Doherty v. Bristol-Myers Squibb Co.
Plaintiff: CHARLES DOHERTY, individually and as representatives on behalf of a class of similarly situated persons and MICHAEL J. NOEL, individually and as a representative on behalf of a class of similarly situated persons
Defendant: BRISTOL-MYERS SQUIBB COMPANY, BRISTOL-MYERS SQUIBB COMPANY PENSION COMMITTEE, STATE STREET GLOBAL ADVISORS TRUST COMPANY, BRISTOL-MYERS SQUIBB COMPENSATION AND MANAGEMENT DEVELOPMENT COMMITTEE and JOHN DOE 1-10
Amicus Curiae: AMERICAN COUNCIL OF LIFE INSURERS, ERISA INDUSTRY COMMITTEE, AMERICAN BENEFITS COUNCIL, COMMITTEE ON INVESTMENT OF EMPLOYEE BENEFIT ASSETS INC., CHAMBER OF COMMERCE OF THE UNITED STATES OF AMERICA, KEITH SONDERLING, Acting U.S. Secretary of Labor and IOWA AND 12 ADDITIONAL STATES
Case Number: 26-1021
Filed: April 20, 2026
Court: U.S. Court of Appeals, Second Circuit
Nature of Suit: LABOR LAWS-Retirement Act 1974
Docket Report

This docket was last retrieved on October 12, 2026. A more recent docket listing may be available from PACER.

Date Filed Document Text
October 12, 2026 Filing 89 BRIEF, on behalf of Appellee Charles Doherty, Appellee Michael J. Noel, FILED. Service date 10/12/2026 by ACMS. [Entered: 10/12/2026 04:38 PM]
October 1, 2026 Filing 88 ATTORNEY, Bryan M. Reines for Appellee Charles Doherty, Appellee Michael J. Noel, TERMINATED. [Entered: 10/01/2026 03:56 PM]
October 1, 2026 Filing 87 LETTER, dated 10/01/2026, requesting to terminate counsel, on behalf of Appellee Charles Doherty, Appellee Michael J. Noel, RECEIVED. Service date 10/01/2026 by ACMS. [Entered: 10/01/2026 03:39 PM]
September 1, 2026 Filing 86 ATTORNEY, Jordan Bock, in place of attorney Jaime Santos, SUBSTITUTED. [Entered: 09/01/2026 09:34 AM]
August 31, 2026 Filing 85 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of State Street Global Advisors Trust Company, FILED. [Entered: 08/31/2026 04:26 PM]
July 22, 2026 Filing 84 CURED DEFECTIVE DOCUMENT, Amicus Brief, at entry 78, on behalf of Amicus Curiae Iowa and 12 Additional States, FILED. [Entered: 07/22/2026 02:34 PM]
July 22, 2026 Filing 83 CURED DEFECTIVE DOCUMENT, Amicus Brief, at entry 79, on behalf of Amicus Curiae ERISA Industry Committee, Amicus Curiae American Benefits Council, Amicus Curiae Committee on Investment of Employee Benefit Assets Inc., FILED. [Entered: 07/22/2026 02:32 PM]
July 22, 2026 Filing 82 DEFECTIVE DOCUMENT, Amicus Brief, at docket entry 72, on behalf of Amcius Curiae Iowa and 12 Additional States, FILED. [Entered: 07/22/2026 02:30 PM]
July 22, 2026 Filing 81 NEW PARTY, Amcius Curiae Iowa and 12 Additional States, ADDED. ATTORNEY, Eric H. Wessan, for Amicus Curiae Iowa and 12 Additional States, ADDED. [Entered: 07/22/2026 02:14 PM] [Edited: 07/22/2026 02:24 PM]
July 22, 2026 Filing 80 NOTICE OF APPEARANCE AS AMICUS COUNSEL, on behalf of Iowa and 12 Additional States, FILED. Service date 07/22/2026 by ACMS. [Entered: 07/22/2026 12:52 PM] [Edited: 07/22/2026 02:15 PM]
July 22, 2026 Filing 79 AMICUS BRIEF, on behalf of Amicus Curiae ERISA Industry Committee, Amicus Curiae American Benefits Council, Amicus Curiae Committee on Investment of Employee Benefit Assets Inc., FILED. Service date 07/22/2026 by ACMS. [Entered: 07/22/2026 11:47 AM] [Edited: 07/22/2026 12:46 PM]
July 22, 2026 Filing 78 AMICUS BRIEF, on behalf of Amicus Amici Curiae Iowa and 12 Additional States, FILED. Service date 07/21/2026 by ACMS. [Entered: 07/22/2026 11:47 AM]
July 22, 2026 Filing 77 ATTORNEY, Mark E. Schmidtke, for Amicus Curiae American Council of Life Insurers, ADDED. [Entered: 07/22/2026 10:39 AM]
July 22, 2026 Filing 76 CURED DEFECTIVE DOCUMENT, Amicus Brief, at entry 71, on behalf of Amicus Curiae American Council of Life Insurers, FILED. [Entered: 07/22/2026 10:33 AM]
July 22, 2026 Filing 75 DEFECTIVE DOCUMENT, Amicus Brief on Consent, at docket entry 58, on behalf of Amicus American Council of Life Insurers, FILED. [Entered: 07/22/2026 10:32 AM]
July 22, 2026 Filing 74 NEW PARTY, Amicus Curiae Keith Sonderling (Acting U.S. Secretary of Labor), ADDED. ATTORNEY, Edward M. Wenger, for Amicus Curiae Keith Sonderling(Acting U.S. Secretary of Labor), ADDED. [Entered: 07/22/2026 10:12 AM]
July 22, 2026 Filing 73 NEW PARTY, Amicus Curiae Chamber of Commerce of the United States of America, ADDED. ATTORNEY, Michael E. Kenneally, Colleen Gallagher, for Amicus Curiae Chamber of Commerce of the United States of America, ADDED. [Entered: 07/22/2026 08:46 AM]
July 21, 2026 Filing 72 AMICUS BRIEF, on behalf of Amicus Amici Curiae Iowa and 12 Additional States, FILED. Service date 07/21/2026 by ACMS. [Entered: 07/21/2026 07:05 PM]
July 21, 2026 Filing 71 AMICUS BRIEF, on behalf of Amicus American Council of Life Insurers, FILED. Service date 07/21/2026 by ACMS. [Entered: 07/21/2026 05:52 PM]
July 21, 2026 Filing 70 NOTICE OF APPEARANCE AS AMICUS COUNSEL, on behalf of American Council of Life Insurers, FILED. Service date 07/21/2026 by ACMS. [Entered: 07/21/2026 05:51 PM]
July 21, 2026 Filing 69 NOTICE OF APPEARANCE AS AMICUS COUNSEL, on behalf of Amicus Curiae American Council of Life Insurers, FILED. Service date 07/21/2026 by ACMS. [Entered: 07/21/2026 05:10 PM] [Edited: 07/22/2026 10:37 AM]
July 21, 2026 Filing 68 DEFECTIVE DOCUMENT, Amicus Brief on Consent, at docket entry 63, on behalf of Amicus Curiae ERISA Industry Committee, American Benefits Council, and Committee on Investment of Employee Benefit, FILED. [Entered: 07/21/2026 04:58 PM]
July 21, 2026 Filing 67 AMICUS BRIEF, on behalf of Amicus The Chamber of Commerce of the United States of America, FILED. Service date 07/21/2026 by ACMS. [Entered: 07/21/2026 04:45 PM]
July 21, 2026 Filing 66 NEW PARTY, Amicus Curiae ERISA Industry Committee, American Benefits Council, Committee on Investment of Employee Benefit Assets Inc., ADDED. ATTORNEY, Ada Dolph, for Amicus Curiae American Benefits Council, Amicus Curiae Committee on Investment of Employee Benefit Assets Inc., Amicus Curiae ERISA Industry Committee, ADDED. [Entered: 07/21/2026 04:44 PM] [Edited: 07/22/2026 08:36 AM]
July 21, 2026 Filing 65 NEW PARTY, Amicus Curiae American Council of Life Insurers, ADDED. ATTORNEY, Kristina Holmstrom, for Amicus Curiae American Council of Life Insurers, ADDED. [Entered: 07/21/2026 04:38 PM]
July 21, 2026 Filing 64 AMICUS BRIEF, on behalf of Amicus on behalf of the Acting U.S. Secretary of Labor, FILED. Service date 07/21/2026 by ACMS. [Entered: 07/21/2026 04:38 PM]
July 21, 2026 Filing 63 AMICUS BRIEF, on behalf of Amicus ERISA Industry Committee, American Benefits Council, and Committee on Investment of Employee Benefit, FILED. Service date 07/21/2026 by ACMS. [Entered: 07/21/2026 03:38 PM]
July 21, 2026 Filing 62 NOTICE OF APPEARANCE AS AMICUS COUNSEL, on behalf of ERISA Industry Committee, American Benefits Council, and Committee on Investment of Employee Benefit, FILED. Service date 07/21/2026 by ACMS. [Entered: 07/21/2026 03:36 PM]
July 21, 2026 Filing 61 NOTICE OF APPEARANCE AS AMICUS COUNSEL, on behalf of The Chamber of Commerce of the United States of America, FILED. Service date 07/21/2026 by ACMS. [Entered: 07/21/2026 02:07 PM]
July 21, 2026 Filing 60 NOTICE OF APPEARANCE AS AMICUS COUNSEL, on behalf of on behalf of the Acting U.S. Secretary of Labor, FILED. Service date 07/21/2026 by ACMS. [Entered: 07/21/2026 01:10 PM]
July 21, 2026 Filing 59 NOTICE OF APPEARANCE AS AMICUS COUNSEL, on behalf of Acting U.S. Secretary of Labor in support of Appellant Bristol-Myers Squibb Co., FILED. Service date 07/21/2026 by ACMS. [Entered: 07/21/2026 01:05 PM]
July 21, 2026 Filing 58 AMICUS BRIEF, on behalf of Amicus American Council of Life Insurers, FILED. Service date 07/21/2026 by ACMS. [Entered: 07/21/2026 12:53 PM]
July 21, 2026 Filing 57 NOTICE OF APPEARANCE AS AMICUS COUNSEL, on behalf of American Council of Life Insurers, FILED. Service date 07/21/2026 by ACMS. [Entered: 07/21/2026 12:52 PM]
July 21, 2026 Filing 56 JOINDER LETTER, dated 07/21/2026, informing they join in the Brief filed by the Appellant Bristol-Myers Squibb, et al., on behalf of Appellant State Street Global Advisors Trust Company, RECEIVED. Service date 07/21/2026 by ACMS. [Entered: 07/21/2026 12:23 PM] [Edited: 07/21/2026 01:08 PM]
July 21, 2026 Filing 55 NOTICE OF APPEARANCE AS AMICUS COUNSEL, on behalf of The Chamber of Commerce of the United States of America, FILED. Service date 07/21/2026 by ACMS. [Entered: 07/21/2026 10:32 AM]
July 16, 2026 Filing 54 CURED DEFECTIVE DOCUMENT, Appendix, volumes 1-4, at entry 46, 47, 48, 49, on behalf of Appellant Bristol-Myers Squibb Company, Appellant Bristol-Myers Squibb Company Pension Committee, Appellant Bristol-Myers Squibb Compensation and Management Development Committee, FILED. [Entered: 07/16/2026 09:56 AM]
July 16, 2026 Filing 53 CURED DEFECTIVE DOCUMENT, Brief & Special Appendix, at entry 45, on behalf of Appellant Bristol-Myers Squibb Company, Appellant Bristol-Myers Squibb Company Pension Committee, Appellant Bristol-Myers Squibb Compensation and Management Development Committee, FILED. [Entered: 07/16/2026 09:54 AM]
July 16, 2026 Filing 52 DEFECTIVE DOCUMENT, Joint Appendix, Corrected Appendix, at docket entry 36, 37, 38, 39, 44, on behalf of Appellant Bristol-Myers Squibb Company, Appellant Bristol-Myers Squibb Company Pension Committee, Appellant Bristol-Myers Squibb Compensation and Management Development Committee, FILED. [Entered: 07/16/2026 09:52 AM]
July 16, 2026 Filing 51 DEFECTIVE DOCUMENT, Brief & Special Appendix, Corrected Brief, at docket entry 35, 43, on behalf of Appellant Bristol-Myers Squibb Company, Appellant Bristol-Myers Squibb Company Pension Committee, Appellant Bristol-Myers Squibb Compensation and Management Development Committee, FILED. [Entered: 07/16/2026 09:49 AM]
July 16, 2026 Filing 50 ATTORNEY, Sameer Aggarwal, Charlotte Butash, for Appellant Bristol-Myers Squibb Company, Appellant Bristol-Myers Squibb Company Pension Committee, Appellant Bristol-Myers Squibb Compensation and Management Development Committee, ADDED. [Entered: 07/16/2026 09:23 AM]
July 15, 2026 Filing 49 APPENDIX, volume 4 of 4, on behalf of Appellant Bristol-Myers Squibb Company, Appellant Bristol-Myers Squibb Company Pension Committee, Appellant Bristol-Myers Squibb Compensation and Management Development Committee, FILED. Service date 07/15/2026 by ACMS. [Entered: 07/15/2026 07:21 PM] [Edited: 07/16/2026 09:19 AM]
July 15, 2026 Filing 48 APPENDIX, volume 3 of 4, on behalf of Appellant Bristol-Myers Squibb Company, Appellant Bristol-Myers Squibb Company Pension Committee, Appellant Bristol-Myers Squibb Compensation and Management Development Committee, FILED. Service date 07/15/2026 by ACMS. [Entered: 07/15/2026 07:13 PM] [Edited: 07/16/2026 09:19 AM]
July 15, 2026 Filing 47 APPENDIX, volume 2 of 4, on behalf of Appellant Bristol-Myers Squibb Company, Appellant Bristol-Myers Squibb Company Pension Committee, Appellant Bristol-Myers Squibb Compensation and Management Development Committee, FILED. Service date 07/15/2026 by ACMS. [Entered: 07/15/2026 07:11 PM] [Edited: 07/16/2026 09:18 AM]
July 15, 2026 Filing 46 APPENDIX, volume 1 of 4, on behalf of Appellant Bristol-Myers Squibb Company, Appellant Bristol-Myers Squibb Company Pension Committee, Appellant Bristol-Myers Squibb Compensation and Management Development Committee, FILED. Service date 07/15/2026 by ACMS. [Entered: 07/15/2026 07:09 PM] [Edited: 07/16/2026 09:16 AM]
July 15, 2026 Filing 45 BRIEF & SPECIAL APPENDIX, on behalf of Appellant Bristol-Myers Squibb Company, Appellant Bristol-Myers Squibb Company Pension Committee, Appellant Bristol-Myers Squibb Compensation and Management Development Committee, FILED. Service date 07/15/2026 by ACMS. [Entered: 07/15/2026 07:07 PM] [Edited: 07/16/2026 09:24 AM]
July 15, 2026 Filing 44 CORRECTED APPENDIX, on behalf of Appellant Bristol-Myers Squibb Company, Appellant Bristol-Myers Squibb Company Pension Committee, Appellant Bristol-Myers Squibb Compensation and Management Development Committee, FILED. Service date 07/15/2026 by ACMS. [Entered: 07/15/2026 06:36 PM]
July 15, 2026 Filing 43 CORRECTED BRIEF, on behalf of Appellant Bristol-Myers Squibb Company, Appellant Bristol-Myers Squibb Company Pension Committee, Appellant Bristol-Myers Squibb Compensation and Management Development Committee, FILED. Service date 07/15/2026 by ACMS. [Entered: 07/15/2026 06:29 PM]
July 15, 2026 Filing 42 SO-ORDERED SCHEDULING NOTIFICATION, setting Appellee Charles Doherty, Michael J. Noel, Brief due date as 10/12/2026, FILED. [Entered: 07/15/2026 04:58 PM] [Edited: 07/16/2026 09:11 AM]
July 15, 2026 Filing 40 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellee Charles Doherty, Appellee Michael J. Noel, informing Court of proposed due date 10/12/2026, RECEIVED. Service date 07/15/2026 by ACMS. [Entered: 07/15/2026 10:02 AM]
July 14, 2026 Filing 41 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of Bristol-Myers Squibb Company Pension Committee, Bristol-Myers Squibb Company, Bristol-Myers Squibb Compensation and Management Development Committee, FILED. [Entered: 07/14/2026 05:19 PM]
July 14, 2026 Filing 39 JOINT APPENDIX, volume 4 of 4, (pp. 603 - 732), on behalf of Appellant Bristol-Myers Squibb Company, Appellant Bristol-Myers Squibb Company Pension Committee, Appellant Bristol-Myers Squibb Compensation and Management Development Committee, FILED. Service date 07/14/2026 by ACMS. [Entered: 07/14/2026 06:48 PM]
July 14, 2026 Filing 38 JOINT APPENDIX, volume 3 of 4, (pp. 379 - 602), on behalf of Appellant Bristol-Myers Squibb Company, Appellant Bristol-Myers Squibb Company Pension Committee, Appellant Bristol-Myers Squibb Compensation and Management Development Committee, FILED. Service date 07/14/2026 by ACMS. [Entered: 07/14/2026 06:44 PM]
July 14, 2026 Filing 37 JOINT APPENDIX, volume 2 of 4, (pp. 235 - 378), on behalf of Appellant Bristol-Myers Squibb Company, Appellant Bristol-Myers Squibb Company Pension Committee, Appellant Bristol-Myers Squibb Compensation and Management Development Committee, FILED. Service date 07/14/2026 by ACMS. [Entered: 07/14/2026 06:42 PM]
July 14, 2026 Filing 36 JOINT APPENDIX, volume 1 of 4, (pp. 1 - 234), on behalf of Appellant Bristol-Myers Squibb Company, Appellant Bristol-Myers Squibb Company Pension Committee, Appellant Bristol-Myers Squibb Compensation and Management Development Committee, FILED. Service date 07/14/2026 by ACMS. [Entered: 07/14/2026 06:34 PM]
July 14, 2026 Filing 35 BRIEF & SPECIAL APPENDIX, on behalf of Appellant Bristol-Myers Squibb Company, Appellant Bristol-Myers Squibb Company Pension Committee, Appellant Bristol-Myers Squibb Compensation and Management Development Committee, FILED. Service date 07/14/2026 by ACMS. [Entered: 07/14/2026 06:21 PM]
July 14, 2026 Filing 34 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of Bristol-Myers Squibb Company Pension Committee, Bristol-Myers Squibb Company, Bristol-Myers Squibb Compensation and Management Development Committee, FILED. [Entered: 07/14/2026 05:19 PM]
May 13, 2026 Filing 33 SO-ORDERED SCHEDULING NOTIFICATION, setting Appellants Bristol-Myers Squibb Company, Bristol-Myers Squibb Company Pension Committee, Bristol-Myers Squibb Compensation and Management Development Committee, State Street Global Advisors Trust Company, Brief due date as 7/14/2026, Appendix due date as 7/14/2026, FILED. [Entered: 05/13/2026 09:58 AM]
May 12, 2026 Filing 32 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant State Street Global Advisors Trust Company, informing Court of proposed due date 07/14/2026, RECEIVED. Service date 05/12/2026 by ACMS. [Entered: 05/12/2026 02:58 PM]
May 12, 2026 Filing 31 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant Bristol-Myers Squibb Company, Appellant Bristol-Myers Squibb Company Pension Committee, Appellant Bristol-Myers Squibb Compensation and Management Development Committee, informing Court of proposed due date 07/14/2026, RECEIVED. Service date 05/12/2026 by ACMS. [Entered: 05/12/2026 12:36 PM]
May 7, 2026 Filing 30 ATTORNEY, Bryan M. Reines, Aaron Simcha Jon Zelinsky, for Appellee Charles Doherty, Appellee Michael J. Noel, ADDED. [Entered: 05/07/2026 12:02 PM]
May 7, 2026 Filing 29 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of Charles Doherty, Michael J. Noel, FILED. [Entered: 05/07/2026 11:36 AM]
May 7, 2026 Filing 28 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of Charles Doherty, Michael J. Noel, FILED. [Entered: 05/07/2026 11:28 AM]
May 1, 2026 Filing 27 NEW CASE MANAGER, Ronald Willoughby, ASSIGNED. [Entered: 05/01/2026 09:21 AM]
April 30, 2026 Filing 26 ATTORNEY, James Fleckner, for Appellant State Street Global Advisors Trust Company, ADDED. [Entered: 04/30/2026 01:35 PM]
April 30, 2026 Filing 25 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant State Street Global Advisors Trust Company, FILED. Service date 04/30/2026 by ACMS. [Entered: 04/30/2026 01:23 PM]
April 30, 2026 Filing 24 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of State Street Global Advisors Trust Company, FILED. [Entered: 04/30/2026 01:19 PM]
April 28, 2026 Filing 23 FORM D, on behalf of Appellant State Street Global Advisors Trust Company, FILED. Service date 04/28/2026 by ACMS. [Entered: 04/28/2026 08:42 PM]
April 28, 2026 Filing 22 FORM C, on behalf of Appellant State Street Global Advisors Trust Company, FILED. Service date 04/28/2026 by ACMS. [Entered: 04/28/2026 08:41 PM]
April 28, 2026 Filing 21 ATTORNEYS, Robert S. Newman, Christian James Pistilli, for Appellant Bristol-Myers Squibb Company, Appellant Bristol-Myers Squibb Company Pension Committee, Appellant Bristol-Myers Squibb Compensation and Management Development Committee, ADDED. [Entered: 04/28/2026 03:07 PM]
April 28, 2026 Filing 20 FORM D, on behalf of Appellant Bristol-Myers Squibb Company, Appellant Bristol-Myers Squibb Company Pension Committee, Appellant Bristol-Myers Squibb Compensation and Management Development Committee, FILED. Service date 04/28/2026 by ACMS. [Entered: 04/28/2026 01:34 PM]
April 28, 2026 Filing 19 FORM C, on behalf of Appellant Bristol-Myers Squibb Company, Appellant Bristol-Myers Squibb Company Pension Committee, Appellant Bristol-Myers Squibb Compensation and Management Development Committee, FILED. Service date 04/28/2026 by ACMS. [Entered: 04/28/2026 01:33 PM]
April 27, 2026 Filing 18 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of Bristol-Myers Squibb Company, Bristol-Myers Squibb Company Pension Committee, Bristol-Myers Squibb Compensation and Management Development Committee, FILED. [Entered: 04/27/2026 05:02 PM]
April 27, 2026 Filing 17 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of Bristol-Myers Squibb Company, Bristol-Myers Squibb Company Pension Committee, Bristol-Myers Squibb Compensation and Management Development Committee, FILED. [Entered: 04/27/2026 04:59 PM]
April 27, 2026 Filing 16 ATTORNEY, Alison Douglass, Jesse Lempel, for Appellant State Street Global Advisors Trust Company, ADDED. [Entered: 04/27/2026 03:40 PM]
April 27, 2026 Filing 15 ATTORNEY, Jaime Santos, in place of attorney James Fleckner, SUBSTITUTED. [Entered: 04/27/2026 03:29 PM]
April 27, 2026 Filing 14 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Bristol-Myers Squibb Company, Appellant Bristol-Myers Squibb Company Pension Committee, Appellant Bristol-Myers Squibb Compensation and Management Development Committee, FILED. Service date 04/27/2026 by ACMS. [Entered: 04/27/2026 02:33 PM]
April 27, 2026 Filing 13 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of State Street Global Advisors Trust Company, FILED. [Entered: 04/27/2026 10:06 AM]
April 27, 2026 Filing 12 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of State Street Global Advisors Trust Company, FILED. [Entered: 04/27/2026 10:02 AM]
April 27, 2026 Filing 11 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of State Street Global Advisors Trust Company, FILED. [Entered: 04/27/2026 09:58 AM]
April 27, 2026 Filing 10 ATTORNEY, Sarah Harrington for Appellant State Street Global Advisors Trust Company, TERMINATED. [Entered: 04/27/2026 09:29 AM]
April 27, 2026 Filing 9 ATTORNEY, Sean E. Soyars, for Appellee Charles Doherty, Appellee Michael J. Noel, ADDED. [Entered: 04/27/2026 05:26 AM]
April 27, 2026 Filing 8 ATTORNEY, Sarah Harrington, for Appellant Bristol-Myers Squibb Company, Appellant Bristol-Myers Squibb Company Pension Committee, Appellant Bristol-Myers Squibb Compensation and Management Development Committee, Appellant State Street Global Advisors Trust Company, ADDED. [Entered: 04/27/2026 05:22 AM]
April 23, 2026 Filing 7 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of Charles Doherty, Michael J. Noel, FILED. [Entered: 04/23/2026 05:18 PM]
April 22, 2026 Filing 6 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of Bristol-Myers Squibb Company, Bristol-Myers Squibb Company Pension Committee, Bristol-Myers Squibb Compensation and Management Development Committee, FILED. [Entered: 04/22/2026 11:54 AM]
April 20, 2026 Filing 5 INTERLOCUTORY CIVIL APPEAL, on behalf of Appellant Bristol-Myers Squibb Company, Bristol-Myers Squibb Company Pension Committee, Bristol-Myers Squibb Compensation and Management Development Committee, State Street Global Advisors Trust Company, OPENED. [Entered: 04/20/2026 05:43 PM]
April 16, 2026 Filing 4 ELECTRONIC INDEX, in lieu of record, FILED. [Entered: 04/20/2026 05:39 PM]
April 16, 2026 Filing 3 PAYMENT OF DOCKETING FEE, on behalf of Appellant Bristol-Myers Squibb Company, Bristol-Myers Squibb Company Pension Committee, Bristol-Myers Squibb Compensation and Management Development Committee, State Street Global Advisors Trust Company, district court receipt # ANYSDC32700872, FILED. [Entered: 04/20/2026 05:36 PM]
April 16, 2026 Filing 2 DISTRICT COURT OPINION AND ORDER, dated 09/29/2025, RECEIVED. [Entered: 04/20/2026 05:35 PM]
April 16, 2026 Filing 1 NOTICE OF INTERLOCUTORY CIVIL APPEAL, with district court docket, on behalf of Appellant Bristol-Myers Squibb Company, Bristol-Myers Squibb Company Pension Committee, Bristol-Myers Squibb Compensation and Management Development Committee, State Street Global Advisors Trust Company, FILED. [Entered: 04/20/2026 05:33 PM] [Edited: 04/20/2026 05:37 PM]

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Search for this case: Doherty v. Bristol-Myers Squibb Co.
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Plaintiff: CHARLES DOHERTY, individually and as representatives on behalf of a class of similarly situated persons
Represented By: Cyril Smith, III
Represented By: Sean E. Soyars
Represented By: Aaron Simcha Jon Zelinsky
Represented By: Bryan M. Reines
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Plaintiff: MICHAEL J. NOEL, individually and as a representative on behalf of a class of similarly situated persons
Represented By: Cyril Smith, III
Represented By: Sean E. Soyars
Represented By: Aaron Simcha Jon Zelinsky
Represented By: Bryan M. Reines
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Defendant: BRISTOL-MYERS SQUIBB COMPANY
Represented By: Laura Flahive Wu
Represented By: Christian James Pistilli
Represented By: Robert S. Newman
Represented By: Sarah Harrington
Represented By: Charlotte Butash
Represented By: Sameer Aggarwal
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Defendant: BRISTOL-MYERS SQUIBB COMPANY PENSION COMMITTEE
Represented By: Laura Flahive Wu
Represented By: Christian James Pistilli
Represented By: Robert S. Newman
Represented By: Sarah Harrington
Represented By: Charlotte Butash
Represented By: Sameer Aggarwal
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Defendant: STATE STREET GLOBAL ADVISORS TRUST COMPANY
Represented By: James Fleckner
Represented By: Sarah Harrington
Represented By: Jesse Lempel
Represented By: Alison Douglass
Represented By: Jaime Santos
Represented By: Jordan Bock
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Defendant: BRISTOL-MYERS SQUIBB COMPENSATION AND MANAGEMENT DEVELOPMENT COMMITTEE
Represented By: Laura Flahive Wu
Represented By: Christian James Pistilli
Represented By: Robert S. Newman
Represented By: Sarah Harrington
Represented By: Charlotte Butash
Represented By: Sameer Aggarwal
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Defendant: JOHN DOE 1-10
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Amicus curiae: AMERICAN COUNCIL OF LIFE INSURERS
Represented By: Mark E. Schmidtke
Represented By: Kristina Holmstrom
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Amicus curiae: ERISA INDUSTRY COMMITTEE
Represented By: Ada Dolph
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Amicus curiae: AMERICAN BENEFITS COUNCIL
Represented By: Ada Dolph
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Amicus curiae: COMMITTEE ON INVESTMENT OF EMPLOYEE BENEFIT ASSETS INC.
Represented By: Ada Dolph
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Amicus curiae: CHAMBER OF COMMERCE OF THE UNITED STATES OF AMERICA
Represented By: Colleen Gallagher
Represented By: Michael E. Kenneally
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Amicus curiae: KEITH SONDERLING, Acting U.S. Secretary of Labor
Represented By: Edward M. Wenger
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Amicus curiae: IOWA AND 12 ADDITIONAL STATES
Represented By: Eric H. Wessan
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