Securities and Exchange Commission v. Xia
| Richard Xia, AKA Yi Xia, Fleet New York Metropolitan Regional Center LLC, FKA Federal New York Metropolitan Regional Center, LLC, Julia Yue, AKA Jiqing Yue and Xinming Yu |
| Sills Cummis & Gross, P.C. |
| United States Securities and Exchange Commission |
| Xi Verfenstein |
| 23-231 |
| February 24, 2023 |
| U.S. Court of Appeals, Second Circuit |
| STATUTES-Secur Comm Exchange |
Docket Report
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| Filing 39 SO-ORDERED SCHEDULING NOTIFICATION, setting Appellant Xi Verfenstein Brief due date as 05/01/2023. Joint Appendix due date as 05/01/2023, FILED.[3495757] [23-231] [Entered: 04/07/2023 07:26 AM] |
| Filing 36 NEW CASE MANAGER, Connie Mazariego, ASSIGNED.[3493656] [23-231] [Entered: 04/03/2023 04:14 PM] |
| Filing 32 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant Xi Verfenstein, informing Court of proposed due date 04/30/2023, RECEIVED. Service date 03/14/2023 by CM/ECF.[3483457] [23-231] [Entered: 03/14/2023 04:50 PM] |
| Filing 29 CURED DEFECTIVE Form C [ # 24 ], [ # 23 ], [ # 22 ], [ # 21 ], [ # 20 ], [ # 26 ], on behalf of Appellant Xi Verfenstein, FILED.[3480170] [23-231] [Entered: 03/08/2023 12:41 PM] |
| Filing 28 CURED DEFECTIVE ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, [ # 19 ], [ # 25 ], on behalf of Appellant Xi Verfenstein, FILED.[3480169] [23-231] [Entered: 03/08/2023 12:39 PM] |
| Filing 27 FORM D, on behalf of Appellant Xi Verfenstein, FILED. Service date 03/03/2023 by CM/ECF.[3478114] [23-231] [Entered: 03/03/2023 08:54 PM] |
| Filing 26 FORM C, on behalf of Appellant Xi Verfenstein, FILED. Service date 03/03/2023 by CM/ECF.[3478113] [23-231] [Entered: 03/03/2023 08:53 PM] |
| Filing 25 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Xi Verfenstein, FILED. Service date 03/03/2023 by CM/ECF.[3478112] [23-231] [Entered: 03/03/2023 08:50 PM] |
| Filing 24 DEFECTIVE DOCUMENT, Addendum, [15], on behalf of Appellant Xi Verfenstein, FILED.[3478014] [23-231] [Entered: 03/03/2023 04:34 PM] |
| Filing 23 DEFECTIVE DOCUMENT, Exhibit, [18], on behalf of Appellant Xi Verfenstein, FILED.[3478010] [23-231] [Entered: 03/03/2023 04:31 PM] |
| Filing 22 DEFECTIVE DOCUMENT, Exhibit, [17], on behalf of Appellant Xi Verfenstein, FILED.[3477999] [23-231] [Entered: 03/03/2023 04:28 PM] |
| Filing 21 DEFECTIVE DOCUMENT, Exhibit, [16], on behalf of Appellant Xi Verfenstein, FILED.[3477990] [23-231] [Entered: 03/03/2023 04:24 PM] |
| Filing 20 DEFECTIVE DOCUMENT, Form C, [14], on behalf of Appellant Xi Verfenstein, FILED.[3477980] [23-231] [Entered: 03/03/2023 04:18 PM] |
| Filing 19 DEFECTIVE DOCUMENT,ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, [12], on behalf of Appellant Xi Verfenstein, FILED.[3477969] [23-231] [Entered: 03/03/2023 04:14 PM] |
| Filing 18 EXHIBITS, volume(s) 1 of 1, on behalf of Appellant Xi Verfenstein, FILED. Service date 03/03/2023 by CM/ECF.[3477362] [23-231] [Entered: 03/03/2023 07:44 AM] |
| Filing 17 EXHIBITS, volume(s) 1 of 1, on behalf of Appellant Xi Verfenstein, FILED. Service date 03/03/2023 by CM/ECF.[3477361] [23-231] [Entered: 03/03/2023 07:43 AM] |
| Filing 16 EXHIBITS, volume(s) 1 of 1, on behalf of Appellant Xi Verfenstein, FILED. Service date 03/03/2023 by CM/ECF.[3477360] [23-231] [Entered: 03/03/2023 07:41 AM] |
| Filing 15 ADDENDUM, on behalf of Appellant Xi Verfenstein, FILED. Service date 03/03/2023 by CM/ECF.[3477359] [23-231] [Entered: 03/03/2023 07:40 AM] |
| Filing 14 FORM C, on behalf of Appellant Xi Verfenstein, FILED. Service date 03/03/2023 by CM/ECF.[3477358] [23-231] [Entered: 03/03/2023 07:39 AM] |
| Filing 13 FORM D, on behalf of Appellant Xi Verfenstein, FILED. Service date 03/03/2023 by CM/ECF.[3477356] [23-231] [Entered: 03/03/2023 07:38 AM] |
| Filing 12 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Xi Verfenstein, FILED. Service date 03/03/2023 by CM/ECF.[3477353] [23-231] [Entered: 03/03/2023 07:28 AM] |
| Filing 11 ATTORNEY, Daniel Taylor Young for United States Securities and Exchange Commission, in case 23-231, [ # 9 ], ADDED.[3475933] [23-231] [Entered: 03/01/2023 08:29 AM] |
| Filing 10 ATTORNEY, Daniel Staroselsky for United States Securities and Exchange Commission, in case 23-231, [ # 8 ], ADDED.[3475931] [23-231] [Entered: 03/01/2023 08:27 AM] |
| Filing 9 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee United States Securities and Exchange Commission, FILED. Service date 02/28/2023 by CM/ECF. [3475771] [23-231] [Entered: 02/28/2023 04:02 PM] |
| Filing 8 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee United States Securities and Exchange Commission, FILED. Service date 02/27/2023 by CM/ECF. [3474864] [23-231] [Entered: 02/27/2023 01:00 PM] |
| Filing 5 PAYMENT OF DOCKETING FEE, on behalf of Appellant Xi Verfenstein, district court receipt # ANYEDC-16439540, FILED.[3474390] [23-231] [Entered: 02/24/2023 04:38 PM] |
| Filing 3 ELECTRONIC INDEX, in lieu of record, FILED.[3474383] [23-231] [Entered: 02/24/2023 04:33 PM] |
| Filing 2 DISTRICT COURT ORDER, entered in the district court as docket entry dated 02/16/2023, RECEIVED.[3474380] [23-231] [Entered: 02/24/2023 04:32 PM] |
| Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Xi Verfenstein, FILED. [3474372] [23-231] [Entered: 02/24/2023 04:28 PM] |
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