United States Securities & Exchange Commission v. Stewart
| UNITED STATES SECURITIES & EXCHANGE COMMISSION |
| GEORGE WALLACE STEWART, PATRICK J. MADDEN, ALLEN B. GOTTLIEB, KENNETH R. LAGONIA, SALIM EL HAGE, H.D. INC., ST. BARTH LIMITED, EASTLAND AMERICAN BANK LIMITED, FOREIGN TRADE BANK INTERNATIONAL, MECIS INSURANCE AND REINSURANCE COMPANY, CORNEL D. PLEBANI, Relief Defendant, AMERICREDIT COMMERCIAL CORPORATION, Relief Defendant, LAW OFFICES OF GOTTLIEB AND ASSOCIATES, P.C., Relief Defendant and FINANZURICH, LIMITED, Relief Defendant |
| ALEXANDER E. EISEMANN |
| 26-200 |
| January 30, 2026 |
| U.S. Court of Appeals, Second Circuit |
| STATUTES-Secur Comm Exchange |
Docket Report
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| Filing 43 CURED DEFECTIVE DOCUMENT, Brief & Special Appendix, 6 Volumes of Appendix, at entry 117, 118, 119, 120, 121, 122, 123, on behalf of Appellant Alexander E. Eisemann, FILED. [25-702, 26-200] [Entered: 07/21/2026 01:41 PM] |
| Filing 42 SO-ORDERED SCHEDULING NOTIFICATION, setting Appelee's United States Securities & Exchange Commission, Brief due date as 10/19/2026, FILED. [25-702, 26-200] [Entered: 07/21/2026 09:56 AM] |
| Filing 41 MOTION ORDER, granting motion to accept late-filed brief, to dispense with paper copy requirement, and to accept the brief and appendix filed on 06/29/2026 as corrected, on behalf of Appellant Alexander E. Eisemann, by SJM, copy to pro se appellants, FILED. [25-702, 26-200] [Entered: 07/20/2026 09:31 AM] [Edited: 07/21/2026 10:02 AM] |
| Filing 40 DEFECTIVE DOCUMENT, Motion, Motion, at docket entry 130, 131, on behalf of Appellant Allen B. Gottlieb, Appellant Phyllis Gottlieb, copy to pro se appellant, FILED. [25-702, 26-200] [Entered: 07/08/2026 04:02 PM] [Edited: 07/21/2026 10:03 AM] |
| Filing 39 DEFECTIVE DOCUMENT, Motion, Motion, at docket entry 125, on behalf of Appellant Phyllis Gottlieb, Appellant Allen B. Gottlieb, copy to pro se appellant, FILED. [25-702, 26-200] [Entered: 07/07/2026 08:46 AM] [Edited: 07/07/2026 09:06 AM] |
| Filing 38 DEFECTIVE DOCUMENT, Corrected Brief, 6 Volumes of Corrected Appendix, at docket entry 109, 110, 111, 112, 113, 114, 115, on behalf of Appellant Alexander E. Eisemann, FILED. [25-702, 26-200] [Entered: 06/26/2026 08:44 AM] |
| Filing 37 DEFECTIVE DOCUMENT, Brief & Special Appendix, 6 Volumes of Appendix, at docket entry 101, 102, 103, 104, 105, 106, 107, on behalf of Appellant Alexander E. Eisemann, FILED. [25-702, 26-200] [Entered: 06/23/2026 09:11 AM] |
| Filing 36 DEFECTIVE DOCUMENT, Brief, at docket entry 99, on behalf of Appellant Alexander E. Eisemann, FILED. [25-702, 26-200] [Entered: 06/18/2026 12:14 PM] |
| Filing 35 BRIEF, on behalf of Appellant Alexander E. Eisemann, FILED. Service date 06/17/2026 by ACMS. [26-200, 25-702] [Entered: 06/18/2026 12:00 AM] |
| Filing 34 MOTION ORDER, it is hereby ordered that the motion to add additional information related to Appellants motion to dismiss is granted (doc. 56). It is further ordered that to the extent Appellants motions seek to supplement the record on appeal with district court documents, the motions are denied as unnecessary because those documents are already part ofthe record on appeal (doc. 37; docs. 62, 65, and 76 in part). To the extent Appellants seek to supplement the record with filings from other court proceedings, their motions are denied because they have not shown that those documents are material to the underlying proceeding (docs. 76 in remaining part, 79), It is further ordered that the motion to clarify is denied in part as moot because it seeks to clarify statements in a motion that has already been denied (doc. 35). The motions to dismiss are denied because Appellants seek to relitigate a matter that has already been decided. (doc. 48; docs. 62, 65 in remaining part). The motion to certify a question, which does not ask us to certify a question to any other court, but which rather appears to ask us to decide certain questions, is denied in part as it relates to the prior dismissal for the same reason (doc. 58), on behalf of , by , copy to pro se appellant, FILED. [25-702, 26-200] [Entered: 05/01/2026 12:59 PM] [Edited: 06/18/2026 09:07 AM] |
| Filing 33 SO-ORDERED SCHEDULING NOTIFICATION, setting Appellant's Alexander E. Eisemann, Brief due date as 06/17/2026, Appendix due date as 06/17/2026, FILED. [25-702, 26-200] [Entered: 03/31/2026 09:53 AM] [Edited: 04/21/2026 08:35 AM] |
| Filing 32 LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant Alexander E. Eisemann, informing Court of proposed due date 06/17/2026, RECEIVED. Service date 03/29/2026 by ACMS. [Entered: 03/29/2026 12:58 AM] [Edited: 03/31/2026 09:42 AM] |
| Filing 31 NEW CASE MANAGER, Dennisse Pizarro-Lebron, ASSIGNED. [26-200, 25-702] [Entered: 03/24/2026 11:43 AM] |
| Filing 30 CURED DEFECTIVE DOCUMENT, Form C, at entry 27, on behalf of Appellant Alexander E. Eisemann, FILED. [26-200, 25-702] [Entered: 03/19/2026 09:44 AM] [Edited: 03/19/2026 10:09 AM] |
| Filing 29 CURED DEFECTIVE DOCUMENT, Form D, at entry 28, on behalf of Appellant Alexander E. Eisemann, FILED. [26-200, 25-702] [Entered: 03/19/2026 08:58 AM] |
| Filing 28 FORM D, on behalf of Appellant Alexander E. Eisemann, FILED. Service date 03/18/2026 by ACMS. [Entered: 03/18/2026 11:18 PM] |
| Filing 27 FORM C, on behalf of Appellant Alexander E. Eisemann, FILED. Service date 03/18/2026 by ACMS. [Entered: 03/18/2026 11:17 PM] |
| Filing 26 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Alexander E. Eisemann, FILED. Service date 03/18/2026 by ACMS. [Entered: 03/18/2026 11:16 PM] |
| Filing 25 NEW PARTY, Appellant Alexander E. Eisemann, Alexander Edward Eisemann, ADDED. ATTORNEY, Alexander Edward Eisemann, for Appellant Alexander E. Eisemann, ADDED. [25-702, 26-200] [Entered: 03/17/2026 10:57 AM] |
| Filing 24 PAYMENT OF DOCKETING FEE, on behalf of Appellant Alexander E. Eisemann, district court receipt #ANYSDC-32320804, FILED. [26-200, 25-702] [Entered: 03/16/2026 09:29 AM] |
Filing 23
ORDER, dated 03/09/2026, dismissing appeal by 03/23/2026, unless the Appellant submits the Acknowledgment and Notice of Appearance, FILED. [Entered: 03/09/2026 04:10 PM] [Edited: 03/09/2026 04:16 PM]
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Filing 22
ORDER, dated 03/09/2026, dismissing appeal by 03/23/2026 unless the Appellant submits the filing fee, FILED. [Entered: 03/09/2026 03:49 PM] [Edited: 03/09/2026 04:14 PM]
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Filing 20
ORDER, dated 03/04/2026, dismissing appeal by 03/18/2026, unless the Appellant submits Form D, FILED. [26-200, 25-702] [Entered: 03/04/2026 02:40 PM]
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Filing 19
ORDER, dated 03/04/2026, dismissing appeal by 03/18/2026, unless the appellant submits Form C, FILED. [26-200, 25-702] [Entered: 03/04/2026 02:37 PM] [Edited: 03/04/2026 02:42 PM]
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| Filing 18 LETTER, dated 02/18/2026, rgarding Appellant's not opposing the consolidation to case 26-200, on behalf of Allen B. Gottlieb and Phyllis Gottlieb, RECEIVED. No Service. [25-702, 26-200] [Entered: 02/24/2026 09:03 AM] |
| Filing 17 NOTE: See lead case, 25-702, containing complete set of docket entries. [26-200, 25-702] [Entered: 02/12/2026 04:17 PM] |
| Filing 16 MOTION ORDER, granting motion to consolidate appeals at docket entry 15, granting motion to consolidate appeals at docket entry 77, on behalf of Appellee United States Securities & Exchange Commission, FILED. [25-702, 26-200] [Entered: 02/12/2026 03:54 PM] [Edited: 02/12/2026 04:10 PM] |
| Filing 15 MOTION, to consolidate appeals, on behalf of Appellee United States Securities & Exchange Commission, FILED. Service date 02/06/2026 by ACMS. [Entered: 02/06/2026 09:20 AM] |
| Filing 14 NEW CASE MANAGER, Elizabeth Munoz, ASSIGNED. [Entered: 02/05/2026 11:02 PM] |
| Filing 13 ATTORNEY, Theodore Weiman, for Appellee United States Securities & Exchange Commission, ADDED. [Entered: 02/05/2026 10:57 PM] |
| Filing 12 ATTORNEY, Brooke Wagner, for Appellee United States Securities & Exchange Commission, ADDED. [Entered: 02/05/2026 10:52 PM] |
| Filing 11 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of United States Securities & Exchange Commission, FILED. [Entered: 02/04/2026 01:47 PM] |
| Filing 10 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of United States Securities & Exchange Commission, FILED. [Entered: 02/04/2026 10:42 AM] |
| Filing 21 CURED DEFECTIVE DOCUMENT, , at entry , on behalf of , FILED. [25-702, 26-200] [Entered: 03/05/2026 02:32 PM] |
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Filing 9
ORDER, dated 02/03/2026, it is hereby ordered that 25-200 and 26-702 shall proceed in tandem, FILED. [Entered: 02/03/2026 04:16 PM]
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| Filing 6 CIVIL APPEAL, on behalf of Appellant Alexander E. Eisemann, OPENED. [Entered: 01/30/2026 11:27 AM] |
| Filing 8 DISTRICT COURT Minute entry, entered in the district court as docket entry dated 02/11/2025, RECEIVED. [Entered: 01/30/2026 01:49 PM] |
| Filing 7 DISTRICT COURT Minute entry, entered in the district court as docket entry dated 02/10/2025, RECEIVED. [Entered: 01/30/2026 01:48 PM] |
| Filing 5 ELECTRONIC INDEX, in lieu of record, FILED. [Entered: 01/30/2026 11:20 AM] |
| Filing 4 DISTRICT COURT ORDER, dated 01/13/2026, RECEIVED. [Entered: 01/30/2026 11:17 AM] |
| Filing 3 DISTRICT COURT ORDER, dated 02/03/2025, RECEIVED. [Entered: 01/30/2026 11:16 AM] |
| Filing 2 DISTRICT COURT OPINION AND ORDER, dated 02/07/2023, RECEIVED. [Entered: 01/30/2026 11:12 AM] |
| Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Alexander E. Eisemann, FILED. [Entered: 01/30/2026 11:10 AM] |
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