Shafer v. Morgan Stanley
Plaintiff: MATTHEW T. SHAFER, individually and on behalf of all others similarly situated, MACE TAMSE, STEVE SHERESKY, GEORGE LIVANOS, JEFFREY SHOVER, MARK LOFTUS, SANDY JUKEL, STEVE NADLER, SHERI HAUGABOOK, JEFFREY SHERESKY, PETER HEIDT and JEFFREY SAMSEN
Defendant: MORGAN STANLEY, MORGAN STANLEY SMITH BARNEY LLC, MORGAN STANLEY COMPENSATION MANAGEMENT DEVELOPMENT AND SUCCESSION COMMITTEE and JOHN/JANE DOES, 1-20
Amicus Curiae: AMERICAN BENEFITS COUNCIL, SOCIETY FOR HUMAN RESOURCE MANAGEMENT, SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION, CHAMBER OF COMMERCE OF THE UNITED STATES OF AMERICA and THE ERISA INDUSTRY COMMITTEE
Case Number: 24-3141
Filed: December 5, 2024
Court: U.S. Court of Appeals, Second Circuit
Nature of Suit: Other
Docket Report

This docket was last retrieved on January 31, 2025. A more recent docket listing may be available from PACER.

Date Filed Document Text
January 31, 2025 Filing 76 AMICUS BRIEF, on behalf of Amicus Securities Industry and Financial Markets Association, FILED. Service date 01/31/2025 by ACMS. [Entered: 01/31/2025 05:06 PM]
January 31, 2025 Filing 75 DEFECTIVE DOCUMENT, Amicus Brief on Consent, at docket entry 67, on behalf of Amicus Curiae American Benefits Council, FILED. [Entered: 01/31/2025 03:54 PM]
January 31, 2025 Filing 74 DEFECTIVE DOCUMENT, Amicus Brief on Consent, at docket entry 63, on behalf of Amicus Securities Industry and Financial Markets Association, FILED. [Entered: 01/31/2025 03:43 PM]
January 31, 2025 Filing 73 CAMP ORDER, Type of Conference: Amended Telephonic, Scheduled Date of Conference: 02/12/2025, Start Time: 10:30 AM, Required Attendees: Counsel Only, with Mediator: Kathleen M. Scanlon, ENTERED. [24-3141, 24-3271] [Entered: 01/31/2025 09:09 AM]
January 30, 2025 Filing 72 NEW PARTY, Amicus Curiae Chamber of Commerce of the United States of America, The ERISA Industry Committee, ADDED. ATTORNEY, Andrew John Pincus, for Amicus Curiae Chamber of Commerce of the United States of America, The ERISA Industry Committee, ADDED. [Entered: 01/30/2025 03:32 PM]
January 30, 2025 Filing 71 NEW PARTY, Amicus Curiae Securities Industry and Financial Markets Association, ADDED. ATTORNEY, Michael Delikat, Alyssa Barnard-Yanni, Robert Mark Loeb for Amicus Curiae Securities Industry and Financial Markets Association, ADDED. [Entered: 01/30/2025 03:24 PM]
January 30, 2025 Filing 70 ATTORNEY, Samuel M. Schwartz-Fenwick for Amicus Curiae Society for Human Resource Management, ADDED. [Entered: 01/30/2025 03:14 PM]
January 30, 2025 Filing 69 NEW PARTY, Amicus Curiae Society for Human Resource Management, ADDED. ATTORNEY, Ian H. Morrison, Jules Abraham Levenson, for Amicus Curiae Society for Human Resource Management, ADDED. [Entered: 01/30/2025 03:09 PM]
January 30, 2025 Filing 68 NEW PARTY, Amicus Curiae American Benefits Council, ADDED. ATTORNEY, Scott James Splittgerber, Alexander Barnard, Kristi Ellen Jacques, for Amicus Curiae American Benefits Council, ADDED. [Entered: 01/30/2025 02:58 PM]
January 29, 2025 Filing 67 AMICUS BRIEF, on behalf of Amicus American Benefits Council, FILED. Service date 01/29/2025 by ACMS. [Entered: 01/29/2025 09:17 PM]
January 29, 2025 Filing 66 AMICUS BRIEF, on behalf of Amicus Chamber of Commerce of the United States of America and the ERISA Industry Committee, FILED. Service date 01/29/2025 by ACMS. [Entered: 01/29/2025 06:17 PM]
January 29, 2025 Filing 65 NOTICE OF APPEARANCE AS AMICUS COUNSEL, on behalf of Chamber of Commerce of the United States of America and the ERISA Industry Committee, FILED. Service date 01/29/2025 by ACMS. [Entered: 01/29/2025 06:14 PM]
January 29, 2025 Filing 64 AMICUS BRIEF, on behalf of Amicus Society for Human Resource Management, FILED. Service date 01/29/2025 by ACMS. [Entered: 01/29/2025 04:25 PM]
January 29, 2025 Filing 63 AMICUS BRIEF, on behalf of Amicus Securities Industry and Financial Markets Association, FILED. Service date 01/29/2025 by ACMS. [Entered: 01/29/2025 04:01 PM]
January 29, 2025 Filing 62 NOTICE OF APPEARANCE AS AMICUS COUNSEL, on behalf of Securities Industry and Financial Markets Association, FILED. Service date 01/29/2025 by ACMS. [Entered: 01/29/2025 03:36 PM]
January 29, 2025 Filing 61 NOTICE OF APPEARANCE AS AMICUS COUNSEL, on behalf of Securities Industry and Financial Markets Association, FILED. Service date 01/29/2025 by ACMS. [Entered: 01/29/2025 03:33 PM]
January 29, 2025 Filing 60 NOTICE OF APPEARANCE AS AMICUS COUNSEL, on behalf of Society for Human Resource Management - Amicus Curiae, FILED. Service date 01/29/2025 by ACMS. [Entered: 01/29/2025 03:31 PM]
January 29, 2025 Filing 59 NOTICE OF APPEARANCE AS AMICUS COUNSEL, on behalf of Securities Industry and Financial Markets Association, FILED. Service date 01/29/2025 by ACMS. [Entered: 01/29/2025 03:29 PM]
January 29, 2025 Filing 58 NOTICE OF APPEARANCE AS AMICUS COUNSEL, on behalf of Society for Human Resource Management - Amicus Curiae, FILED. Service date 01/29/2025 by ACMS. [Entered: 01/29/2025 11:42 AM]
January 29, 2025 Filing 57 NOTICE OF APPEARANCE AS AMICUS COUNSEL, on behalf of Society for Human Resource Management - Amicus Curiae, FILED. Service date 01/29/2025 by ACMS. [Entered: 01/29/2025 11:26 AM]
January 28, 2025 Filing 56 NOTICE OF APPEARANCE AS AMICUS COUNSEL, on behalf of American Benefits Council, FILED. Service date 01/28/2025 by ACMS. [Entered: 01/28/2025 03:14 PM]
January 28, 2025 Filing 55 NOTICE OF APPEARANCE AS AMICUS COUNSEL, on behalf of American Benefits Council, FILED. Service date 01/28/2025 by ACMS. [Entered: 01/28/2025 09:51 AM]
January 28, 2025 Filing 54 NOTICE OF APPEARANCE AS AMICUS COUNSEL, on behalf of American Benefits Council, FILED. Service date 01/28/2025 by ACMS. [Entered: 01/28/2025 09:44 AM]
January 24, 2025 Filing 53 MOTION ORDER, referring the parties' motions to dismiss, at docket entry 26, 33, to the panel that will determine the merits of the appeal and cross-appeal, on behalf of Appellants-Cross-Appellees and Appellees-Cross-Appellants; granting Appellants-Cross-Appellees motion to expedite appeal, the following schedule is SO ORDERED: Appellees response and cross-appeal principal brief due 02/21/2025; Appellants reply and cross-appeal response brief due 03/04/2025; and Appellees cross-appeal reply brief due 04/14/2025, at docket entry 34, on behalf of Appellants-Cross-Appellees, by SJM, FILED. [Entered: 01/24/2025 12:21 PM]
January 24, 2025 Filing 52 CURED DEFECTIVE DOCUMENT, BRIEF & SPECIAL APPENDIX, APPENDIX volume 1 and 2, at entry 48, 49, 50, on behalf of Appellant-Cross-Appellee Morgan Stanley, Appellant-Cross-Appellee Morgan Stanley Smith Barney LLC, Appellant-Cross-Appellee Morgan Stanley Compensation Management Development and Succession Committee, FILED. [Entered: 01/24/2025 09:40 AM]
January 24, 2025 Filing 51 REPLY TO OPPOSITION, on behalf of Appellant-Cross-Appellee Morgan Stanley, Appellant-Cross-Appellee Morgan Stanley Smith Barney LLC, Appellant-Cross-Appellee Morgan Stanley Compensation Management Development and Succession Committee, FILED. Service date 01/23/2025 by ACMS. [Entered: 01/23/2025 09:57 PM]
January 23, 2025 Filing 50 APPENDIX, volume 2 of 2, (pp. 299 - 576), on behalf of Appellant-Cross-Appellee Morgan Stanley, Appellant-Cross-Appellee Morgan Stanley Smith Barney LLC, Appellant-Cross-Appellee Morgan Stanley Compensation Management Development and Succession Committee, FILED. Service date 01/23/2025 by ACMS. [Entered: 01/23/2025 02:00 PM] [Edited: 01/24/2025 09:37 AM]
January 23, 2025 Filing 49 APPENDIX, volume 1 of 2, (pp. 1 - 298), on behalf of Appellant-Cross-Appellee Morgan Stanley, Appellant-Cross-Appellee Morgan Stanley Smith Barney LLC, Appellant-Cross-Appellee Morgan Stanley Compensation Management Development and Succession Committee, FILED. Service date 01/23/2025 by ACMS. [Entered: 01/23/2025 01:54 PM] [Edited: 01/24/2025 09:36 AM]
January 23, 2025 Filing 48 BRIEF & SPECIAL APPENDIX, on behalf of Appellant-Cross-Appellee Morgan Stanley, Appellant-Cross-Appellee Morgan Stanley Smith Barney LLC, Appellant-Cross-Appellee Morgan Stanley Compensation Management Development and Succession Committee, FILED. Service date 01/23/2025 by ACMS. [Entered: 01/23/2025 01:44 PM] [Edited: 01/24/2025 09:36 AM]
January 23, 2025 Filing 47 DEFECTIVE DOCUMENT, BRIEF & SPECIAL APPENDIX, APPENDIX, Volumes 1 and 2, at docket entry 44, 45, 46, on behalf of Appellant-Cross-Appellee Morgan Stanley, Appellant-Cross-Appellee Morgan Stanley Smith Barney LLC, Appellant-Cross-Appellee Morgan Stanley Compensation Management Development and Succession Committee, FILED. [Entered: 01/23/2025 12:08 PM] [Edited: 01/24/2025 09:47 AM]
January 22, 2025 Filing 46 APPENDIX, volume 2 of 2, (pp. 299 - 576), on behalf of Appellant-Cross-Appellee Morgan Stanley, Appellant-Cross-Appellee Morgan Stanley Smith Barney LLC, Appellant-Cross-Appellee Morgan Stanley Compensation Management Development and Succession Committee,, FILED. Service date 01/22/2025 by ACMS. [Entered: 01/22/2025 05:01 PM] [Edited: 01/24/2025 09:35 AM]
January 22, 2025 Filing 45 APPENDIX, volume 1 of 2, (pp. 1 - 298), on behalf of Appellant-Cross-Appellee Morgan Stanley, Appellant-Cross-Appellee Morgan Stanley Smith Barney LLC, Appellant-Cross-Appellee Morgan Stanley Compensation Management Development and Succession Committee, FILED. Service date 01/22/2025 by ACMS. [Entered: 01/22/2025 04:58 PM] [Edited: 01/24/2025 09:34 AM]
January 22, 2025 Filing 44 BRIEF & SPECIAL APPENDIX, on behalf of Appellant-Cross-Appellee Morgan Stanley, Appellant-Cross-Appellee Morgan Stanley Smith Barney LLC, Appellant-Cross-Appellee Morgan Stanley Compensation Management Development and Succession Committee, FILED. Service date 01/22/2025 by ACMS. [Entered: 01/22/2025 04:55 PM] [Edited: 01/24/2025 09:32 AM]
January 21, 2025 Filing 43 OPPOSITION, to Motion FILED, 34, on behalf of Appellee-Cross-Appellant Matthew T. Shafer, Appellee-Cross-Appellant Mace Tamse, Appellee-Cross-Appellant Steve Sheresky, Appellee-Cross-Appellant George Livanos, Appellee-Cross-Appellant Jeffrey Shover, Appellee-Cross-Appellant Mark Loftus, Appellee-Cross-Appellant Sandy Jukel, Appellee-Cross-Appellant Steve Nadler, Appellee-Cross-Appellant Sheri Haugabook, Appellee-Cross-Appellant Jeffrey Sheresky, Appellee-Cross-Appellant Peter Heidt, Appellee-Cross-Appellant Jeffrey Samsen, FILED. Service date 01/21/2025 by ACMS. [Entered: 01/21/2025 05:26 PM]
January 21, 2025 Filing 42 ATTORNEY, Brian D. Boyle for Appellant-Cross-Appellee Morgan Stanley, Appellant-Cross-Appellee Morgan Stanley Smith Barney LLC, Appellant-Cross-Appellee Morgan Stanley Compensation Management Development and Succession Committee, ADDED. [Entered: 01/21/2025 03:32 PM]
January 21, 2025 Filing 41 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of Morgan Stanley, Morgan Stanley Compensation Management Development and Succession Committee, Morgan Stanley Smith Barney LLC, FILED. [Entered: 01/21/2025 03:12 PM]
January 16, 2025 Filing 40 OPPOSITION, to Motion FILED, 33, on behalf of Appellee-Cross-Appellant Matthew T. Shafer, Appellee-Cross-Appellant Mace Tamse, Appellee-Cross-Appellant Steve Sheresky, Appellee-Cross-Appellant George Livanos, Appellee-Cross-Appellant Jeffrey Shover, Appellee-Cross-Appellant Mark Loftus, Appellee-Cross-Appellant Sandy Jukel, Appellee-Cross-Appellant Steve Nadler, Appellee-Cross-Appellant Sheri Haugabook, Appellee-Cross-Appellant Jeffrey Sheresky, Appellee-Cross-Appellant Peter Heidt, Appellee-Cross-Appellant Jeffrey Samsen, FILED. Service date 01/16/2025 by ACMS. [Entered: 01/16/2025 03:31 PM]
January 16, 2025 Filing 39 REPLY TO OPPOSITION, on behalf of Appellee-Cross-Appellant Matthew T. Shafer, Appellee-Cross-Appellant Mace Tamse, Appellee-Cross-Appellant Steve Sheresky, Appellee-Cross-Appellant George Livanos, Appellee-Cross-Appellant Jeffrey Shover, Appellee-Cross-Appellant Mark Loftus, Appellee-Cross-Appellant Sandy Jukel, Appellee-Cross-Appellant Steve Nadler, Appellee-Cross-Appellant Sheri Haugabook, Appellee-Cross-Appellant Jeffrey Sheresky, Appellee-Cross-Appellant Peter Heidt, Appellee-Cross-Appellant Jeffrey Samsen, FILED. Service date 01/16/2025 by ACMS. [Entered: 01/16/2025 03:28 PM]
January 15, 2025 Filing 38 ATTORNEY, Riley Breakell for Appellee-Cross-Appellant George Livanos, Appellee-Cross-Appellant Jeffrey Samsen, Appellee-Cross-Appellant Jeffrey Sheresky, Appellee-Cross-Appellant Jeffrey Shover, Appellee-Cross-Appellant Mace Tamse, Appellee-Cross-Appellant Mark Loftus, Appellee-Cross-Appellant Matthew T. Shafer, Appellee-Cross-Appellant Peter Heidt, Appellee-Cross-Appellant Sandy Jukel, Appellee-Cross-Appellant Sheri Haugabook, Appellee-Cross-Appellant Steve Nadler, Appellee-Cross-Appellant Steve Sheresky, ADDED. [Entered: 01/15/2025 09:13 AM]
January 14, 2025 Filing 37 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of George Livanos, Jeffrey Samsen, Jeffrey Sheresky, Jeffrey Shover, Mace Tamse, Mark Loftus, Matthew T. Shafer, Peter Heidt, Sandy Jukel, Sheri Haugabook, Steve Nadler, Steve Sheresky, FILED. [Entered: 01/14/2025 07:20 PM]
January 10, 2025 Filing 36 ATTORNEY, John Saul Edwards for Appellee-Cross-Appellant George Livanos, Appellee-Cross-Appellant Jeffrey Shover, Appellee-Cross-Appellant Jeffrey Sheresky, Appellee-Cross-Appellant Jeffrey Samsen, Appellee-Cross-Appellant Mace Tamse, Appellee-Cross-Appellant Matthew T. Shafer, Appellee-Cross-Appellant Mark Loftus, Appellee-Cross-Appellant Sandy Jukel, Appellee-Cross-Appellant Peter Heidt, Appellee-Cross-Appellant Steve Nadler, Appellee-Cross-Appellant Sheri Haugabook, Appellee-Cross-Appellant Steve Sheresky, ADDED. [Entered: 01/10/2025 03:13 PM]
January 10, 2025 Filing 35 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of George Livanos, Jeffrey Samsen, Jeffrey Sheresky, Jeffrey Shover, Mace Tamse, Mark Loftus, Matthew T. Shafer, Peter Heidt, Sandy Jukel, Sheri Haugabook, Steve Nadler, Steve Sheresky, FILED. [Entered: 01/10/2025 01:13 PM]
January 8, 2025 Filing 34 MOTION, to expedite appeal, on behalf of Appellant-Cross-Appellee Morgan Stanley, Appellant-Cross-Appellee Morgan Stanley Smith Barney LLC, Appellant-Cross-Appellee Morgan Stanley Compensation Management Development and Succession Committee, FILED. Service date 01/08/2025 by ACMS. [Entered: 01/08/2025 09:00 PM]
January 6, 2025 Filing 33 MOTION, to dismiss, on behalf of Appellant-Cross-Appellee Morgan Stanley, Appellant-Cross-Appellee Morgan Stanley Smith Barney LLC, Appellant-Cross-Appellee Morgan Stanley Compensation Management Development and Succession Committee, FILED. Service date 01/06/2025 by ACMS. [Entered: 01/06/2025 10:20 PM]
January 6, 2025 Filing 32 OPPOSITION, to Motion FILED, 26, on behalf of Appellant-Cross-Appellee Morgan Stanley, Appellant-Cross-Appellee Morgan Stanley Smith Barney LLC, Appellant-Cross-Appellee Morgan Stanley Compensation Management Development and Succession Committee, FILED. Service date 01/06/2025 by ACMS. [Entered: 01/06/2025 10:01 PM]
December 30, 2024 Filing 31 MOTION ORDER, granting motion to modify the briefing scheduling on the pending motion to dismiss as follows: (i) Appellants-Cross-Appellees (Appellants) combined opposition to Appellees-Cross-Appellants (Appellees) Motion to Dismiss and cross-motion to dismiss is due by 01/06/2025; (ii) Appellees combined reply in support of their Motion to Dismiss and opposition to Appellants cross-motion is due by 01/16/2025; and (iii) Appellants reply in support of the cross-motion is due by 01/23/2025, at docket entry 30, on behalf of Appellant-Cross-Appellee Morgan Stanley, Appellant-Cross-Appellee Morgan Stanley Smith Barney LLC, Appellant-Cross-Appellee Morgan Stanley Compensation Management Development and Succession Committee, FILED. [Entered: 12/30/2024 04:37 PM]
December 23, 2024 Filing 30 MOTION, for extension of time, on behalf of Appellant-Cross-Appellee Morgan Stanley, Appellant-Cross-Appellee Morgan Stanley Smith Barney LLC, Appellant-Cross-Appellee Morgan Stanley Compensation Management Development and Succession Committee, FILED. Service date 12/23/2024 by ACMS. [Entered: 12/23/2024 05:09 PM]
December 20, 2024 Filing 29 ATTORNEY, Courtney Scobie for Appellee-Cross-Appellant Matthew T. Shafer, Appellee-Cross-Appellant Mace Tamse, Appellee-Cross-Appellant Steve Sheresky, Appellee-Cross-Appellant George Livanos, Appellee-Cross-Appellant Jeffrey Shover, Appellee-Cross-Appellant Mark Loftus, Appellee-Cross-Appellant Sandy Jukel, Appellee-Cross-Appellant Steve Nadler, Appellee-Cross-Appellant Sheri Haugabook, Appellee-Cross-Appellant Jeffrey Sheresky, Appellee-Cross-Appellant Peter Heidt, Appellee-Cross-Appellant Jeffrey Samsen, ADDED. [Entered: 12/20/2024 04:47 PM]
December 20, 2024 Filing 28 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of George Livanos, Jeffrey Samsen, Jeffrey Sheresky, Jeffrey Shover, Mace Tamse, Mark Loftus, Matthew T. Shafer, Peter Heidt, Sandy Jukel, Sheri Haugabook, Steve Nadler, Steve Sheresky, FILED. [Entered: 12/20/2024 04:30 PM]
December 20, 2024 Filing 27 ATTORNEY, Matthew Zane Johnson for Appellee-Cross-Appellant George Livanos, Appellee-Cross-Appellant Jeffrey Samsen, Appellee-Cross-Appellant Jeffrey Sheresky, Appellee-Cross-Appellant Jeffrey Shover, Appellee-Cross-Appellant Mace Tamse, Appellee-Cross-Appellant Mark Loftus, Appellee-Cross-Appellant Matthew T. Shafer, Appellee-Cross-Appellant Peter Heidt, Appellee-Cross-Appellant Sandy Jukel, Appellee-Cross-Appellant Sheri Haugabook, Appellee-Cross-Appellant Steve Nadler, Appellee-Cross-Appellant Steve Sheresky, ADDED. [Entered: 12/20/2024 03:12 PM]
December 20, 2024 Filing 26 MOTION, to dismiss, on behalf of Appellee-Cross-Appellant Matthew T. Shafer, Appellee-Cross-Appellant Mace Tamse, Appellee-Cross-Appellant Steve Sheresky, Appellee-Cross-Appellant George Livanos, Appellee-Cross-Appellant Jeffrey Shover, Appellee-Cross-Appellant Mark Loftus, Appellee-Cross-Appellant Sandy Jukel, Appellee-Cross-Appellant Steve Nadler, Appellee-Cross-Appellant Sheri Haugabook, Appellee-Cross-Appellant Jeffrey Sheresky, Appellee-Cross-Appellant Peter Heidt, Appellee-Cross-Appellant Jeffrey Samsen, FILED. Service date 12/20/2024 by ACMS. [Entered: 12/20/2024 02:41 PM]
December 20, 2024 Filing 25 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of George Livanos, Jeffrey Samsen, Jeffrey Sheresky, Jeffrey Shover, Mace Tamse, Mark Loftus, Matthew T. Shafer, Peter Heidt, Sandy Jukel, Sheri Haugabook, Steve Nadler, Steve Sheresky, FILED. [Entered: 12/20/2024 12:32 PM]
December 19, 2024 Filing 24 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee-Cross-Appellant Matthew T. Shafer, Appellee-Cross-Appellant Mace Tamse, Appellee-Cross-Appellant Steve Sheresky, Appellee-Cross-Appellant George Livanos, Appellee-Cross-Appellant Jeffrey Shover, Appellee-Cross-Appellant Mark Loftus, Appellee-Cross-Appellant Sandy Jukel, Appellee-Cross-Appellant Steve Nadler, Appellee-Cross-Appellant Sheri Haugabook, Appellee-Cross-Appellant Jeffrey Sheresky, Appellee-Cross-Appellant Peter Heidt, Appellee-Cross-Appellant Jeffrey Samsen, FILED. Service date 12/19/2024 by ACMS. [Entered: 12/19/2024 04:26 PM]
December 18, 2024 Filing 23 NEW CASE MANAGER, Evelyn Cruz, ASSIGNED. [Entered: 12/18/2024 04:03 PM]
December 17, 2024 Filing 22 CAPTION, Cross designations added to Appellant's and Appellee's, AMENDED. [Entered: 12/17/2024 02:30 PM]
December 17, 2024 Filing 21 CURED DEFECTIVE DOCUMENT, Form D, at entry 20, on behalf of Appellant Morgan Stanley, Appellant Morgan Stanley Smith Barney LLC, Appellant Morgan Stanley Compensation Management Development and Succession Committee, FILED. [Entered: 12/17/2024 11:18 AM]
December 17, 2024 Filing 20 FORM D, on behalf of Appellant Morgan Stanley, Appellant Morgan Stanley Smith Barney LLC, Appellant Morgan Stanley Compensation Management Development and Succession Committee, FILED. Service date 12/17/2024 by ACMS. [Entered: 12/17/2024 11:08 AM]
December 17, 2024 Filing 19 CURED DEFECTIVE DOCUMENT, Form C, at entry 9, on behalf of Appellant Morgan Stanley, Appellant Morgan Stanley Smith Barney LLC, Appellant Morgan Stanley Compensation Management Development and Succession Committee, FILED. [Entered: 12/17/2024 12:03 AM]
December 17, 2024 Filing 18 DEFECTIVE DOCUMENT, Amended-corrected forms, at docket entry 12, on behalf of Appellant Morgan Stanley, Appellant Morgan Stanley Smith Barney LLC, Appellant Morgan Stanley Compensation Management Development and Succession Committee, FILED. [Entered: 12/17/2024 12:00 AM]
December 16, 2024 Filing 17 DEFECTIVE DOCUMENT, Amended-corrected forms, at docket entry 13, on behalf of Appellant Morgan Stanley, Appellant Morgan Stanley Smith Barney LLC, Appellant Morgan Stanley Compensation Management Development and Succession Committee, FILED. [Entered: 12/16/2024 11:56 PM]
December 16, 2024 Filing 16 ATTORNEY, Anton Metlitsky for Appellant Morgan Stanley, Appellant Morgan Stanley Smith Barney LLC, Appellant Morgan Stanley Compensation Management Development and Succession Committee, ADDED. [Entered: 12/16/2024 11:50 PM]
December 16, 2024 Filing 15 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of Morgan Stanley, Morgan Stanley Compensation Management Development and Succession Committee, Morgan Stanley Smith Barney LLC, FILED. [Entered: 12/16/2024 02:24 PM]
December 16, 2024 Filing 14 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Morgan Stanley, Appellant Morgan Stanley Smith Barney LLC, Appellant Morgan Stanley Compensation Management Development and Succession Committee, FILED. Service date 12/16/2024 by ACMS. [Entered: 12/16/2024 02:12 PM]
December 16, 2024 Filing 13 AMENDED/CORRECTED Form C/A, on behalf of Appellant Morgan Stanley, Appellant Morgan Stanley Smith Barney LLC, Appellant Morgan Stanley Compensation Management Development and Succession Committee, FILED. Service date 12/16/2024 by ACMS. [Entered: 12/16/2024 02:04 PM]
December 16, 2024 Filing 12 AMENDED/CORRECTED Form C/A, on behalf of Appellant Morgan Stanley, Appellant Morgan Stanley Smith Barney LLC, Appellant Morgan Stanley Compensation Management Development and Succession Committee, FILED. Service date 12/16/2024 by ACMS. [Entered: 12/16/2024 01:49 PM]
December 16, 2024 Filing 11 CAMP ORDER, Type of Conference: Telephonic, Scheduled Date of Conference: 02/14/2025, Start Time: 10:30 AM, Required Attendees: Counsel Only, with Mediator Kathleen M. Scanlon, ENTERED. [Entered: 12/16/2024 11:54 AM]
December 16, 2024 Filing 10 DEFECTIVE DOCUMENT, Form D, at docket entry 8, on behalf of Appellant Morgan Stanley, Appellant Morgan Stanley Smith Barney LLC, Appellant Morgan Stanley Compensation Management Development and Succession Committee, FILED. [Entered: 12/16/2024 08:31 AM]
December 13, 2024 Filing 9 FORM C, on behalf of Appellant Morgan Stanley, Appellant Morgan Stanley Smith Barney LLC, Appellant Morgan Stanley Compensation Management Development and Succession Committee, FILED. Service date 12/13/2024 by ACMS. [Entered: 12/13/2024 08:35 PM]
December 13, 2024 Filing 8 FORM D, on behalf of Appellant Morgan Stanley, Appellant Morgan Stanley Smith Barney LLC, Appellant Morgan Stanley Compensation Management Development and Succession Committee, FILED. Service date 12/13/2024 by ACMS. [Entered: 12/13/2024 06:31 PM]
December 5, 2024 Filing 7 NON-ADMITTED ATTORNEY, Thomas R. Ajamie, orally informed to apply for admission forthwith and submit Addendum A to Notice of Appearance, NOTIFIED. [Entered: 12/05/2024 03:27 PM]
December 5, 2024 Filing 5 CIVIL APPEAL, on behalf of Appellant Morgan Stanley, Morgan Stanley Compensation Management Development and Succession Committee, Morgan Stanley Smith Barney LLC, received on 12/02/2024, OPENED. [Entered: 12/05/2024 02:39 PM]
December 2, 2024 Filing 6 ELECTRONIC INDEX, in lieu of record, FILED. [Entered: 12/05/2024 02:48 PM]
December 2, 2024 Filing 4 PAYMENT OF DOCKETING FEE, on behalf of Appellant Morgan Stanley, Morgan Stanley Compensation Management Development and Succession Committee, Morgan Stanley Smith Barney LLC, district court receipt #ANYSDC-30254470, FILED. [Entered: 12/05/2024 02:34 PM] [Edited: 12/05/2024 03:01 PM]
December 2, 2024 Filing 3 DISTRICT COURT MEMORANDUM AND ORDER, dated 11/05/2024, RECEIVED. [Entered: 12/05/2024 02:32 PM]
December 2, 2024 Filing 2 DISTRICT COURT MEMORANDUM AND ORDER, dated 11/21/2023, RECEIVED. [Entered: 12/05/2024 02:30 PM]
December 2, 2024 Filing 1 NOTICE OF INTERLOCUTORY CIVIL APPEAL, with district court docket, on behalf of Appellant Morgan Stanley, Morgan Stanley Compensation Management Development and Succession Committee, Morgan Stanley Smith Barney LLC, FILED. [Entered: 12/05/2024 02:28 PM]

Access additional case information on PACER

Access the Case Summary and Docket Report to access additional information about this case on the U.S. Court's PACER system. A subscription to PACER is required.

Search for this case: Shafer v. Morgan Stanley
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Web [ Unicourt | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: MORGAN STANLEY
Represented By: Anton Metlitsky
Represented By: William H. Narwold
Represented By: Meaghan McLaine VerGow
Represented By: Brian D. Boyle
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: MORGAN STANLEY SMITH BARNEY LLC
Represented By: Anton Metlitsky
Represented By: William H. Narwold
Represented By: Meaghan McLaine VerGow
Represented By: Brian D. Boyle
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: MORGAN STANLEY COMPENSATION MANAGEMENT DEVELOPMENT AND SUCCESSION COMMITTEE
Represented By: Anton Metlitsky
Represented By: William H. Narwold
Represented By: Meaghan McLaine VerGow
Represented By: Brian D. Boyle
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: JOHN/JANE DOES, 1-20
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: MATTHEW T. SHAFER, individually and on behalf of all others similarly situated
Represented By: Courtney Scobie
Represented By: Matthew Zane Johnson
Represented By: Riley Breakell
Represented By: William H. Narwold
Represented By: Thomas R. Ajamie
Represented By: Mathew P. Jasinski
Represented By: John Saul Edwards, Jr
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: MACE TAMSE
Represented By: Courtney Scobie
Represented By: Matthew Zane Johnson
Represented By: Riley Breakell
Represented By: William H. Narwold
Represented By: Thomas R. Ajamie
Represented By: Mathew P. Jasinski
Represented By: John Saul Edwards, Jr
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: STEVE SHERESKY
Represented By: Courtney Scobie
Represented By: Matthew Zane Johnson
Represented By: Riley Breakell
Represented By: William H. Narwold
Represented By: Thomas R. Ajamie
Represented By: Mathew P. Jasinski
Represented By: John Saul Edwards, Jr
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: GEORGE LIVANOS
Represented By: Courtney Scobie
Represented By: Matthew Zane Johnson
Represented By: Riley Breakell
Represented By: William H. Narwold
Represented By: Thomas R. Ajamie
Represented By: Mathew P. Jasinski
Represented By: John Saul Edwards, Jr
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: JEFFREY SHOVER
Represented By: Courtney Scobie
Represented By: Matthew Zane Johnson
Represented By: Riley Breakell
Represented By: William H. Narwold
Represented By: Thomas R. Ajamie
Represented By: Mathew P. Jasinski
Represented By: John Saul Edwards, Jr
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: MARK LOFTUS
Represented By: Courtney Scobie
Represented By: Matthew Zane Johnson
Represented By: Riley Breakell
Represented By: William H. Narwold
Represented By: Thomas R. Ajamie
Represented By: Mathew P. Jasinski
Represented By: John Saul Edwards, Jr
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: SANDY JUKEL
Represented By: Courtney Scobie
Represented By: Matthew Zane Johnson
Represented By: Riley Breakell
Represented By: William H. Narwold
Represented By: Thomas R. Ajamie
Represented By: Mathew P. Jasinski
Represented By: John Saul Edwards, Jr
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: STEVE NADLER
Represented By: Courtney Scobie
Represented By: Matthew Zane Johnson
Represented By: Riley Breakell
Represented By: William H. Narwold
Represented By: Thomas R. Ajamie
Represented By: Mathew P. Jasinski
Represented By: John Saul Edwards, Jr
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: SHERI HAUGABOOK
Represented By: Courtney Scobie
Represented By: Matthew Zane Johnson
Represented By: Riley Breakell
Represented By: William H. Narwold
Represented By: Thomas R. Ajamie
Represented By: Mathew P. Jasinski
Represented By: John Saul Edwards, Jr
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: JEFFREY SHERESKY
Represented By: Courtney Scobie
Represented By: Matthew Zane Johnson
Represented By: Riley Breakell
Represented By: William H. Narwold
Represented By: Thomas R. Ajamie
Represented By: Mathew P. Jasinski
Represented By: John Saul Edwards, Jr
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: PETER HEIDT
Represented By: Courtney Scobie
Represented By: Matthew Zane Johnson
Represented By: Riley Breakell
Represented By: William H. Narwold
Represented By: Thomas R. Ajamie
Represented By: Mathew P. Jasinski
Represented By: John Saul Edwards, Jr
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: JEFFREY SAMSEN
Represented By: Courtney Scobie
Represented By: Matthew Zane Johnson
Represented By: Riley Breakell
Represented By: William H. Narwold
Represented By: Thomas R. Ajamie
Represented By: Mathew P. Jasinski
Represented By: John Saul Edwards, Jr
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Amicus curiae: AMERICAN BENEFITS COUNCIL
Represented By: Kristi Ellen Jacques
Represented By: Alexander Barnard
Represented By: Scott James Splittgerber
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Amicus curiae: SOCIETY FOR HUMAN RESOURCE MANAGEMENT
Represented By: Samuel M. Schwartz-Fenwick
Represented By: Jules Abraham Levenson
Represented By: Ian H. Morrison
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Amicus curiae: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
Represented By: Robert Mark Loeb
Represented By: Alyssa Barnard-Yanni
Represented By: Michael Delikat
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Amicus curiae: CHAMBER OF COMMERCE OF THE UNITED STATES OF AMERICA
Represented By: Andrew John Pincus
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Amicus curiae: THE ERISA INDUSTRY COMMITTEE
Represented By: Andrew John Pincus
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?