz
Represented By: Susan E. Engel Esq.
Represented By: Samir Deger-Sen Esq.
Represented By: Benjamin Naftalis
Represented By: Peter Trombly Esq.
Represented By: Douglas Kent Yatter Esq.
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