Securities and Exchange Commission v. Xia
| UNITED STATES SECURITIES & EXCHANGE COMMISSION |
| JULIA YUE, Relief Defendant, RICHARD XIA, -, FLEET NEW YORK METROPOLITAN REGIONAL CENTER LLC, Jiqing Yue, XI VERFENSTEIN, Relief Defendant, XINMING YU, Relief Defendant, FLEET FINANCIAL GROUP, INC. and Yi Xia |
| SILLS CUMMIS & GROSS, P.C. and KOBA MUSHKUDIANI |
| CAROLYN LEE PLLC |
| CTBC BANK CORP. (USA) |
| MICHAEL GOLDBERG, as Liquidation Receiver |
| 26-2498 |
| September 8, 2026 |
| U.S. Court of Appeals, Second Circuit |
| STATUTES-Secur Comm Exchange |
Docket Report
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This docket was last retrieved on September 11, 2026. A more recent docket listing may be available from PACER.
| Document Text |
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| Filing 11 CAPTION, changed designation for Appellant Fleet New York Metropolitan Regional Center LLC, AMENDED. [Entered: 09/11/2026 03:59 PM] |
| Filing 10 FORM D, on behalf of Appellant Richard Xia, FILED. Service date 09/11/2026 by ACMS. [Entered: 09/11/2026 03:28 PM] |
| Filing 9 FORM C, on behalf of Appellant Richard Xia, FILED. Service date 09/11/2026 by ACMS. [Entered: 09/11/2026 03:25 PM] |
| Filing 8 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL/ADDITIONAL COUNSEL, on behalf of United States Securities & Exchange Commission, FILED. [Entered: 09/09/2026 02:58 PM] |
| Filing 7 NON-ADMITTED ATTORNEY, Michael I. Goldberg, orally informed to apply for admission forthwith and submit Addendum A to Notice of Appearance, NOTIFIED. [Entered: 09/08/2026 03:52 PM] |
| Filing 6 CIVIL APPEAL, on behalf of Appellant Richard Xia, OPENED. [Entered: 09/08/2026 03:51 PM] |
| Filing 5 SUPPLEMENTAL ELECTRONIC INDEX, in lieu of record, FILED. [Entered: 09/08/2026 03:47 PM] |
| Filing 4 ELECTRONIC INDEX, in lieu of record, FILED. [Entered: 09/08/2026 03:44 PM] |
| Filing 3 PAYMENT OF DOCKETING FEE, on behalf of Appellant Richard Xia, district court receipt # ANYEDC20577279, FILED. [Entered: 09/08/2026 03:42 PM] |
| Filing 2 DISTRICT COURT ORDER APPOINTING LIQUIDATION RECEIVER, dated 07/17/2026, RECEIVED. [Entered: 09/08/2026 03:40 PM] |
| Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Richard Xia, FILED. [Entered: 09/08/2026 03:39 PM] |
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