In re: Livent Corp Securities
Defendant / Appellee: FMC CORP, GOLDMAN SACHS & CO LLC, PAUL GRAVES, MERRILL LYNCH, PIERCE FENNER & SMITH INC, CREDIT SUISSE USA, CITIGROUP GLOBAL MARKETS HOLDINGS INC, NICHOLAS L. PFEIFFER, NOMURA SECURITIES INTERNATIONAL INC, PIERRE R. BRONDEAU, GILBERTO ANTONIAZZI, LIVENT CORP, LOOP CAPITAL MARKETS LLC, ANDREA E. UTECHT and MERRILL LYNCH PIERCE FENNER & SMITH INC
Plaintiff / Appellant: NEW YORK HOTEL TRADES COUNSEL & HOTEL ASSOCIATION OF NEW YORK CITY INC PENSION FUND and CENTRAL LABORERS' PENSION FUND
Case Number: 20-2590
Filed: August 3, 2020
Court: U.S. Court of Appeals, Third Circuit
Nature of Suit: Other
Docket Report

This docket was last retrieved on September 14, 2020. A more recent docket listing may be available from PACER.

Date Filed Document Text
September 14, 2020 Filing 26 TEXT ONLY ORDER (Clerk) The briefing schedule previously entered is hereby vacated. The matter is referred to the Circuit Mediator for possible resolution. In the event that mediation is unsuccessful, a new briefing schedule will be issued. (CJG) [Entered: 09/14/2020 02:18 PM]
August 26, 2020 Opinion or Order Filing 25 ORDER (Clerk) The motion requesting correction of Appellees corporate name is granted. The party name for Appellees Merrill Lynch and Pierce Fenner & Smith Inc. will be corrected to Merrill Lynch, Pierce, Fenner & Smith Inc. (CJG) [Entered: 08/26/2020 12:23 PM]
August 20, 2020 Filing 24 ECF FILER: LETTER MOTION by Appellees Merrill Lynch and Pierce Fenner & Smith Inc Requesting that two separate party names be merged into one party name: Merrill Lynch, Pierce, Fenner & Smith Incorporated. Certificate of Service dated 08/20/2020. Service made by ECF. [20-2590]--[Edited 08/21/2020 by CJG] (MJS) [Entered: 08/20/2020 10:14 AM]
August 19, 2020 Filing 23 BRIEFING NOTICE ISSUED. Brief on behalf of Appellants Central Laborers' Pension Fund and New York Hotel Trades Council & Hotel Association of New York City, Inc. Pension Fund due on or before 09/28/2020. Appendix due on or before 09/28/2020. [-VACATED Per Clerk's Order entered 09/14/20.]--[Edited 09/14/2020 by CJG] (CJG) [Entered: 08/19/2020 03:33 PM]
August 19, 2020 Filing 22 ECF FILER: DISCLOSURE STATEMENT on behalf of Appellee Merrill Lynch. [20-2590] (MJS) [Entered: 08/19/2020 03:00 PM]
August 19, 2020 Filing 21 ECF FILER: DISCLOSURE STATEMENT on behalf of Appellee Nomura Securities International Inc. [20-2590] (MJS) [Entered: 08/19/2020 02:53 PM]
August 19, 2020 Filing 20 ECF FILER: DISCLOSURE STATEMENT on behalf of Appellee Loop Capital Markets LLC. [20-2590] (MJS) [Entered: 08/19/2020 02:52 PM]
August 19, 2020 Filing 19 ECF FILER: DISCLOSURE STATEMENT on behalf of Appellee Goldman Sachs & Co LLC. [20-2590] (MJS) [Entered: 08/19/2020 02:50 PM]
August 19, 2020 Filing 18 ECF FILER: DISCLOSURE STATEMENT on behalf of Appellee Credit Suisse USA. [20-2590] (MJS) [Entered: 08/19/2020 02:47 PM]
August 19, 2020 Filing 17 ECF FILER: DISCLOSURE STATEMENT on behalf of Appellee Citigroup Global Markets Holdings Inc. [20-2590] (MJS) [Entered: 08/19/2020 02:44 PM]
August 19, 2020 Filing 16 ECF FILER: ENTRY OF APPEARANCE from Laura Hughes McNally on behalf of Appellee(s) Merrill Lynch, Pierce, Fenner & Smith Incorporated; Goldman Sachs & Co. LLC; Credit Suisse Securities (USA) LLC; Citigroup Global Markets Inc.; Loop Capital Markets LLC; Nomura Securities International, Inc.. [20-2590] (LHM) [Entered: 08/19/2020 01:24 PM]
August 19, 2020 Filing 15 ECF FILER: ENTRY OF APPEARANCE from Marc J. Sonnenfeld on behalf of Appellee(s) Merrill Lynch, Pierce, Fenner & Smith Incorporated; Goldman Sachs & Co. LLC; Credit Suisse Securities (USA) LLC; Citigroup Global Markets Inc.; Loop Capital Markets LLC; Nomura Securities International, Inc.. [20-2590] (MJS) [Entered: 08/19/2020 11:30 AM]
August 18, 2020 Filing 14 FOLLOW UP LETTER to Laura H. McNally, Esq., Charlene S. Shimada, Esq., & Marc J. Sonnenfeld, Esq. for Citigroup Global Markets Holdings Inc, Pierce Fenner & Smith Inc, FMC Corp, Merrill Lynch, Goldman Sachs & Co LLC, Loop Capital Markets LLC and Nomura Securities International Inc requesting the following document(s): Appearance Form and Disclosure Statement on or before 09/01/2020. (CJG) [Entered: 08/18/2020 07:58 AM]
August 17, 2020 Filing 13 ECF FILER: DISCLOSURE STATEMENT on behalf of Appellee FMC Corp. [20-2590] (JAD) [Entered: 08/17/2020 03:51 PM]
August 17, 2020 Filing 12 ECF FILER: DISCLOSURE STATEMENT on behalf of Appellee Livent Corp. [20-2590] (JAD) [Entered: 08/17/2020 03:49 PM]
August 17, 2020 Filing 11 ECF FILER: ENTRY OF APPEARANCE from James P. Rouhandeh on behalf of Appellee(s) Livent Corp.,Paul W. Graves, Gilberto Antoniazzi, Nicholas L.Pfeiffer, Pierre R. Brondeau, Andrea E. Utecht, and FMC Corporation. [20-2590] (JAD) [Entered: 08/17/2020 03:48 PM]
August 17, 2020 Filing 10 ECF FILER: ENTRY OF APPEARANCE from Dana M. Seshens on behalf of Appellee(s) Livent Corp.,Paul W. Graves, Gilberto Antoniazzi, Nicholas L.Pfeiffer, Pierre R. Brondeau, Andrea E. Utecht, and FMC Corporation. [20-2590] (JAD) [Entered: 08/17/2020 03:46 PM]
August 17, 2020 Filing 9 ECF FILER: ENTRY OF APPEARANCE from Jay A. Dubow on behalf of Appellee(s) Livent Corp.,Paul W. Graves, Gilberto Antoniazzi, Nicholas L.Pfeiffer, Pierre R. Brondeau, Andrea E. Utecht, and FMC Corporation. [20-2590] (JAD) [Entered: 08/17/2020 03:44 PM]
August 14, 2020 Filing 8 ECF FILER: DISCLOSURE STATEMENT on behalf of Appellants Central Laborers' Pension Fund and New York Hotel Trades Counsel & Hotel Association of New York City Inc Pension Fund. [20-2590] (ASL) [Entered: 08/14/2020 07:04 PM]
August 14, 2020 Filing 7 ECF FILER: Concise Summary of the Case filed by Appellants Central Laborers' Pension Fund and New York Hotel Trades Counsel & Hotel Association of New York City Inc Pension Fund. [20-2590] (ASL) [Entered: 08/14/2020 06:53 PM]
August 14, 2020 Filing 6 ECF FILER: CIVIL INFORMATION STATEMENT on behalf of Appellants Central Laborers' Pension Fund and New York Hotel Trades Counsel & Hotel Association of New York City Inc Pension Fund. [20-2590] (ASL) [Entered: 08/14/2020 06:51 PM]
August 14, 2020 Filing 5 ECF FILER: Transcript Purchase Order Form (Part 1) filed by Appellants Central Laborers' Pension Fund and New York Hotel Trades Counsel & Hotel Association of New York City Inc Pension Fund advising this court that transcripts are already on file in the District Court. [20-2590] (ASL) [Entered: 08/14/2020 06:46 PM]
August 3, 2020 Filing 4 ECF FILER: ENTRY OF APPEARANCE from Susan K. Alexander on behalf of Appellant(s) Central Laborers' Pension Fund, New York Hotel Trades Council & Hotel Association of New York City, Inc. Pension Fund. [20-2590] (SKA) [Entered: 08/03/2020 05:50 PM]
August 3, 2020 Filing 3 ECF FILER: ENTRY OF APPEARANCE from Andrew S. Love on behalf of Appellant(s) Central Laborers' Pension Fund, New York Hotel Trades Council & Hotel Association of New York City, Inc. Pension Fund. [20-2590] (ASL) [Entered: 08/03/2020 05:48 PM]
August 3, 2020 Filing 2 RECORD available on District Court CM/ECF. (CJG) [Entered: 08/03/2020 03:36 PM]
August 3, 2020 Filing 1 CIVIL CASE DOCKETED. Notice filed by Appellants Central Laborers' Pension Fund and New York Hotel Trades Counsel & Hotel Associate of New York City Inc Pension Fund in District Court No. 2-19-cv-02218. (CJG) [Entered: 08/03/2020 03:28 PM]

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Search for this case: In re: Livent Corp Securities
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Defendant / appellee: FMC CORP
Represented By: Charlene S. Shimada Esq.
Represented By: Marc J. Sonnenfeld Esq.
Represented By: Laura H. McNally Esq.
Represented By: James P. Rouhandeh Esq.
Represented By: Dana M. Seshens Esq.
Represented By: Jay A. Dubow Esq.
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Defendant / appellee: GOLDMAN SACHS & CO LLC
Represented By: Charlene S. Shimada Esq.
Represented By: Marc J. Sonnenfeld Esq.
Represented By: Laura H. McNally Esq.
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Defendant / appellee: PAUL GRAVES
Represented By: James P. Rouhandeh Esq.
Represented By: Brian M. Burnovski Esq.
Represented By: Dana M. Seshens Esq.
Represented By: Brian H. Callaway Esq.
Represented By: Jay A. Dubow Esq.
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Defendant / appellee: MERRILL LYNCH
Represented By: Charlene S. Shimada Esq.
Represented By: Marc J. Sonnenfeld Esq.
Represented By: Laura H. McNally Esq.
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Defendant / appellee: PIERCE FENNER & SMITH INC
Represented By: Charlene S. Shimada Esq.
Represented By: Marc J. Sonnenfeld Esq.
Represented By: Laura H. McNally Esq.
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Defendant / appellee: CREDIT SUISSE USA
Represented By: Charlene S. Shimada Esq.
Represented By: Laura H. McNally Esq.
Represented By: Dana M. Seshens Esq.
Represented By: Marc J. Sonnenfeld Esq.
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Defendant / appellee: CITIGROUP GLOBAL MARKETS HOLDINGS INC
Represented By: Charlene S. Shimada Esq.
Represented By: Marc J. Sonnenfeld Esq.
Represented By: Laura H. McNally Esq.
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Defendant / appellee: NICHOLAS L. PFEIFFER
Represented By: James P. Rouhandeh Esq.
Represented By: Brian M. Burnovski Esq.
Represented By: Dana M. Seshens Esq.
Represented By: Brian H. Callaway Esq.
Represented By: Jay A. Dubow Esq.
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Defendant / appellee: NOMURA SECURITIES INTERNATIONAL INC
Represented By: Charlene S. Shimada Esq.
Represented By: Marc J. Sonnenfeld Esq.
Represented By: Laura H. McNally Esq.
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Defendant / appellee: PIERRE R. BRONDEAU
Represented By: James P. Rouhandeh Esq.
Represented By: Brian M. Burnovski Esq.
Represented By: Dana M. Seshens Esq.
Represented By: Brian H. Callaway Esq.
Represented By: Jay A. Dubow Esq.
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Defendant / appellee: GILBERTO ANTONIAZZI
Represented By: James P. Rouhandeh Esq.
Represented By: Brian M. Burnovski Esq.
Represented By: Dana M. Seshens Esq.
Represented By: Brian H. Callaway Esq.
Represented By: Jay A. Dubow Esq.
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Defendant / appellee: LIVENT CORP
Represented By: James P. Rouhandeh Esq.
Represented By: Brian M. Burnovski Esq.
Represented By: Dana M. Seshens Esq.
Represented By: Brian H. Callaway Esq.
Represented By: Jay A. Dubow Esq.
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Defendant / appellee: LOOP CAPITAL MARKETS LLC
Represented By: Charlene S. Shimada Esq.
Represented By: Marc J. Sonnenfeld Esq.
Represented By: Laura H. McNally Esq.
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Defendant / appellee: ANDREA E. UTECHT
Represented By: James P. Rouhandeh Esq.
Represented By: Brian M. Burnovski Esq.
Represented By: Dana M. Seshens Esq.
Represented By: Brian H. Callaway Esq.
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Defendant / appellee: MERRILL LYNCH PIERCE FENNER & SMITH INC
Represented By: Marc J. Sonnenfeld Esq.
Represented By: Laura H. McNally Esq.
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Plaintiff / appellant: NEW YORK HOTEL TRADES COUNSEL & HOTEL ASSOCIATION OF NEW YORK CITY INC PENSION FUND
Represented By: John T. Long Esq.
Represented By: Laurie L. Largent Esq.
Represented By: Susan K. Alexander Esq.
Represented By: Jennifer N. Caringal Esq.
Represented By: Andrew S. Love Esq.
Represented By: Marc S. Henzel Esq.
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Plaintiff / appellant: CENTRAL LABORERS' PENSION FUND
Represented By: John T. Long Esq.
Represented By: Laurie L. Largent Esq.
Represented By: Susan K. Alexander Esq.
Represented By: Jennifer N. Caringal Esq.
Represented By: Andrew S. Love Esq.
Represented By: Marc S. Henzel Esq.
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