TIAA, et al v. Valeant Pharmaceuticals, et al
| ROBERT INGRAM, COLLEEN GOGGINS, DR. ARI S. KELLEN, VALUEACT HOLDINGS LP, NORMA PROVENCIO, JEFFREY W. UBBEN, KATHERINE B. STEVENSON, VALEANT PHARMACEUTICALS INTERNATIONAL INC, RONALD H. FARMER, VALUEACT CAPITAL MANAGEMENT LP, THEO MELAS-KYRIAZI, VA PARTNERS I LLC, PRICEWATERHOUSECOOPERS, LLP, ROBERT L. ROSIELLO, VALUEACT CAPITAL MASTER FUND LP, ROBERT N. POWER, VALUEACT COINVEST MASTER FUND LP, DEUTSCHE BANK SECURITIES INC, HOWARD B. SCHILLER, DEBORAH JORN, ANDERS LONNER, TANYA CARRO and J. MICHAEL PEARSON |
| CATHY LOCHRIDGE |
| CITY OF TUCSON, together with and on behalf of the Tucson Supplemental Retirement System, TEACHERS INSURANCE & ANNUNITY ASSOCIATION OF AMERICA, TIMBER HILL LLC, INTERNATIONAL BROTHERHOOD OF ELECTRICAL WORKERS LOCAL UNION 481 DEFINED CONTRIBUTION PLAN AND TRUST and TIAA |
| 21-1390 |
| March 3, 2021 |
| U.S. Court of Appeals, Third Circuit |
| Other |
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| Filing 37 ECF FILER: ENTRY OF APPEARANCE from Robin D. Fineman on behalf of Appellee(s) Deutsche Bank Securities Inc; HSBC Securities (USA) Inc.; MUFG Securities Americas Inc. f/k/a Mitsubishi UFJ Securities (USA) Inc.; DNB Markets, Inc; Barclays Capital Inc; Morgan Stanley & Co. LLC; RBC Capital Markets, LLC; SunTrust Robinson Humphrey, Inc. [21-1390] (RF) [Entered: 03/30/2021 04:32 PM] |
| Filing 36 ECF FILER: ENTRY OF APPEARANCE from Mark A. Berman on behalf of Appellee(s) Deutsche Bank Securities Inc; HSBC Securities (USA) Inc; MUFG Securities Americas Inc f/k/a Mitsubishi UFJ Securities (USA) Inc; DNB Markets, Inc.; Barclays Capital Inc.; Morgan Stanley & Co. LLC; RBC Capital Markets, LLC; SunTrust Robinson Humphrey, Inc. [21-1390] (MAB) [Entered: 03/30/2021 04:18 PM] |
| Filing 35 ECF FILER: DISCLOSURE STATEMENT on behalf of SunTrust Robinson Humphrey, Inc.. [21-1324, 21-1218, 21-1390] (RAR) [Entered: 03/29/2021 06:32 PM] |
| Filing 34 ECF FILER: DISCLOSURE STATEMENT on behalf of RBC Capital Markets LLC. [21-1324, 21-1218, 21-1390] (RAR) [Entered: 03/29/2021 06:29 PM] |
| Filing 33 ECF FILER: DISCLOSURE STATEMENT on behalf of MUFG Securities Americas Inc.. [21-1324, 21-1218, 21-1390] (RAR) [Entered: 03/29/2021 06:27 PM] |
| Filing 32 ECF FILER: DISCLOSURE STATEMENT on behalf of Morgan Stanley & Co. LLC. [21-1324, 21-1218, 21-1390] (RAR) [Entered: 03/29/2021 06:24 PM] |
| Filing 31 ECF FILER: DISCLOSURE STATEMENT on behalf of HSBC Securities (USA) Inc.. [21-1324, 21-1218, 21-1390] (RAR) [Entered: 03/29/2021 06:22 PM] |
| Filing 30 ECF FILER: DISCLOSURE STATEMENT on behalf of DNB Markets Inc.. [21-1324, 21-1218, 21-1390] (RAR) [Entered: 03/29/2021 06:20 PM] |
| Filing 29 ECF FILER: DISCLOSURE STATEMENT on behalf of Barclays Capital Inc.. [21-1324, 21-1218, 21-1390] (RAR) [Entered: 03/29/2021 06:18 PM] |
| Filing 28 ECF FILER: DISCLOSURE STATEMENT on behalf of Appellee Deutsche Bank Securities Inc in 21-1324, 21-1218, 21-1390. [21-1324, 21-1218, 21-1390] (RAR) [Entered: 03/29/2021 06:11 PM] |
| Filing 27 ECF FILER: ENTRY OF APPEARANCE from Richard A. Rosen on behalf of Appellee(s) Deutsche Bank Securities, Inc.; HSBC Securities (USA) Inc.; MUFG Securities Americas Inc.; DNB Markets, Inc.; Barclays Capital Inc.; Morgan Stanley & Co. LLC; RBC Capital Markets, LLC; Suntrust Robinson Humphrey, Inc.. [21-1390] (RAR) [Entered: 03/26/2021 03:42 PM] |
| Filing 26 ECF FILER: ENTRY OF APPEARANCE from Richard Hernandez on behalf of Appellee(s) Valeant Pharmaceuticals International, Inc. (n/k/a Bausch Health Companies Inc.); Robert Rosiello; Ari Kellen; Robert Ingram; Ronald Farmer; Colleen Goggins; Theo Melas-Kyriazi; Robert Power; Norma Provencio; Katharine Stevenson and Tanya Carro. [21-1324, 21-1390] (RH) [Entered: 03/25/2021 07:20 PM] |
| Filing 25 FOLLOW UP LETTER to Omar A. Bareentto, Esq. for Robert Ingram, Colleen Goggins, Valeant Pharmaceuticals International Inc, Robert L. Rosiello, Ari S. Kellen, Tanya Carro, Ronald H. Farmer, Anders Lonner, Theo Melas-Kyriazi, Robert N. Power, Norma Provencio and Katherine B. Stevenson, Mark A. Berman, Esq. for Deutsche Bank Securities Inc, Allen W. Burton, Esq. for Jeffrey W. Ubben, ValueAct Capital Management LP, ValueAct Capital Master Fund LP, ValueAct CoInvest Master Fund LP, VA Partners I LLC and ValueAct Holdings LP, Robert N. Cappucci, Esq. for Timber Hill LLC, Michael D. Critchley, Esq. for Timber Hill LLC, Paul C. Curnin, Esq. for Robert Ingram, Colleen Goggins, Valeant Pharmaceuticals International Inc, J. Michael Pearson, Robert L. Rosiello, Ari S. Kellen, Tanya Carro, Ronald H. Farmer, Anders Lonner, Theo Melas-Kyriazi, Robert N. Power, Norma Provencio, Katherine B. Stevenson and Jeffrey W. Ubben, Melissa I. Falk, Esq. for Pricewaterhousecoopers, Robin Fineman, Esq. for Deutsche Bank Securities Inc, Richard Hernandez, Esq. for Robert Ingram, Colleen Goggins, Valeant Pharmaceuticals International Inc, Robert L. Rosiello, Ari S. Kellen, Tanya Carro, Ronald H. Farmer, Anders Lonner, Theo Melas-Kyriazi, Robert N. Power, Norma Provencio, Katherine B. Stevenson and Jeffrey W. Ubben, Kate E. Janukowicz, Esq. for Jeffrey W. Ubben, ValueAct Capital Management LP, ValueAct Capital Master Fund LP, ValueAct CoInvest Master Fund LP, VA Partners I LLC and ValueAct Holdings LP, A. Ross Pearlson, Esq. for Pricewaterhousecoopers, Benjamin Sokoly, Esq. for Howard B. Schiller, Jeremy B. Stein, Esq. for Deutsche Bank Securities Inc and Kevin G. Walsh, Esq. for Jeffrey W. Ubben, ValueAct Capital Management LP, ValueAct Capital Master Fund LP, ValueAct CoInvest Master Fund LP, VA Partners I LLC and ValueAct Holdings LP requesting the following document(s): Appearance Form on or before 04/07/2021. Disclosure Statement on or before 04/07/2021. (JK) [Entered: 03/24/2021 07:36 PM] |
Filing 24
ORDER (Clerk) Action on the motion to amend the caption is granted, in part. The spelling of annuity has been corrected on all three captions. In addition, the party Teachers Insurance and Annuity Association of America will be changed to reflect its new name, TIAA. Accordingly, Teachers Insurance and Annuity Association of America will be listed in the captions as TIAA f/k/a Teachers Insurance and Annuity Association of America. The request to remove PricewaterhouseCoopers LLP from the caption is denied. Generally, the Clerk will use the district court caption for the caption in this Court. See Fed. R. App. P. 12(a). Finally, Appellant Cathy Lochridge is the only Appellant in No. 21-1390, and thus is the only party that should be separately dropped down below the caption and named as Appellant for that appeal.. [21-1324, 21-1218, 21-1390] (JK) [Entered: 03/24/2021 04:08 PM]
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| Filing 23 ECF FILER: Response filed by Appellant Cathy Lochridge in 21-1390 to clerk order. Certificate of Service dated 03/17/2021. [21-1390, 21-1218, 21-1324] (RWC) [Entered: 03/17/2021 02:51 PM] |
| Filing 22 ECF FILER: Transcript Purchase Order Form (Part 1) filed by Appellant Cathy Lochridge in 21-1390 advising this court that transcripts are already on file in the District Court. TRANSPERFECT LEGAL SOLUTIONS. [21-1390, 21-1218, 21-1324] (RWC) [Entered: 03/16/2021 05:15 PM] |
| Filing 21 ECF FILER: Concise Summary of the Case filed by Appellant Cathy Lochridge in 21-1390. [21-1390, 21-1218, 21-1324] (RWC) [Entered: 03/16/2021 12:41 PM] |
| Filing 20 ECF FILER: Response filed by Appellees Ronald H. Farmer, Colleen Goggins, Robert Ingram, Ari S. Kellen, Theo Melas-Kyriazi, Robert N. Power, Norma Provencio, Robert L. Rosiello, Katherine B. Stevenson and Valeant Pharmaceuticals International Inc in 21-1390, 21-1218, 21-1324 to clerk order. Certificate of Service dated 03/16/2021. [21-1390, 21-1218, 21-1324] (CSW) [Entered: 03/16/2021 12:24 PM] |
| Filing 19 ECF FILER: DISCLOSURE STATEMENT on behalf of Appellant Cathy Lochridge in 21-1390. [21-1390, 21-1218, 21-1324] (RWC) [Entered: 03/16/2021 11:00 AM] |
| Filing 18 ECF FILER: AMENDED CIVIL INFORMATION STATEMENT on behalf of Appellant Cathy Lochridge in 21-1390. [21-1390, 21-1218, 21-1324] (RWC) [Entered: 03/16/2021 10:52 AM] |
| Filing 17 ECF FILER: CIVIL INFORMATION STATEMENT on behalf of Appellant Cathy Lochridge in 21-1390. [21-1390, 21-1218, 21-1324] (RWC) [Entered: 03/15/2021 04:19 PM] |
| Filing 16 ECF FILER: ENTRY OF APPEARANCE from Barry A. Bohrer on behalf of Appellee(s) Deborah Jorn. [21-1324, 21-1390] (BAB) [Entered: 03/08/2021 05:08 PM] |
| Filing 15 ECF FILER: Response filed by Appellees City of Tucson, International Brotherhood of Electrical Workers Local Union 481 Defined Contribution Plan and Trust and Teachers Insurance & Annunity Association of America in 21-1324 to clerk order advising of possible dismissal. Certificate of Service dated 03/08/2021. [21-1324, 21-1390] (DSW) [Entered: 03/08/2021 11:19 AM] |
| Filing 14 ECF FILER: LETTER from Attorney Douglas S. Wilens, Esq. for Appellees City of Tucson, International Brotherhood of Electrical Workers Local Union 481 Defined Contribution Plan and Trust and Teachers Insurance & Annunity Association of America in 21-1218, Attorney Douglas S. Wilens, Esq. for Appellees Teachers Insurance & Annunity Association of America, City of Tucson and International Brotherhood of Electrical Workers Local Union 481 Defined Contribution Plan and Trust in 21-1324, 21-1390 Proposed changes to captions. Certificate of Service dated 03/08/2021. Service made by ECF. [21-1218, 21-1324, 21-1390] (DSW) [Entered: 03/08/2021 11:06 AM] |
| Filing 13 ECF FILER: ENTRY OF APPEARANCE from James E. Barz on behalf of Appellee(s) TIAA; CITY OF TUCSON, Together with and on Behalf of the TUCSON SUPPLEMENTAL RETIREMENT SYSTEM; IBEW LOCAL UNION 481 DEFINED CONTRIBUTION PLAN AND TRUST. [21-1324, 21-1390] (JB) [Entered: 03/08/2021 10:32 AM] |
| Filing 12 ECF FILER: DISCLOSURE STATEMENT on behalf of Appellees International Brotherhood of Electrical Workers Local Union 481 Defined Contribution Plan and Trust, Teachers Insurance & Annunity Association of America and City of Tucson in 21-1324. [21-1324, 21-1390] (DSW) [Entered: 03/08/2021 10:27 AM] |
| Filing 11 ECF FILER: ENTRY OF APPEARANCE from Douglas Wilens on behalf of Appellee(s) TIAA; CITY OF TUCSON, Together with and on Behalf of the TUCSON SUPPLEMENTAL RETIREMENT SYSTEM; IBEW LOCAL UNION 481 DEFINED CONTRIBUTION PLAN AND TRUST. [21-1324, 21-1390] (DSW) [Entered: 03/08/2021 10:24 AM] |
| Filing 10 ECF FILER: ENTRY OF APPEARANCE from Matthew J. Petrozziello on behalf of Appellee(s) J. Michael Pearson. [21-1390] (MJP) [Entered: 03/05/2021 01:08 PM] |
| Filing 9 ECF FILER: DISCLOSURE STATEMENT on behalf of Appellee Valeant Pharmaceuticals International Inc in 21-1324, 21-1390. [21-1324, 21-1390] (CSW) [Entered: 03/04/2021 07:58 PM] |
| Filing 8 ECF FILER: ENTRY OF APPEARANCE from Craig S. Waldman on behalf of Appellee(s) Valeant Pharmaceuticals International, Inc. (n/k/a Bausch Health Companies Inc.); Robert Rosiello; Ari Kellen; Robert Ingram; Ronald Farmer; Colleen Goggins; Theo Melas-Kyriazi; Robert Power; Norma Provencio; and Katharine Stevenson. [21-1324, 21-1390] (CSW) [Entered: 03/04/2021 07:46 PM] |
| Filing 7 ECF FILER: ENTRY OF APPEARANCE from Paul C. Curnin on behalf of Appellee(s) Valeant Pharmaceuticals International, Inc. (n/k/a Bausch Health Companies Inc.); Robert Rosiello; Ari Kellen; Robert Ingram; Ronald Farmer; Colleen Goggins; Theo Melas-Kyriazi; Robert Power; Norma Provencio; and Katharine Stevenson. [21-1324, 21-1390] (PCC) [Entered: 03/04/2021 07:33 PM] |
| Filing 6 ECF FILER: ENTRY OF APPEARANCE from Jerome Froelich Jr on behalf of Appellant(s) Cathy Lochridge. [21-1390]--[Edited 03/04/2021 by JK] (JJF) [Entered: 03/04/2021 11:16 AM] |
| Filing 5 ECF FILER: ENTRY OF APPEARANCE from Robert Clore on behalf of Appellant(s) Cathy Lochridge. [21-1390] (RWC) [Entered: 03/04/2021 10:18 AM] |
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Filing 4
ORDER (Clerk) advising that the case has been listed for possible dismissal due to jurisdictional defect. Should the appeals proceed to merits briefing, they are hereby consolidated. Timber Hill LLCs appeals remain consolidated for all purposes. Lochridges appeal is consolidated with them for the purposes of scheduling, disposition, and the following consolidated briefing: each appellant may file an opening brief in their own appeal(s); a single consolidated joint appendix must be filed covering all appeals; jointly represented appellees must file a consolidated response brief addressing all appeals. (AMR) [Entered: 03/03/2021 12:11 PM]
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Filing 3
ORDER (Clerk) for all parties represented by Hartman Doherty Rosa Berman & Bulbulia, LLC, the designated filer shall be Deutsche Bank Securities Inc.. (AMR) [Entered: 03/03/2021 12:02 PM]
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| Filing 2 RECORD available on District Court CM/ECF. (AMR) [Entered: 03/03/2021 11:54 AM] |
| Filing 1 CIVIL CASE DOCKETED. Notice filed by Appellant Cathy Lochridge in District Court No. 3-15-cv-07658. (AMR) [Entered: 03/03/2021 11:41 AM] |
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