Alpine Funds, et al v. Toronto Dominion Bank, et al
| ALPINE FUNDS, SAND GROVE FUNDS, WESTCHESTER FUNDS and PENTWATER FUNDS |
| TORONTO DOMINION BANK, BHARAT B. MASRANI, KELVIN VI LUAN TRAN, LEO SALOM, FIRST HORIZON CORP., Defendant in 23-3024, D. BRYAN JORDAN, Defendant in 23-3024, HOPE DMUCHOWSKI, Defendant in 23-3024, MICHAEL BOWMAN and MIA LEVINE |
| 26-1146 |
| January 29, 2026 |
| U.S. Court of Appeals, Third Circuit |
| Securities, Commodities, Exchange |
Docket Report
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| Filing 50 ECF FILER: UNOPPOSED Motion filed by Appellees Bharat B. Masrani, Leo Salom, Toronto Dominion Bank and Kelvin VI Luan Tran for Extension of Time to file Appellee's Brief until/for 79 days up to and including October 30th, 2026.. Certificate of Service dated 07/27/2026. Service made by ECF. [26-1146] (KKS) [Entered: 07/27/2026 01:00 PM] |
| Filing 49 HARD COPY RECEIVED from Appellants Alpine Funds, Pentwater Funds, Sand Grove Funds and Westchester Funds - Joint Appendix. Copies: 4. Volumes: 4 (Volume I attached to Brief). (EAF) [Entered: 07/17/2026 04:55 PM] |
| Filing 48 HARD COPY RECEIVED from Appellants Alpine Funds, Pentwater Funds, Sand Grove Funds and Westchester Funds - Brief with Volume I of Appendix attached. Copies: 7. (PAR) [Entered: 07/17/2026 11:06 AM] |
| Filing 47 ECF FILER: ELECTRONIC JOINT APPENDIX on behalf of Appellants Alpine Funds, Pentwater Funds, Sand Grove Funds and Westchester Funds. Certificate of service dated 07/13/2026 by ECF. [26-1146] (DG) [Entered: 07/13/2026 03:40 PM] |
| Filing 46 ECF FILER: ELECTRONIC BRIEF on behalf of Appellants Alpine Funds, Pentwater Funds, Sand Grove Funds and Westchester Funds. Certificate of Service dated 07/13/2026 by ECF. [26-1146] (DG) [Entered: 07/13/2026 03:37 PM] |
| Filing 45 ECF FILER: Withdrawal of Appearance filed by Attorney Krista A. Stapleford, Esq. for Appellees Bharat B. Masrani, Leo Salom, Toronto Dominion Bank and Kelvin VI Luan Tran. Certificate of Service dated 06/25/2026. Service made by ECF. [26-1146]--[Edited 06/25/2026 by CJG] (KAS) [Entered: 06/25/2026 12:12 PM] |
| Filing 44 TEXT ORDER (Clerk) granting Unopposed Motion for Extension of Time to File Brief and Appendix filed by Appellants Alpine Funds, Sand Grove Funds, Westchester Funds and Pentwater Funds. Appellants' brief and appendix must be filed and served on or before July 13, 2026. Any further requests for extension of time will be presented to the Court and should be based on exceptional circumstances. (DW) [Entered: 06/23/2026 04:49 PM] |
| Filing 43 ECF FILER: UNOPPOSED Motion filed by Appellants Alpine Funds, Pentwater Funds, Sand Grove Funds and Westchester Funds for Extension of Time to file opening brief and joint appendix until/for 14 days. Certificate of Service dated 06/22/2026. Service made by ECF. [26-1146] (DG) [Entered: 06/22/2026 05:10 PM] |
| Filing 42 ECF FILER: ENTRY OF APPEARANCE from Matthew Guarnieri on behalf of Appellant(s) Alpine Funds, Sand Grove Funds, Westchester Funds, and Pentwater Funds. [26-1146] (MG) [Entered: 06/09/2026 10:05 AM] |
| Filing 41 TEXT ORDER (Clerk) granting Unopposed Motion for Extension of Time to File Brief and Appendix filed by Appellants Alpine Funds, Sand Grove Funds, Westchester Funds and Pentwater Fund. Appellants' brief and appendix must be filed and served on or before June 29, 2026, (DW) [Entered: 04/24/2026 04:36 PM] |
| Filing 40 ECF FILER: UNOPPOSED Motion filed by Appellants Alpine Funds, Pentwater Funds, Sand Grove Funds and Westchester Funds for Extension of Time to file opening brief and joint appendix until/for 30 days. Certificate of Service dated 04/24/2026. Service made by ECF. [26-1146] (DG) [Entered: 04/24/2026 03:11 PM] |
| Filing 39 ECF FILER: ENTRY OF APPEARANCE from Matthew W.H. Wessler on behalf of Appellant(s) Alpine Funds, Sand Grove Funds, Westchester Funds, and Pentwater Funds. [26-1146] (MWW) [Entered: 04/20/2026 01:32 PM] |
| Filing 38 ECF FILER: ENTRY OF APPEARANCE from Deepak Gupta on behalf of Appellant(s) Alpine Funds, Sand Grove Funds, Westchester Funds, and Pentwater Funds. [26-1146] (DG) [Entered: 04/10/2026 03:12 PM] |
| Filing 37 TEXT ORDER (Clerk) granting Unopposed Motion for Extension of Time to File Brief and Appendix filed by Appellants Alpine Funds, Sand Grove Funds, Westchester Funds and Pentwater Funds. Appellants' brief and appendix must be filed and served on or before May 28, 2026. (DW) [Entered: 03/09/2026 09:50 AM] |
| Filing 36 ECF FILER: UNOPPOSED Motion filed by Appellants Westchester Funds, Alpine Funds, Pentwater Funds and Sand Grove Funds for Extension of Time to file Opening Brief and Joint Appendix until/for 45 days. Certificate of Service dated 03/06/2026. Service made by ECF. [26-1146] (MB) [Entered: 03/06/2026 02:57 PM] |
| Filing 35 NOTICE Pursuant to 3d Cir. L.A.R. 26.1, a document is timely filed if received by 5:00 p.m. ET on the last day for filing unless the Court sets a different time, the document has been submitted by an inmate pursuant to Fed. R. App. P. 25(a)(2)(A)(iii), or otherwise specified in L.A.R. 26.1 (KR) [Entered: 03/02/2026 08:29 AM] |
| Filing 34 BRIEFING NOTICE ISSUED. Brief on behalf of Appellants Alpine Funds, Pentwater Funds, Sand Grove Funds and Westchester Funds due on or before 04/13/2026. Appendix due on or before 04/13/2026. (KR) [Entered: 03/02/2026 08:19 AM] |
| Filing 33 ECF FILER: ENTRY OF APPEARANCE from Steven B. Singer on behalf of Appellant(s) See Addendum. [26-1146] (SBS) [Entered: 02/19/2026 10:09 AM] |
| Filing 32 ECF FILER: ENTRY OF APPEARANCE from Lester R. Hooker on behalf of Appellant(s) See Addendum. [26-1146] (LRH) [Entered: 02/19/2026 10:05 AM] |
| Filing 31 ECF FILER: ENTRY OF APPEARANCE from Michael D. Blatchley on behalf of Appellant(s) See Addendum. [26-1146] (MB) [Entered: 02/13/2026 07:27 PM] |
| Filing 30 ECF FILER: ENTRY OF APPEARANCE from Aasiya F. Mirza-Glover on behalf of Appellant(s) See Addendum. [26-1146] (AFG) [Entered: 02/13/2026 07:16 PM] |
| Filing 29 ECF FILER: ENTRY OF APPEARANCE from Salvatore J. Graziano on behalf of Appellant(s) See Addendum. [26-1146] (SJG) [Entered: 02/13/2026 07:05 PM] |
| Filing 28 ECF FILER: DISCLOSURE STATEMENT on behalf of Appellee First Horizon Corp.. [26-1146] (RTE) [Entered: 02/13/2026 04:40 PM] |
| Filing 27 ECF FILER: ENTRY OF APPEARANCE from Roy T. Englert, Jr. on behalf of Appellee(s) First Horizon Corp., D. Bryan Jordan, Hope Dmuchowski. [26-1146] (RTE) [Entered: 02/13/2026 04:36 PM] |
| Filing 26 ECF FILER: ENTRY OF APPEARANCE from Zachary N. Ferguson on behalf of Appellee(s) First Horizon Corp., D. Bryan Jordan, Hope Dmuchowski. [26-1146] (ZF) [Entered: 02/13/2026 04:33 PM] |
| Filing 25 ECF FILER: ENTRY OF APPEARANCE from Brandon L. Arnold on behalf of Appellee(s) First Horizon Corp., D. Bryan Jordan, Hope Dmuchowski. [26-1146] (BLA) [Entered: 02/13/2026 04:29 PM] |
| Filing 24 ECF FILER: DISCLOSURE STATEMENT on behalf of Appellants Westchester Funds, Pentwater Funds, Sand Grove Funds and Alpine Funds. [26-1146] (MB) [Entered: 02/12/2026 07:27 PM] |
| Filing 23 ECF FILER: Transcript Purchase Order Form (Part 1) filed by Appellants Westchester Funds, Pentwater Funds, Sand Grove Funds and Alpine Funds advising this court that no transcripts are available. [26-1146] (MB) [Entered: 02/12/2026 06:44 PM] |
| Filing 22 ECF FILER: Concise Summary of the Case filed by Appellants Westchester Funds, Pentwater Funds, Sand Grove Funds and Alpine Funds. [26-1146] (MB) [Entered: 02/12/2026 06:34 PM] |
| Filing 21 ECF FILER: CIVIL INFORMATION STATEMENT on behalf of Appellants Westchester Funds, Pentwater Funds, Sand Grove Funds and Alpine Funds. [26-1146] (MB) [Entered: 02/12/2026 06:26 PM] |
| Filing 20 ECF FILER: ENTRY OF APPEARANCE from Michael D. Blatchley on behalf of Appellants See Addendum. [26-1146] (MB) [Entered: 02/12/2026 06:18 PM] |
| Filing 19 ECF FILER: ENTRY OF APPEARANCE from Aasiya F. Mirza-Glover on behalf of Appellants See Addendum. [26-1146] (AFG) [Entered: 02/12/2026 06:10 PM] |
| Filing 18 ECF FILER: ENTRY OF APPEARANCE from Salvatore J. Graziano on behalf of Appellants See Addendum. [26-1146] (SJG) [Entered: 02/12/2026 06:01 PM] |
| Filing 17 ECF FILER: ENTRY OF APPEARANCE from Scott B. Klugman on behalf of Appellee(s) Michael Bowman. [26-1146] (SBK) [Entered: 02/12/2026 04:45 PM] |
| Filing 16 ECF FILER: ENTRY OF APPEARANCE from Seth L. Levine on behalf of Appellee(s) Michael Bowman. [26-1146] (SLL) [Entered: 02/12/2026 03:50 PM] |
| Filing 15 ECF FILER: DISCLOSURE STATEMENT on behalf of Appellee Mia Levine. [26-1146] (JSA) [Entered: 02/12/2026 12:41 PM] |
| Filing 14 ECF FILER: ENTRY OF APPEARANCE from Joshua S. Amsel on behalf of Appellee(s) Mia Levine. [26-1146] (JSA) [Entered: 02/12/2026 12:40 PM] |
| Filing 13 ECF FILER: ENTRY OF APPEARANCE from Susan M. Leming on behalf of Appellee(s) Toronto Dominion Bank, Bharat B. Masrani, Kelvin Vi Luan Tran, Leo Salom. [26-1146] (SML) [Entered: 02/12/2026 10:55 AM] |
| Filing 12 ECF FILER: ENTRY OF APPEARANCE from Nathan W. Raab on behalf of Appellee(s) Toronto Dominion Bank, Bharat B. Masrani, Kelvin Vi Luan Tran, Leo Salom. [26-1146] (NWR) [Entered: 02/12/2026 10:32 AM] |
| Filing 11 ECF FILER: ENTRY OF APPEARANCE from Michael P. Bellis on behalf of Appellee(s) Toronto Dominion Bank, Bharat B. Masrani, Kelvin Vi Luan Tran, Leo Salom. [26-1146] (MB) [Entered: 02/12/2026 10:30 AM] |
| Filing 10 ECF FILER: ENTRY OF APPEARANCE from Krista A. Stapleford on behalf of Appellee(s) Toronto Dominion Bank, Bharat B. Masrani, Kelvin Vi Luan Tran, Leo Salom. [26-1146] (KAS) [Entered: 02/12/2026 10:28 AM] |
| Filing 9 ECF FILER: ENTRY OF APPEARANCE from Paul A. Paterson on behalf of Appellee(s) Toronto Dominion Bank, Bharat B. Masrani, Kelvin Vi Luan Tran, Leo Salom. [26-1146] (PAP) [Entered: 02/12/2026 10:26 AM] |
| Filing 8 ECF FILER: ENTRY OF APPEARANCE from Susanna M. Buergel on behalf of Appellee(s) Toronto Dominion Bank, Bharat B. Masrani, Kelvin Vi Luan Tran, Leo Salom. [26-1146] (SMB) [Entered: 02/12/2026 10:24 AM] |
| Filing 7 ECF FILER: ENTRY OF APPEARANCE from Andrew G. Gordon on behalf of Appellee(s) Toronto Dominion Bank, Bharat B. Masrani, Kelvin Vi Luan Tran, Leo Salom. [26-1146] (AGG) [Entered: 02/12/2026 10:21 AM] |
| Filing 6 ECF FILER: ENTRY OF APPEARANCE from Kannon K. Shanmugam on behalf of Appellee(s) Toronto Dominion Bank, Bharat B. Masrani, Kelvin Vi Luan Tran, Leo Salom. [26-1146] (KKS) [Entered: 02/12/2026 10:19 AM] |
| Filing 5 ECF FILER: DISCLOSURE STATEMENT on behalf of Appellee Toronto Dominion Bank. [26-1146] (MGH) [Entered: 02/12/2026 10:15 AM] |
| Filing 4 ECF FILER: ENTRY OF APPEARANCE from Masha G. Hansford on behalf of Appellee(s) Toronto Dominion Bank, Bharat B. Masrani, Kelvin Vi Luan Tran, Leo Salom. [26-1146] (MGH) [Entered: 02/12/2026 10:14 AM] |
| Filing 3 NOTICE Pursuant to 3d Cir. L.A.R. 26.1, a document is timely filed if received by 5:00 p.m. ET on the last day for filing unless the Court sets a different time, the document has been submitted by an inmate pursuant to Fed. R. App. P. 25(a)(2)(A)(iii), or otherwise specified in L.A.R. 26.1 (KR) [Entered: 01/29/2026 12:33 PM] |
| Filing 2 RECORD available on District Court CM/ECF. (KR) [Entered: 01/29/2026 12:33 PM] |
| Filing 1 CIVIL CASE DOCKETED. Notice filed by Appellants Alpine Funds, Pentwater Funds, Sand Grove Funds and Westchester Funds in District Court No. 1:23-cv-02763. (KR) [Entered: 01/29/2026 12:29 PM] |
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