Securities and Exchange Commission v. Xia
Richard Xia, AKA Yi Xia, Fleet New York Metropolitan Regional Center LLC, FKA Federal New York Metropolitan Regional Center, LLC, Julia Yue, AKA Jiqing Yue and Xinming Yu |
Sills Cummis & Gross, P.C. |
United States Securities and Exchange Commission |
Xi Verfenstein |
23-231 |
February 24, 2023 |
U.S. Court of Appeals, Second Circuit |
STATUTES-Secur Comm Exchange |
Docket Report
This docket was last retrieved on April 7, 2023. A more recent docket listing may be available from PACER.
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Filing 39 SO-ORDERED SCHEDULING NOTIFICATION, setting Appellant Xi Verfenstein Brief due date as 05/01/2023. Joint Appendix due date as 05/01/2023, FILED.[3495757] [23-231] [Entered: 04/07/2023 07:26 AM] |
Filing 36 NEW CASE MANAGER, Connie Mazariego, ASSIGNED.[3493656] [23-231] [Entered: 04/03/2023 04:14 PM] |
Filing 32 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant Xi Verfenstein, informing Court of proposed due date 04/30/2023, RECEIVED. Service date 03/14/2023 by CM/ECF.[3483457] [23-231] [Entered: 03/14/2023 04:50 PM] |
Filing 29 CURED DEFECTIVE Form C [ # 24 ], [ # 23 ], [ # 22 ], [ # 21 ], [ # 20 ], [ # 26 ], on behalf of Appellant Xi Verfenstein, FILED.[3480170] [23-231] [Entered: 03/08/2023 12:41 PM] |
Filing 28 CURED DEFECTIVE ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, [ # 19 ], [ # 25 ], on behalf of Appellant Xi Verfenstein, FILED.[3480169] [23-231] [Entered: 03/08/2023 12:39 PM] |
Filing 27 FORM D, on behalf of Appellant Xi Verfenstein, FILED. Service date 03/03/2023 by CM/ECF.[3478114] [23-231] [Entered: 03/03/2023 08:54 PM] |
Filing 26 FORM C, on behalf of Appellant Xi Verfenstein, FILED. Service date 03/03/2023 by CM/ECF.[3478113] [23-231] [Entered: 03/03/2023 08:53 PM] |
Filing 25 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Xi Verfenstein, FILED. Service date 03/03/2023 by CM/ECF.[3478112] [23-231] [Entered: 03/03/2023 08:50 PM] |
Filing 24 DEFECTIVE DOCUMENT, Addendum, [15], on behalf of Appellant Xi Verfenstein, FILED.[3478014] [23-231] [Entered: 03/03/2023 04:34 PM] |
Filing 23 DEFECTIVE DOCUMENT, Exhibit, [18], on behalf of Appellant Xi Verfenstein, FILED.[3478010] [23-231] [Entered: 03/03/2023 04:31 PM] |
Filing 22 DEFECTIVE DOCUMENT, Exhibit, [17], on behalf of Appellant Xi Verfenstein, FILED.[3477999] [23-231] [Entered: 03/03/2023 04:28 PM] |
Filing 21 DEFECTIVE DOCUMENT, Exhibit, [16], on behalf of Appellant Xi Verfenstein, FILED.[3477990] [23-231] [Entered: 03/03/2023 04:24 PM] |
Filing 20 DEFECTIVE DOCUMENT, Form C, [14], on behalf of Appellant Xi Verfenstein, FILED.[3477980] [23-231] [Entered: 03/03/2023 04:18 PM] |
Filing 19 DEFECTIVE DOCUMENT,ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, [12], on behalf of Appellant Xi Verfenstein, FILED.[3477969] [23-231] [Entered: 03/03/2023 04:14 PM] |
Filing 18 EXHIBITS, volume(s) 1 of 1, on behalf of Appellant Xi Verfenstein, FILED. Service date 03/03/2023 by CM/ECF.[3477362] [23-231] [Entered: 03/03/2023 07:44 AM] |
Filing 17 EXHIBITS, volume(s) 1 of 1, on behalf of Appellant Xi Verfenstein, FILED. Service date 03/03/2023 by CM/ECF.[3477361] [23-231] [Entered: 03/03/2023 07:43 AM] |
Filing 16 EXHIBITS, volume(s) 1 of 1, on behalf of Appellant Xi Verfenstein, FILED. Service date 03/03/2023 by CM/ECF.[3477360] [23-231] [Entered: 03/03/2023 07:41 AM] |
Filing 15 ADDENDUM, on behalf of Appellant Xi Verfenstein, FILED. Service date 03/03/2023 by CM/ECF.[3477359] [23-231] [Entered: 03/03/2023 07:40 AM] |
Filing 14 FORM C, on behalf of Appellant Xi Verfenstein, FILED. Service date 03/03/2023 by CM/ECF.[3477358] [23-231] [Entered: 03/03/2023 07:39 AM] |
Filing 13 FORM D, on behalf of Appellant Xi Verfenstein, FILED. Service date 03/03/2023 by CM/ECF.[3477356] [23-231] [Entered: 03/03/2023 07:38 AM] |
Filing 12 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Xi Verfenstein, FILED. Service date 03/03/2023 by CM/ECF.[3477353] [23-231] [Entered: 03/03/2023 07:28 AM] |
Filing 11 ATTORNEY, Daniel Taylor Young for United States Securities and Exchange Commission, in case 23-231, [ # 9 ], ADDED.[3475933] [23-231] [Entered: 03/01/2023 08:29 AM] |
Filing 10 ATTORNEY, Daniel Staroselsky for United States Securities and Exchange Commission, in case 23-231, [ # 8 ], ADDED.[3475931] [23-231] [Entered: 03/01/2023 08:27 AM] |
Filing 9 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee United States Securities and Exchange Commission, FILED. Service date 02/28/2023 by CM/ECF. [3475771] [23-231] [Entered: 02/28/2023 04:02 PM] |
Filing 8 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee United States Securities and Exchange Commission, FILED. Service date 02/27/2023 by CM/ECF. [3474864] [23-231] [Entered: 02/27/2023 01:00 PM] |
Filing 5 PAYMENT OF DOCKETING FEE, on behalf of Appellant Xi Verfenstein, district court receipt # ANYEDC-16439540, FILED.[3474390] [23-231] [Entered: 02/24/2023 04:38 PM] |
Filing 3 ELECTRONIC INDEX, in lieu of record, FILED.[3474383] [23-231] [Entered: 02/24/2023 04:33 PM] |
Filing 2 DISTRICT COURT ORDER, entered in the district court as docket entry dated 02/16/2023, RECEIVED.[3474380] [23-231] [Entered: 02/24/2023 04:32 PM] |
Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Xi Verfenstein, FILED. [3474372] [23-231] [Entered: 02/24/2023 04:28 PM] |
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