Securities and Exchange Commission v. Xia
| UNITED STATES SECURITIES & EXCHANGE COMMISSION |
| FLEET NEW YORK METROPOLITAN REGIONAL CENTER LLC, RICHARD XIA, -, JULIA YUE, Federal New York Metropolitan Regional Center, LLC, Yi Xia, Jiqing Yue, XI VERFENSTEIN, Relief Defendant, XINMING YU, Relief Defendant and FLEET FINANCIAL GROUP, INC. |
| SILLS CUMMIS & GROSS, P.C. |
| CAROLYN LEE PLLC |
| CTBC BANK CORP. (USA) |
| 26-1270 |
| May 7, 2026 |
| U.S. Court of Appeals, Second Circuit |
| STATUTES-Secur Comm Exchange |
Docket Report
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This docket was last retrieved on June 23, 2026. A more recent docket listing may be available from PACER.
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| Filing 17 NEW CASE MANAGER, Lhamo Tsering, ASSIGNED. [26-1010, 26-1270] [Entered: 06/23/2026 08:38 AM] |
Filing 16
ORDER, dated 06/11/2026, dismissing appeal by 06/25/2026, unless Appellant Fleet New York Metropolitan Regional Center LLC, submits Form D. FILED. [Entered: 06/11/2026 08:07 PM]
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Filing 15
ORDER, dated 06/11/2026, dismissing appeal by 06/25/2026, unless Appellant Fleet New York Metropolitan Regional Center LLC, submits Form C, FILED. [Entered: 06/11/2026 08:03 PM]
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Filing 14
ORDER, dated 06/11/2026, dismissing appeal by 06/25/2026, unless Appellant Fleet New York Metropolitan Regional enter LLC, submits Acknowledgment and Notice of Appearance form, FILED. [Entered: 06/11/2026 07:56 PM] [Edited: 06/11/2026 08:05 PM]
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| Filing 13 ATTORNEY, Matthew F. Bruno, for Intervenor CTBC Bank Corp. (USA), ADDED. [26-1010, 26-1270] [Entered: 06/05/2026 03:36 PM] |
| Filing 12 CURED DEFECTIVE DOCUMENT, Notice of Appearance, at entry 10, on behalf of Appellee United States Securities & Exchange Commission, FILED. [Entered: 05/11/2026 09:14 AM] |
| Filing 11 ATTORNEY, David Lisitza, in place of attorney Varuni Nelson, SUBSTITUTED. [Entered: 05/11/2026 09:13 AM] |
| Filing 10 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of United States Securities & Exchange Commission, FILED. [Entered: 05/07/2026 05:35 PM] |
| Filing 9 DEFECTIVE DOCUMENT, Notice of Appearance, at docket entry 8, on behalf of Appellee United States Securities & Exchange Commission, FILED. [Entered: 05/07/2026 05:13 PM] |
| Filing 8 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of United States Securities & Exchange Commission, FILED. [Entered: 05/07/2026 05:05 PM] |
| Filing 7 NON-ADMITTED ATTORNEY, Robert J. Hantman, orally informed to apply for admission forthwith and submit Addendum A to Notice of Appearance, NOTIFIED. [Entered: 05/07/2026 02:42 PM] |
| Filing 6 NOTE: See lead case, 26-1010, containing complete set of docket entries. [Entered: 05/07/2026 02:39 PM] |
| Filing 5 CIVIL APPEAL, on behalf of Appellant Fleet New York Metropolitan Regional Center LLC, OPENED. [Entered: 05/07/2026 02:38 PM] |
| Filing 4 ELECTRONIC INDEX, in lieu of record, FILED. [Entered: 05/07/2026 02:34 PM] |
| Filing 3 PAYMENT OF DOCKETING FEE, on behalf of Appellant Fleet New York Metropolitan Regional Center LLC, district court receipt # ANYEDC20186419, FILED. [Entered: 05/07/2026 02:32 PM] |
| Filing 2 DISTRICT COURT ORDER, entered in the district court as docket entry dated 04/08/2026, RECEIVED. [Entered: 05/07/2026 02:30 PM] |
| Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Fleet New York Metropolitan Regional Center LLC, FILED. [Entered: 05/07/2026 02:28 PM] |
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