TIAA, et al v. Valeant Pharmaceuticals, et al
| VALUEACT HOLDINGS LP, VALUEACT COINVEST MASTER FUND LP, VALUEACT CAPITAL MANAGEMENT LP, VA PARTNERS I LLC, PRICEWATERHOUSECOOPERS, LLP, VALUEACT CAPITAL MASTER FUND LP and HOWARD B. SCHILLER |
| ROBERT INGRAM, COLLEEN GOGGINS, DR. ARI S. KELLEN, JEFFREY W. UBBEN, KATHERINE B. STEVENSON, VALEANT PHARMACEUTICALS INTERNATIONAL INC, RONALD H. FARMER, NORMA PROVENCIO, THEO MELAS-KYRIAZI, ROBERT L. ROSIELLO, ROBERT N. POWER, DEUTSCHE BANK SECURITIES INC, DEBORAH JORN, ANDERS LONNER, TANYA CARRO and J. MICHAEL PEARSON |
| TIMBER HILL LLC |
| CITY OF TUCSON, together with and on behalf of the Tucson Supplemental Retirement System, TEACHERS INSURANCE & ANNUNITY ASSOCIATION OF AMERICA, INTERNATIONAL BROTHERHOOD OF ELECTRICAL WORKERS LOCAL UNION 481 DEFINED CONTRIBUTION PLAN AND TRUST and TIAA |
| 21-1218 |
| February 8, 2021 |
| U.S. Court of Appeals, Third Circuit |
| Other |
Docket Report
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This docket was last retrieved on March 29, 2021. A more recent docket listing may be available from PACER.
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| Filing 51 ECF FILER: DISCLOSURE STATEMENT on behalf of SunTrust Robinson Humphrey, Inc.. [21-1324, 21-1218, 21-1390] (RAR) [Entered: 03/29/2021 06:32 PM] |
| Filing 50 ECF FILER: DISCLOSURE STATEMENT on behalf of RBC Capital Markets LLC. [21-1324, 21-1218, 21-1390] (RAR) [Entered: 03/29/2021 06:29 PM] |
| Filing 49 ECF FILER: DISCLOSURE STATEMENT on behalf of MUFG Securities Americas Inc.. [21-1324, 21-1218, 21-1390] (RAR) [Entered: 03/29/2021 06:27 PM] |
| Filing 48 ECF FILER: DISCLOSURE STATEMENT on behalf of Morgan Stanley & Co. LLC. [21-1324, 21-1218, 21-1390] (RAR) [Entered: 03/29/2021 06:24 PM] |
| Filing 47 ECF FILER: DISCLOSURE STATEMENT on behalf of HSBC Securities (USA) Inc.. [21-1324, 21-1218, 21-1390] (RAR) [Entered: 03/29/2021 06:22 PM] |
| Filing 46 ECF FILER: DISCLOSURE STATEMENT on behalf of DNB Markets Inc.. [21-1324, 21-1218, 21-1390] (RAR) [Entered: 03/29/2021 06:20 PM] |
| Filing 45 ECF FILER: DISCLOSURE STATEMENT on behalf of Barclays Capital Inc.. [21-1324, 21-1218, 21-1390] (RAR) [Entered: 03/29/2021 06:18 PM] |
| Filing 44 ECF FILER: DISCLOSURE STATEMENT on behalf of Appellee Deutsche Bank Securities Inc in 21-1324, 21-1218, 21-1390. [21-1324, 21-1218, 21-1390] (RAR) [Entered: 03/29/2021 06:11 PM] |
Filing 43
ORDER (Clerk) Action on the motion to amend the caption is granted, in part. The spelling of annuity has been corrected on all three captions. In addition, the party Teachers Insurance and Annuity Association of America will be changed to reflect its new name, TIAA. Accordingly, Teachers Insurance and Annuity Association of America will be listed in the captions as TIAA f/k/a Teachers Insurance and Annuity Association of America. The request to remove PricewaterhouseCoopers LLP from the caption is denied. Generally, the Clerk will use the district court caption for the caption in this Court. See Fed. R. App. P. 12(a). Finally, Appellant Cathy Lochridge is the only Appellant in No. 21-1390, and thus is the only party that should be separately dropped down below the caption and named as Appellant for that appeal.. [21-1324, 21-1218, 21-1390] (JK) [Entered: 03/24/2021 04:08 PM]
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| Filing 42 ECF FILER: Response filed by Appellant Cathy Lochridge in 21-1390 to clerk order. Certificate of Service dated 03/17/2021. [21-1390, 21-1218, 21-1324] (RWC) [Entered: 03/17/2021 02:51 PM] |
| Filing 41 ECF FILER: Transcript Purchase Order Form (Part 1) filed by Appellant Cathy Lochridge in 21-1390 advising this court that transcripts are already on file in the District Court. TRANSPERFECT LEGAL SOLUTIONS. [21-1390, 21-1218, 21-1324] (RWC) [Entered: 03/16/2021 05:15 PM] |
| Filing 40 ECF FILER: Concise Summary of the Case filed by Appellant Cathy Lochridge in 21-1390. [21-1390, 21-1218, 21-1324] (RWC) [Entered: 03/16/2021 12:41 PM] |
| Filing 39 ECF FILER: Response filed by Appellees Ronald H. Farmer, Colleen Goggins, Robert Ingram, Ari S. Kellen, Theo Melas-Kyriazi, Robert N. Power, Norma Provencio, Robert L. Rosiello, Katherine B. Stevenson and Valeant Pharmaceuticals International Inc in 21-1390, 21-1218, 21-1324 to clerk order. Certificate of Service dated 03/16/2021. [21-1390, 21-1218, 21-1324] (CSW) [Entered: 03/16/2021 12:24 PM] |
| Filing 38 ECF FILER: DISCLOSURE STATEMENT on behalf of Appellant Cathy Lochridge in 21-1390. [21-1390, 21-1218, 21-1324] (RWC) [Entered: 03/16/2021 11:00 AM] |
| Filing 37 ECF FILER: AMENDED CIVIL INFORMATION STATEMENT on behalf of Appellant Cathy Lochridge in 21-1390. [21-1390, 21-1218, 21-1324] (RWC) [Entered: 03/16/2021 10:52 AM] |
| Filing 36 ECF FILER: CIVIL INFORMATION STATEMENT on behalf of Appellant Cathy Lochridge in 21-1390. [21-1390, 21-1218, 21-1324] (RWC) [Entered: 03/15/2021 04:19 PM] |
| Filing 35 ECF FILER: ENTRY OF APPEARANCE from Jeremy B. Stein on behalf of Appellee(s) Deutsche Bank Securities, Inc.; HSBC Securities (USA) Inc; MUFG Securities Americas Inc f/k/a Mitsubishi UFJ Securities (USA) Inc; DNB Markets, Inc; Barclays Capital Inc.; Morgan Stanley & Co. LLC; RBC Capital Markets, LLC; Suntrust Robinson Humphrey, Inc. [21-1218]--[Edited 03/09/2021 by JK] (JBS) [Entered: 03/08/2021 11:29 AM] |
| Filing 34 ECF FILER: LETTER from Attorney Douglas S. Wilens, Esq. for Appellees City of Tucson, International Brotherhood of Electrical Workers Local Union 481 Defined Contribution Plan and Trust and Teachers Insurance & Annunity Association of America in 21-1218, Attorney Douglas S. Wilens, Esq. for Appellees Teachers Insurance & Annunity Association of America, City of Tucson and International Brotherhood of Electrical Workers Local Union 481 Defined Contribution Plan and Trust in 21-1324, 21-1390 Proposed changes to captions. Certificate of Service dated 03/08/2021. Service made by ECF. [21-1218, 21-1324, 21-1390] (DSW) [Entered: 03/08/2021 11:06 AM] |
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Filing 32
ORDER (Clerk) advising that the case has been listed for possible dismissal due to jurisdictional defect. Should the appeals proceed to merits briefing, they are hereby consolidated. Timber Hill LLCs appeals remain consolidated for all purposes. Lochridges appeal is consolidated with them for the purposes of scheduling, disposition, and the following consolidated briefing: each appellant may file an opening brief in their own appeal(s); a single consolidated joint appendix must be filed covering all appeals; jointly represented appellees must file a consolidated response brief addressing all appeals. (AMR) [Entered: 03/03/2021 12:11 PM]
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| Filing 31 ECF FILER: ENTRY OF APPEARANCE from Richard A. Rosen on behalf of Appellee(s) Deutsche Bank Securities, Inc.; HSBC Securities (USA) Inc; MUFG Securities Americas Inc f/k/a Mitsubishi UFJ Securities (USA) Inc; DNB Markets, Inc; Barclays Capital Inc.; Morgan Stanley & Co. LLC; RBC Capital Markets, LLC; Suntrust Robinson Humphrey, Inc. [21-1218] (RAR) [Entered: 02/26/2021 02:13 PM] |
| Filing 30 ECF FILER: ENTRY OF APPEARANCE from Robin D. Fineman on behalf of Appellee(s) Deutsche Bank Securities, Inc.; HSBC Securities (USA) Inc; MUFG Securities Americas Inc f/k/a Mitsubishi UFJ Securities (USA) Inc; DNB Markets, Inc; Barclays Capital Inc.; Morgan Stanley & Co. LLC; RBC Capital Markets, LLC; Suntrust Robinson Humphrey, Inc. [21-1218]--[Edited 02/26/2021 by JK] (RF) [Entered: 02/26/2021 11:05 AM] |
| Filing 29 ECF FILER: ENTRY OF APPEARANCE from Mark A. Berman on behalf of Appellee(s) Deutsche Bank Securities Inc.; HSBC Securities (USA) Inc; MUFG Securities Americas Inc f/k/a Mitsubishi UFJ Securities (USA) Inc.; DNB Markets, Inc; Barclays Capital Inc.; Morgan Stanley & Co. LLC; RBC Capital Markets, LLC; Suntrust Robinson Humphrey, Inc. [21-1218]--[Edited 02/26/2021 by JK] (MAB) [Entered: 02/26/2021 10:57 AM] |
| Filing 28 ECF FILER: ENTRY OF APPEARANCE from Richard Hernandez on behalf of Appellee(s) Tanya Carro. [21-1218]--[Edited 02/26/2021 by JK] (RH) [Entered: 02/24/2021 04:01 PM] |
| Filing 25 FOLLOW UP LETTER to Mark A. Berman, Esq. for Deutsche Bank Securities Inc, Allen W. Burton, Esq. for Jeffrey W. Ubben, ValueAct Capital Management LP, ValueAct Capital Master Fund LP, ValueAct CoInvest Master Fund LP, VA Partners I LLC and ValueAct Holdings LP, Robin Fineman, Esq. for Deutsche Bank Securities Inc, Kate E. Janukowicz, Esq. for Jeffrey W. Ubben, ValueAct Capital Management LP, ValueAct Capital Master Fund LP, ValueAct CoInvest Master Fund LP, VA Partners I LLC and ValueAct Holdings LP, Ilana S. Levin, Esq. for Pricewaterhousecoopers, A. Ross Pearlson, Esq. for Pricewaterhousecoopers, Benjamin Sokoly, Esq. for Howard B. Schiller, Jeremy B. Stein, Esq. for Deutsche Bank Securities Inc and Kevin G. Walsh, Esq. for Jeffrey W. Ubben, ValueAct Capital Management LP, ValueAct Capital Master Fund LP, ValueAct CoInvest Master Fund LP, VA Partners I LLC and ValueAct Holdings LP requesting the following document(s): Appearance Form on or before 03/09/2021. (JK) [Entered: 02/23/2021 08:08 PM] |
| Filing 24 ECF FILER: ENTRY OF APPEARANCE from James E. Barz on behalf of Appellee(s) TIAA; CITY OF TUCSON, Together with and on Behalf of the TUCSON SUPPLEMENTAL RETIREMENT SYSTEM; IBEW LOCAL UNION 481 DEFINED CONTRIBUTION PLAN AND TRUST. [21-1218]--[Edited 02/23/2021 by JK] (JB) [Entered: 02/23/2021 01:24 PM] |
| Filing 23 ECF FILER: Concise Summary of the Case filed by Appellant Timber Hill LLC in 21-1218, 21-1324. [21-1218, 21-1324] (AJE) [Entered: 02/22/2021 09:14 PM] |
| Filing 22 ECF FILER: Transcript Purchase Order Form (Part 1) filed by Appellant Timber Hill LLC in 21-1218, 21-1324 advising this court that transcripts are already on file in the District Court. [21-1218, 21-1324] (AJE) [Entered: 02/22/2021 09:11 PM] |
| Filing 21 ECF FILER: DISCLOSURE STATEMENT on behalf of Appellant Timber Hill LLC in 21-1218, 21-1324. [21-1218, 21-1324] (AJE) [Entered: 02/22/2021 09:10 PM] |
| Filing 20 ECF FILER: CIVIL INFORMATION STATEMENT on behalf of Appellant Timber Hill LLC in 21-1218, 21-1324. [21-1218, 21-1324] (AJE) [Entered: 02/22/2021 09:08 PM] |
| Filing 19 ECF FILER: ENTRY OF APPEARANCE from Andrew J. Entwistle on behalf of Appellant(s) Timber Hill LLC. [21-1218, 21-1324] (AJE) [Entered: 02/22/2021 09:07 PM] |
| Filing 18 ECF FILER: Response filed by Appellees Valeant Pharmaceuticals International Inc, Robert L. Rosiello, Ronald H. Farmer, Colleen Goggins, Robert Ingram, Ari S. Kellen, Theo Melas-Kyriazi, Robert N. Power, Norma Provencio and Katherine B. Stevenson to clerk order. Certificate of Service dated 02/22/2021. [21-1218] (PCC) [Entered: 02/22/2021 05:08 PM] |
| Filing 17 ECF FILER: Response filed by Appellees City of Tucson, International Brotherhood of Electrical Workers Local Union 481 Defined Contribution Plan and Trust and Teachers Insurance & Annunity Association of America to clerk order advising of possible dismissal. Certificate of Service dated 02/22/2021. [21-1218] (DSW) [Entered: 02/22/2021 03:13 PM] |
| Filing 16 CLERK ORDER consolidating the Appeals at Nos. 21-1218, 21-1324 for all purposes. [21-1218, 21-1324] (AMR) [Entered: 02/22/2021 02:56 PM] |
| Filing 15 ECF FILER: DISCLOSURE STATEMENT on behalf of Appellee Valeant Pharmaceuticals International Inc. [21-1218] (CSW) [Entered: 02/22/2021 02:42 PM] |
| Filing 14 ECF FILER: ENTRY OF APPEARANCE from Craig S. Waldman on behalf of Appellee(s) Valeant Pharmaceuticals International, Inc. (n/k/a Bausch Health Companies Inc.); Robert Rosiello; Ari Kellen; Robert Ingram; Ronald Farmer; Colleen Goggins; Theo Melas-Kyriazi; Robert Power; Norma Provencio; Katharine Stevenson. [21-1218] (CSW) [Entered: 02/22/2021 02:40 PM] |
| Filing 13 ECF FILER: ENTRY OF APPEARANCE from Paul C. Curnin on behalf of Appellee(s) Valeant Pharmaceuticals International, Inc. (n/k/a Bausch Health Companies Inc.); Robert Rosiello; Ari Kellen; Robert Ingram; Ronald Farmer; Colleen Goggins; Theo Melas-Kyriazi; Robert Power; Norma Provencio; Katharine Stevenson. [21-1218] (PCC) [Entered: 02/22/2021 02:20 PM] |
| Filing 12 ECF FILER: DISCLOSURE STATEMENT on behalf of Appellee International Brotherhood of Electrical Workers Local Union 481 Defined Contribution Plan and Trust. [21-1218] (DSW) [Entered: 02/22/2021 12:28 PM] |
| Filing 11 ECF FILER: DISCLOSURE STATEMENT on behalf of Appellee City of Tucson. [21-1218] (DSW) [Entered: 02/22/2021 12:21 PM] |
| Filing 10 ECF FILER: DISCLOSURE STATEMENT on behalf of Appellee Teachers Insurance & Annunity Association of America. [21-1218] (DSW) [Entered: 02/22/2021 12:20 PM] |
| Filing 9 ECF FILER: ENTRY OF APPEARANCE from Barry A. Bohrer on behalf of Appellee(s) Deborah Jorn. [21-1218] (BAB) [Entered: 02/22/2021 09:42 AM] |
| Filing 8 ECF FILER: Response filed by Appellant Timber Hill LLC to clerk order advising of possible dismissal. Certificate of Service dated 02/19/2021. [21-1218] (AJE) [Entered: 02/19/2021 07:21 PM] |
| Filing 7 ECF FILER: LETTER from Attorney Andrew J. Entwistle, Esq. for Appellant Timber Hill LLC Letter to case manager regarding notice of appeal filed in the District Court on February 19, 2021 by Appellant Timber Hill LLC.. Certificate of Service dated 02/19/2021. Service made by ECF. [21-1218]--[Edited 02/19/2021 by JK] (AJE) [Entered: 02/19/2021 07:14 PM] |
| Filing 6 ECF FILER: ENTRY OF APPEARANCE from Douglas Wilens on behalf of Appellee(s) TIAA; CITY OF TUCSON, Together with and on Behalf of the TUCSON SUPPLEMENTAL RETIREMENT SYSTEM; IBEW LOCAL UNION 481 DEFINED CONTRIBUTION PLAN AND TRUST. [21-1218] (DSW) [Entered: 02/19/2021 04:18 PM] |
| Filing 5 ECF FILER: ENTRY OF APPEARANCE from Matthew J. Petrozziello on behalf of Appellee(s) J. Michael Pearson. [21-1218] (MJP) [Entered: 02/19/2021 02:15 PM] |
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Filing 4
ORDER (Clerk) for all parties represented by Hartman Doherty Rosa Berman & Bulbulia the designated filer shall be Deutsche Bank Securities Inc. (AMR) [Entered: 02/08/2021 11:50 AM]
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Filing 3
ORDER (Clerk) advising that the case has been listed for possible dismissal due to jurisdictional defect. (AMR) [Entered: 02/08/2021 11:46 AM]
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| Filing 2 RECORD available on District Court CM/ECF. (AMR) [Entered: 02/08/2021 11:39 AM] |
| Filing 1 CIVIL CASE DOCKETED. Notice filed by Appellant Timber Hill LLC in District Court No. 3-15-cv-07658. (AMR) [Entered: 02/08/2021 11:26 AM] |
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