Securities and Exchange Commission v. Xia
| UNITED STATES SECURITIES & EXCHANGE COMMISSION |
| RICHARD XIA, -, JULIA YUE, Relief Defendant, FLEET NEW YORK METROPOLITAN REGIONAL CENTER LLC, Yi Xia, Jiqing Yue, XI VERFENSTEIN, Relief Defendant, XINMING YU, Relief Defendant and FLEET FINANCIAL GROUP, INC. |
| KOBA MUSHKUDIANI and SILLS CUMMIS & GROSS, P.C. |
| CAROLYN LEE PLLC |
| CTBC BANK CORP. (USA) |
| MICHAEL GOLDBERG, as Liquidation Receiver |
| 26-2543 |
| September 11, 2026 |
| U.S. Court of Appeals, Second Circuit |
| STATUTES-Secur Comm Exchange |
Docket Report
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This docket was last retrieved on September 11, 2026. A more recent docket listing may be available from PACER.
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| Filing 7 NOTE: See lead case, 26-2498, containing complete set of docket entries. [Entered: 09/11/2026 03:53 PM] |
| Filing 6 NON-ADMITTED ATTORNEY, Michael I. Goldberg, orally informed to apply for admission forthwith and submit Addendum A to Notice of Appearance, NOTIFIED. [Entered: 09/11/2026 03:52 PM] |
| Filing 5 CIVIL APPEAL, on behalf of Appellant Fleet New York Metropolitan Regional Center LLC, OPENED. [Entered: 09/11/2026 03:50 PM] |
| Filing 4 ELECTRONIC INDEX, in lieu of record, FILED. [Entered: 09/11/2026 03:47 PM] |
| Filing 3 PAYMENT OF DOCKETING FEE, on behalf of Appellant Fleet New York Metropolitan Regional Center LLC, district court receipt # BNYEDC20616320, FILED. [Entered: 09/11/2026 03:45 PM] |
| Filing 2 DISTRICT COURT ORDER APPOINTING LIQUIDATION RECEIVER, dated 07/17/2026, RECEIVED. [Entered: 09/11/2026 03:43 PM] |
| Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Fleet New York Metropolitan Regional Center LLC, FILED. [Entered: 09/11/2026 03:42 PM] |
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