Dale v. Citigroup Global Markets
Plaintiff / Appellant: Roy S. Dale, Katie P. Klein, Dale & Klein Family Partnership and K&R Family Limited Partnership
Defendant / Appellee: Citigroup Global Markets, Incorporated, Salomon Smith Barney, Incorporated, Citigroup Funding, Incorporated, Citigroup, Incorporated and Morgan Stanley Smith Barney
Case Number: 21-40874
Filed: November 24, 2021
Court: U.S. Court of Appeals, Fifth Circuit
Nature of Suit: Other
Docket Report

This docket was last retrieved on January 19, 2022. A more recent docket listing may be available from PACER.

Date Filed Document Text
January 19, 2022 ELECTRONIC RECORD ON APPEAL FILED. Admitted Exhibits on File in District Court? No. Video/Audio Exhibits on File in District Court? No Transcript Due/Court Reporter Discount Date canceled [21-40874] (DDL) [Entered: 01/19/2022 04:05 PM]
January 19, 2022 BRIEFING NOTICE ISSUED. SPECIAL ISSUES TO BE BRIEFED. A/Pet's Brief Due on 02/28/2022 for Appellants Roy S. Dale, Dale & Klein Family Partnership, K&R Family Limited Partnership and Katie P. Klein. [21-40874] (DDL) [Entered: 01/19/2022 04:25 PM]
January 7, 2022 APPEARANCE FORM received from Mr. Odean L. Volker for Citigroup Funding, Incorporated, Citigroup Global Markets, Incorporated, Citigroup, Incorporated, Morgan Stanley Smith Barney and Salomon Smith Barney, Incorporated for the court's review. Lead Counsel? No. [21-40874] (Odean L. Volker ) [Entered: 01/07/2022 08:55 AM]
January 7, 2022 APPEARANCE FORM FILED by Attorney Odean L. Volker for Appellee Morgan Stanley Smith Barney in 21-40874, Attorney Odean L. Volker for Appellee Citigroup, Incorporated in 21-40874, Attorney Odean L. Volker for Appellee Citigroup Funding, Incorporated in 21-40874, Attorney Odean L. Volker for Appellee Salomon Smith Barney, Incorporated in 21-40874, Attorney Odean L. Volker for Appellee Citigroup Global Markets, Incorporated in 21-40874 [21-40874] (SDH) [Entered: 01/07/2022 10:08 AM]
January 3, 2022 TRANSCRIPT ORDER received from Appellants Mr. Roy S. Dale, Dale & Klein Family Partnership, K&R Family Limited Partnership and Ms. Katie P. Klein. DETAILS: Transcript Order: Court Reporter: Mary Henry, Proceeding Type and Date: Pre-Trial Conference 05/02/2012. Transcript Order ddl satisfied. Electronic Filing Processed: [ # 9745540-2 ] [21-40874] (ABT) [Entered: 01/03/2022 10:37 AM]
January 3, 2022 ACKNOWLEDGMENT Transcript Order: Court Reporter: Mary Henry, Est. Completion Dt: 01/12/2022, Dt. Fin Arrangements Made: 12/09/2021, Dt. Trans. to be Filed: 01/10/2022, Proceeding Type and Date: Pre-Trial Conference 05/02/2012. Transcript Due/Court Reporter Discount Date is 01/10/2022 for Mary Henry, Court Reporter [21-40874] (ABT) [Entered: 01/03/2022 10:40 AM]
December 30, 2021 ATTORNEY TRANSCRIPT ORDER form filed by Appellants Dale & Klein Family Partnership, Mr. Roy S. Dale, K&R Family Limited Partnership and Ms. Katie P. Kleinfor the Court to process. Date of service: 12/30/2021 via email - Attorney for Appellees: Crozier, Cruz, Volker; Attorney for Appellants: Klein, Mount. [21-40874] (Katie P. Klein ) [Entered: 12/30/2021 04:40 PM]
December 29, 2021 DOCUMENT RECEIVED - NO ACTION TAKEN. No action will be taken at this time on the transcript order form received from Appellants Mr. Roy S. Dale, Dale & Klein Family Partnership, K&R Family Limited Partnership and Ms. Katie P. Klein because wrong docketing event used [21-40874] (SDH) [Entered: 12/30/2021 08:59 AM]
December 23, 2021 APPEARANCE FORM FILED by Attorney(s) Christina F. Crozier for party(s) Appellee Citigroup, Incorporated Appellee Salomon Smith Barney, Incorporated Appellee Citigroup Global Markets, Incorporated Appellee Citigroup Funding, Incorporated Appellee Morgan Stanley Smith Barney, in case 21-40874 [21-40874] (CAG) [Entered: 12/23/2021 08:47 AM]
December 21, 2021 APPEARANCE FORM for the court's review. Lead Counsel? Yes. [21-40874] (Christina F. Crozier ) [Entered: 12/21/2021 01:19 PM]
December 9, 2021 APPEARANCE FORM for the court's review. Lead Counsel? Yes. [21-40874] (Katie P. Klein ) [Entered: 12/09/2021 12:42 PM]
December 9, 2021 APPEARANCE FORM received from Mr. William Daniel Mount, Jr. for Dale & Klein Family Partnership, Mr. Roy S. Dale, K&R Family Limited Partnership and Ms. Katie P. Klein for the court's review. Lead Counsel? No. [21-40874] (William Daniel Mount Jr.) [Entered: 12/09/2021 12:58 PM]
December 9, 2021 APPEARANCE FORM FILED by Attorney William Daniel Mount Jr. for Appellant K&R Family Limited Partnership in 21-40874, Attorney William Daniel Mount Jr. for Appellant Dale & Klein Family Partnership in 21-40874, Attorney William Daniel Mount Jr. for Appellant Katie P. Klein in 21-40874, Attorney William Daniel Mount Jr. for Appellant Roy S. Dale in 21-40874, by Attorney(s) Katie P. Klein for party(s) Appellant Dale & Klein Family Partnership Appellant Roy S. Dale Appellant Katie P. Klein Appellant K&R Family Limited Partnership, in case 21-40874 [21-40874] (ABT) [Entered: 12/09/2021 02:16 PM]
December 6, 2021 INITIAL CASE CHECK by Attorney Advisor complete. Action: OK to Process with Special Issues to be Briefed. [9726989-2] Initial AA Check Due satisfied.. Transcript order due on 12/21/2021 for Appellants Roy S. Dale, Dale & Klein Family Partnership, K&R Family Limited Partnership and Katie P. Klein [21-40874] (SDH) [Entered: 12/06/2021 01:04 PM]
November 24, 2021 PRIVATE CIVIL DIVERSITY CASE docketed. NOA filed by Appellants Mr. Roy S. Dale, Dale & Klein Family Partnership, K&R Family Limited Partnership and Ms. Katie P. Klein [21-40874] (ABT) [Entered: 11/24/2021 12:28 PM]

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Plaintiff / appellant: Roy S. Dale
Represented By: William Daniel Mount Jr.
Represented By: Katie P. Klein
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Plaintiff / appellant: Katie P. Klein
Represented By: William Daniel Mount Jr.
Represented By: Katie P. Klein
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Plaintiff / appellant: Dale & Klein Family Partnership
Represented By: William Daniel Mount Jr.
Represented By: Katie P. Klein
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Plaintiff / appellant: K&R Family Limited Partnership
Represented By: William Daniel Mount Jr.
Represented By: Katie P. Klein
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Defendant / appellee: Citigroup Global Markets, Incorporated
Represented By: Veronica Cruz
Represented By: Odean L. Volker
Represented By: Christina F. Crozier
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Defendant / appellee: Salomon Smith Barney, Incorporated
Represented By: Veronica Cruz
Represented By: Odean L. Volker
Represented By: Christina F. Crozier
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Defendant / appellee: Citigroup Funding, Incorporated
Represented By: Veronica Cruz
Represented By: Odean L. Volker
Represented By: Christina F. Crozier
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Defendant / appellee: Citigroup, Incorporated
Represented By: Veronica Cruz
Represented By: Odean L. Volker
Represented By: Christina F. Crozier
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Defendant / appellee: Morgan Stanley Smith Barney
Represented By: Veronica Cruz
Represented By: Odean L. Volker
Represented By: Christina F. Crozier
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