Kaul v. Intercontinental Exchange, Inc.
| M.D. RICHARD ARJUN KAUL, MD DAVID BASCH, JANE DOE and JOHN DOE |
| INTERCONTINENTAL EXCHANGE, INC., GEICO, TD BANK, ALLSTATE INSURANCE COMPANY, FEDERATION OF STATE MEDICAL BOARDS, ARTHUR HENGERER, (in his personal and official capacity), CHRISTOPHER J. CRISTIE, DANIEL M. STOLZ, ATLANTIC HEALTH SYSTEM, ROBERT HEARY, PHILIP MURPHY, (in his personal and official capacity), GURBIR GREWAL, (in his personal and official capacity), RIVKIN RADLER LAW FIRM, MAX GERSENOFF, JANE DOE and JOHN DOE |
| 25-2352 |
| September 29, 2025 |
| U.S. Court of Appeals, Second Circuit |
| STATUTES-Secur Comm Exchange |
Docket Report
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This docket was last retrieved on March 18, 2026. A more recent docket listing may be available from PACER.
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| Filing 74 UNDELIVERABLE MAIL, for Appellant, to USCA from USPS, received on 03/17/2026, RECEIVED. [Entered: 03/18/2026 11:30 AM] |
| Filing 73 CERTIFIED COPY OF ORDER, dated 02/04/2026, determining the appeal to SDNY, copy to pro se Appellant, ISSUED.[Mandate] [Entered: 02/25/2026 02:41 PM] |
| Filing 72 LETTER, dated 02/19/2026, Notice Re Additional Compliance with Court Order, on behalf of Appellee Christopher J. Cristie, RECEIVED. Service date 02/19/2026 by ACMS. [Entered: 02/19/2026 11:35 AM] [Edited: 02/19/2026 02:29 PM] |
| Filing 71 MOTION ORDER, denying as moot motions for leave to proceed in forma pauperis (entry 22), to stay the district court proceedings (entries 39 and 51), and to file an oversized brief (entry 55), on behalf of Appellant Richard Arjun Kaul, copy sent to pro se Appellant, FILED. [Entered: 02/19/2026 08:59 AM] |
| Filing 70 LETTER, dated 02/13/2026, Notice Re Compliance With Court Order, on behalf of Appellee Christopher J. Cristie, RECEIVED. Service date 02/13/2026 by ACMS. [Entered: 02/13/2026 10:10 AM] [Edited: 02/13/2026 10:58 AM] |
| Filing 69 APPEAL, pursuant to Court Order, dated February 4, 2026, DISMISSED. [Entered: 02/04/2026 04:20 PM] |
Filing 68
ORDER, dated 02/04/2026, dismissing the appeal. Counsel for Appellee Christie is directed to serve a copy of this Order on any known relatives of Appellant and inform the Court when they have done so, by JFB, MP, MAK, copy to pro se Appellant, FILED. [Entered: 02/04/2026 04:17 PM] [Edited: 02/04/2026 04:45 PM]
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| Filing 67 NEW CASE MANAGER, Yenni Liu, ASSIGNED. [Entered: 02/04/2026 04:12 PM] |
| Filing 66 LETTER, dated 12/23/2025, regarding deceased appellant Richard Kaul, on behalf of Appellee Christopher J. Cristie, RECEIVED. Service date 12/23/2025 by ACMS. [Entered: 12/23/2025 04:54 PM] [Edited: 12/29/2025 04:35 PM] |
| Filing 65 CURED DEFECTIVE DOCUMENT, Letter, at entry 64, on behalf of Appellee Christopher J. Cristie, FILED. [Entered: 12/04/2025 01:32 PM] |
| Filing 64 LETTER, dated 11/12/2025, regarding objection to appellants letter regarding unauthorized filings, on behalf of Appellee Christopher J. Cristie, RECEIVED. Service date 12/01/2025 by ACMS. [Entered: 12/01/2025 02:38 PM] [Edited: 12/03/2025 08:11 AM] |
| Filing 63 DEFECTIVE DOCUMENT, Motion Opposition, at docket entry 62, on behalf of Appellee Christopher J. Cristie, FILED. [Entered: 11/25/2025 12:20 PM] |
| Filing 62 MOTION OPPOSITION, to letter regarding unauthorized filings, on behalf of Appellee Christopher J. Cristie, FILED. Service date 11/24/2025 by ACMS. [Entered: 11/24/2025 01:43 PM] [Edited: 11/25/2025 12:01 PM] |
| Filing 61 MOTION ORDER, referring motion to stay the district court proceedings to a three-judge motions panel, denying temporary stay pending a decision by a panel at enry 51, on behalf of Appellant Richard Arjun Kaul, by SJM, copy to pro se, FILED. [Entered: 11/24/2025 09:17 AM] [Edited: 11/24/2025 09:37 AM] |
| Filing 60 OPPOSITION, to Motion to stay the district court proceedings, at docket entry 51, on behalf of Appellee Federation of State Medical Boards, FILED. Service date 11/18/2025 by United States Mail. [Entered: 11/18/2025 04:59 PM] |
| Filing 59 MOTION ORDER, deferring motion to file oversized brief at docket entry 55, on behalf of Appellant Richard Arjun Kaul, copy to pro se appellant, FILED. [Entered: 11/18/2025 02:08 PM] |
| Filing 56 PAPERS, duplicate brief and appendix, RECEIVED. [Entered: 11/17/2025 04:20 PM] |
| Filing 58 LETTER, dated 11/12/2025, regarding unauthorized filings in the district court, on behalf of Appellant Richard Arjun Kaul, RECEIVED. Service date 11/12/2025 by United States Mail. [Entered: 11/17/2025 04:57 PM] |
| Filing 54 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellee Geico, Appellee Rivkin Radler Law Firm, Appellee Max Gersenoff, informing Court of proposed due date [-], RECEIVED. Service date 11/11/2025 by United States Mail. [Entered: 11/11/2025 09:06 AM] |
| Filing 57 REPLY TO OPPOSITION, on behalf of Appellant Richard Arjun Kaul, FILED. Service date 11/10/2025 by United States Mail. [Entered: 11/17/2025 04:35 PM] |
| Filing 53 CURED DEFECTIVE DOCUMENT, Motion, at entry 51, on behalf of Appellant Richard Arjun Kaul, FILED. [Entered: 11/10/2025 01:01 PM] |
| Filing 52 DEFECTIVE DOCUMENT, Motion, at docket entry 39, on behalf of Appellant Richard Arjun Kaul, FILED. [Entered: 11/10/2025 01:00 PM] |
| Filing 50 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellee Christopher J. Cristie, informing Court of proposed due date 01/21/2026, RECEIVED. Service date 11/10/2025 by ACMS. [Entered: 11/10/2025 12:30 PM] |
| Filing 51 MOTION, to stay the district court proceedings, on behalf of Appellant Richard Arjun Kaul, FILED. Service date 11/07/2025 by United States Mail. [Entered: 11/10/2025 12:48 PM] |
| Filing 49 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellee Allstate Insurance Company, informing Court of proposed due date 01/21/2026, RECEIVED. Service date 11/07/2025 by ACMS. [Entered: 11/07/2025 03:48 PM] |
| Filing 48 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellee Federation of State Medical Boards, Appellee Arthur Hengerer, informing Court of proposed due date 01/21/2026, RECEIVED. Service date 11/07/2025 by United States Mail. [Entered: 11/07/2025 10:46 AM] |
| Filing 47 LETTER, dated 11/07/2025, regarding joint opposition, on behalf of Appellee Allstate Insurance Company, RECEIVED. Service date 11/07/2025 by United States Mail. [Entered: 11/07/2025 09:10 AM] [Edited: 11/07/2025 10:21 AM] |
| Filing 46 CERTIFICATE OF SERVICE, for scheduling notification, on behalf of Appellee Robert Heary, FILED. Service date 11/06/2025 by ACMS. [Entered: 11/06/2025 07:13 PM] [Edited: 11/07/2025 10:20 AM] |
| Filing 45 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellee Robert Heary, informing Court of proposed due date 01/21/2026, RECEIVED. Service date 11/06/2025 by ACMS. [Entered: 11/06/2025 07:12 PM] |
| Filing 44 CERTIFICATE OF SERVICE, for joint opposition letter, on behalf of Appellee Robert Heary, FILED. Service date 11/06/2025 by ACMS. [Entered: 11/06/2025 07:04 PM] [Edited: 11/07/2025 10:14 AM] |
| Filing 43 LETTER, dated 11/06/2025, regarding joint motion, on behalf of Appellee Robert Heary, RECEIVED. Service date 11/06/2025 by ACMS. [Entered: 11/06/2025 07:03 PM] [Edited: 11/07/2025 10:14 AM] |
| Filing 42 LETTER, dated 11/06/2025, regarding joint opposition, on behalf of Appellee Federation of State Medical Boards, Appellee Arthur Hengerer, RECEIVED. Service date 11/06/2025 by United States Mail. [Entered: 11/06/2025 03:26 PM] [Edited: 11/07/2025 10:07 AM] |
| Filing 41 OPPOSITION, to Motion to stay the district court proceedings, at docket entry 39, on behalf of Appellee Christopher J. Cristie, FILED. Service date 11/06/2025 by ACMS. [Entered: 11/06/2025 02:33 PM] |
| Filing 55 MOTION, to file oversized brief, on behalf of Appellant Richard Arjun Kaul, FILED. Service date 11/03/2025 by United States Mail. [Entered: 11/17/2025 04:11 PM] |
| Filing 40 CURED DEFECTIVE DOCUMENT, Motion, at entry 39, on behalf of Appellant Richard Arjun Kaul, FILED. [Entered: 10/30/2025 12:46 PM] |
| Filing 37 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant Richard Arjun Kaul, informing Court of proposed due date 11/27/2025, RECEIVED. Service date 10/30/2025 by United States Mail. [Entered: 10/30/2025 11:13 AM] [Edited: 10/30/2025 12:40 PM] |
| Filing 39 MOTION, to stay the district court proceedings, on behalf of Appellant Richard Arjun Kaul, FILED. Service date 10/27/2025 by United States Mail. [Entered: 10/30/2025 12:30 PM] [Edited: 10/30/2025 12:38 PM] |
| Filing 38 BRIEF & APPENDIX, on behalf of Appellant Richard Arjun Kaul, FILED. Service date 10/28/2025 by United States Mail. [Entered: 10/30/2025 12:13 PM] |
| Filing 36 DEFECTIVE DOCUMENT, Motion, at docket entry 35, on behalf of Appellant Richard Arjun Kaul, FILED. [Entered: 10/22/2025 09:15 AM] |
| Filing 34 PAPERS, copy of Writ of Certiorari filed in the Fifth Circuit, RECEIVED. [Entered: 10/22/2025 08:29 AM] |
| Filing 33 CURED DEFECTIVE DOCUMENT, Acknowledgment and Notice of Appearance Form, at entry 32, on behalf of Appellee Federation of State Medical Boards, Appellee Arthur Hengerer, FILED. [Entered: 10/21/2025 01:27 PM] |
| Filing 32 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Federation of State Medical Boards, Appellee Arthur Hengerer, FILED. Service date 10/21/2025 by United States Mail. [Entered: 10/21/2025 11:26 AM] |
| Filing 31 DEFECTIVE DOCUMENT, Notice of Appearance, at docket entry 30, on behalf of Appellee Federation of State Medical Boards, Appellee Arthur Hengerer, FILED. [Entered: 10/21/2025 08:37 AM] |
| Filing 30 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of Arthur Hengerer, Federation of State Medical Boards, FILED. [Entered: 10/20/2025 10:12 AM] |
| Filing 29 CERTIFICATE OF SERVICE, for the Acknowledgment and Notice of Appearance, on behalf of Appellee Christopher J. Cristie, FILED. Service date 10/16/2025 by ACMS. [Entered: 10/16/2025 03:39 PM] [Edited: 10/21/2025 01:33 PM] |
| Filing 28 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Christopher J. Cristie, FILED. Service date 10/16/2025 by ACMS. [Entered: 10/16/2025 03:36 PM] [Edited: 10/21/2025 01:32 PM] |
| Filing 27 ATTORNEY, Karen L. Dowd for Appellee Christopher J. Cristie, ADDED. [Entered: 10/16/2025 12:31 PM] |
| Filing 26 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of Appellee Christopher J. Cristie, FILED. [Entered: 10/16/2025 10:50 AM] [Edited: 10/21/2025 01:33 PM] |
| Filing 25 NOTICE, to Appellee Arthur Hengerer, Atlantic Health System, Christopher J. Cristie, Daniel M. Stolz, Federation of State Medical Boards, Geico, Gurbir Grewal, Intercontinental Exchange, Inc., for failure to file an appearance, SENT. [Entered: 10/15/2025 01:31 PM] |
| Filing 24 CURED DEFECTIVE DOCUMENT, Motion to proceed in forma pauperis, at entry 22, on behalf of Appellant Richard Arjun Kaul, FILED. [Entered: 10/15/2025 01:15 PM] |
| Filing 23 CURED DEFECTIVE DOCUMENT, Form D-P, at entry 21, on behalf of Appellant Richard Arjun Kaul, FILED. [Entered: 10/15/2025 12:56 PM] |
| Filing 35 MOTION, to stay the district court proceedings, on behalf of Appellant Richard Arjun Kaul, FILED. Service date 10/12/2025 by E-mail. [Entered: 10/22/2025 08:52 AM] |
| Filing 19 CURED DEFECTIVE DOCUMENT, Acknowledgment and Notice of Appearance Form, at entry 18, on behalf of Appellee Robert Heary, FILED. [Entered: 10/14/2025 10:08 AM] |
| Filing 18 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Robert Heary, FILED. Service date 10/13/2025 by ACMS. [Entered: 10/13/2025 12:26 PM] |
| Filing 22 MOTION, to proceed in forma pauperis, on behalf of Appellant Richard Arjun Kaul, FILED. Service date 10/06/2025 by Federal Express. [Entered: 10/15/2025 12:10 PM] |
| Filing 21 FORM D-P, on behalf of Appellant Richard Arjun Kaul, FILED. Service date 10/06/2025 by Federal Express. [Entered: 10/15/2025 11:50 AM] |
| Filing 20 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Richard Arjun Kaul, FILED. Service date 10/05/2025 by Federal Express. [Entered: 10/15/2025 10:22 AM] |
| Filing 17 DEFECTIVE DOCUMENT, Acknowledgment and Notice of Appearance Form, at docket entry 16, on behalf of Appellee Robert Heary, FILED. [Entered: 10/08/2025 07:28 PM] |
| Filing 16 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Robert Heary, FILED. Service date 10/08/2025 by ACMS. [Entered: 10/08/2025 04:19 PM] |
| Filing 15 CURED DEFECTIVE DOCUMENT, Acknowledgment and Notice of Appearance Form, at entry 10, on behalf of Appellee Allstate Insurance Company, FILED. [Entered: 10/08/2025 01:22 PM] |
| Filing 14 DEFECTIVE DOCUMENT, Form D-P, at docket entry 13, on behalf of Appellant Richard Arjun Kaul, FILED. [Entered: 10/01/2025 05:41 PM] |
| Filing 12 DEFECTIVE DOCUMENT, Motion to proceed in forma pauperis, at docket entry 11, on behalf of Appellant Richard Arjun Kaul, copy to pro se appellant, FILED. [Entered: 10/01/2025 10:56 AM] |
| Filing 11 MOTION, to proceed in forma pauperis, on behalf of Appellant Richard Arjun Kaul, FILED. [Entered: 10/01/2025 10:38 AM] |
| Filing 10 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Allstate Insurance Company, FILED. Service date 09/30/2025 by United States Mail. [Entered: 10/01/2025 10:18 AM] |
| Filing 9 DEFECTIVE DOCUMENT, Notice of Appearance, at docket entry 7, on behalf of Appellee Allstate Insurance Company, copy to pro se appellant, FILED. [Entered: 10/01/2025 09:02 AM] |
| Filing 8 CERTIFICATE OF SERVICE, for Acknowledgement and Notice of Appearance, on behalf of Appellee Allstate Insurance Company, FILED. Service date 09/30/2025 by United States Mail. [Entered: 09/30/2025 11:44 AM] [Edited: 10/01/2025 08:46 AM] |
| Filing 7 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of Allstate Insurance Company, FILED. [Entered: 09/30/2025 11:41 AM] |
| Filing 6 NON-ADMITTED ATTORNEY, David D'Aloia, Paul Edwin Dwyer, Jr., Peter Janovsky, orally informed to apply for admission forthwith and submit Addendum A to Notice of Appearance, NOTIFIED. [Entered: 09/29/2025 02:33 PM] |
| Filing 5 INSTRUCTIONAL FORMS, to Pro Se litigant, SENT. [Entered: 09/29/2025 02:20 PM] |
| Filing 4 CIVIL APPEAL, on behalf of Appellant Richard Arjun Kaul, received on 09/25/2025, OPENED. [Entered: 09/29/2025 02:10 PM] |
| Filing 3 ELECTRONIC INDEX, in lieu of record, FILED. [Entered: 09/29/2025 02:07 PM] |
| Filing 2 DISTRICT COURT OPINION AND ORDER, dated 09/12/2025, RECEIVED. [Entered: 09/29/2025 02:03 PM] |
| Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Richard Arjun Kaul, FILED. [Entered: 09/29/2025 02:01 PM] |
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