SEC v. Barton
Plaintiff / Appellee: Securities and Exchange Commission
Defendant / Appellant: Timothy Barton
Amicus Curiae: Cortney Christopher Thomas
Case Number: 22-11226
Filed: December 22, 2022
Court: U.S. Court of Appeals, Fifth Circuit
Nature of Suit: Securities, commodities, Exchange

Opinions

We have the following opinions for this case:

Date Filed Description
June 19, 2023 SEC v. Barton
September 1, 2023 SEC v. Barton

Docket Report

This docket was last retrieved on January 25, 2023. A more recent docket listing may be available from PACER.

Date Filed Document Text
January 25, 2023 Filing 36 APPEARANCE FORM FILED by Attorney Charlene Cantrell Koonce for Amicus Curiae Cortney Christopher Thomas in 22-11226 [22-11226] (MFY) [Entered: 01/25/2023 03:15 PM]
January 25, 2023 Filing 35 AMICUS CURIAE BRIEF FILED by Mr. Cortney Christopher Thomas. Consent is Not Necessary as a Motion has been Granted. # of Copies Provided: 0 [22-11226] (MFY) [Entered: 01/25/2023 03:06 PM]
January 25, 2023 Filing 34 COURT ORDER granting Motion to intervene filed by Mr. Cortney Christopher Thomas [ # 29 ] by Cortney Christopher Thomas in 22-11226; granting Motion to file amicus brief filed by Mr. Cortney Christopher Thomas [ # 29 ] [22-11226] (MFY) [Entered: 01/25/2023 02:17 PM]
January 20, 2023 Filing 29 OPPOSED MOTION to intervene filed by Cortney Christopher Thomas in support of Plaintiff - Appellee, alternatively, to file motion to dismiss as amicus brief [29] [22-11226] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: OPPOSED MOTION by Receiver Cortney C. Thomas to intervene , on behalf of Receiver Cortney C. Thomas. Date of service: 01/20/2023 via email - Attorney for Appellees: Bernstein, Hill; Attorney for Appellants: Dingman, Edney, Huffman, Roper [22-11226] (Charlene Cantrell Koonce ) [Entered: 01/20/2023 05:39 PM]
January 17, 2023 Filing 28 APPEARANCE FORM FILED by Attorney Ezekiel Levenson Hill for Appellee SEC in 22-11226 [22-11226] (RSM) [Entered: 01/17/2023 11:44 AM]
January 17, 2023 Filing 27 BRIEFING NOTICE ISSUED A/Pet's Brief Due on 02/27/2023 for Appellant Timothy Barton. [22-11226] (DDL) [Entered: 01/16/2023 08:47 AM]
January 17, 2023 Filing 26 ELECTRONIC RECORD ON APPEAL FILED. Admitted Exhibits on File in District Court? No. Video/Audio Exhibits on File in District Court? No Electronic ROA deadline satisfied. [22-11226] (DDL) [Entered: 01/16/2023 08:46 AM]
January 13, 2023 Filing 25 APPEARANCE FORM received from Mr. Ezekiel Levenson Hill for SEC for the court's review. Lead Counsel? Yes. [22-11226] (Ezekiel Levenson Hill ) [Entered: 01/13/2023 01:25 PM]
January 13, 2023 Filing 24 Attorney Cortney Thomas for Cortney Thomas is advised to resubmit an appearance form (does not appear as party in the case).. [22-11226] (MFY) [Entered: 01/13/2023 10:23 AM]
January 6, 2023 Filing 23 ELECTRONIC RECORD ON APPEAL REQUESTED from District Court for 3:22-CV-2118. Electronic ROA due on 01/23/2023. [22-11226] (PAC) [Entered: 01/06/2023 03:29 PM]
January 6, 2023 Filing 22 TRANSCRIPT FILED IN DISTRICT COURT Transcript Order: Court Reporter: Kelli Ann Willis, Dt. Filed in Dist. Ct: 01/06/2023 Ct. Reporter Acknowledgment deadline canceled [22-11226] (PAC) [Entered: 01/06/2023 03:28 PM]
January 6, 2023 Filing 21 NOTICE RECEIVED from Kelli Ann Willis that the transcript ordered by Appellant Mr. Timothy Barton is complete and has been filed in the District Court. [22-11226] (Kelli Ann Willis ) [Entered: 01/06/2023 12:27 PM]
January 6, 2023 Filing 20 NOTICE RECEIVED from Kelli Ann Willis that the transcript ordered by Appellant Mr. Timothy Barton is complete and has been filed in the District Court. [22-11226] (Kelli Ann Willis ) [Entered: 01/06/2023 11:46 AM]
January 4, 2023 Filing 19 TRANSCRIPT ORDER received from Appellant Mr. Timothy Barton. DETAILS: Transcript Order: Court Reporter: Kelli Ann Willis, Proceeding Type and Date: Hearing 12/19/2022. Transcript Order ddl satisfied. Ct. Reporter Acknowledgment due on 01/17/2023 for Kelli Ann Willis. Electronic Filing Processed: [ # 14 ] [22-11226] (MFY) [Entered: 01/04/2023 11:37 AM]
January 4, 2023 Filing 17 APPEARANCE FORM FILED by Attorney Edwin A. Huffman for Appellant Timothy Barton in 22-11226 [22-11226] (MFY) [Entered: 01/04/2023 11:21 AM]
January 4, 2023 Filing 16 APPEARANCE FORM FILED by Attorney Michael Christopher Dingman for Appellant Timothy Barton in 22-11226 [22-11226] (MFY) [Entered: 01/04/2023 11:18 AM]
January 4, 2023 Filing 15 APPEARANCE FORM FILED by Attorney Michael J. Edney for Appellant Timothy Barton in 22-11226 [22-11226] (MFY) [Entered: 01/04/2023 11:17 AM]
January 4, 2023 Filing 14 ATTORNEY TRANSCRIPT ORDER form filed by Appellant Mr. Timothy Bartonfor the Court to process. Date of service: 01/04/2023 via email - Attorney for Appellees: Bernstein, Hill; Attorney for Appellants: Dingman, Edney, Huffman, Roper. [22-11226] (Michael J. Edney ) [Entered: 01/04/2023 08:46 AM]
January 3, 2023 Filing 12 INITIAL CASE CHECK by Attorney Advisor complete. Action: Case OK to Process. [12] Initial AA Check Due satisfied.. Transcript order due on 01/18/2023 for Appellant Timothy Barton [22-11226] (RSM) [Entered: 01/03/2023 01:54 PM]
December 31, 2022 Filing 10 APPEARANCE FORM received from Mr. Edwin A. Huffman for Mr. Timothy Barton for the court's review. Lead Counsel? No. [22-11226] (Edwin A. Huffman ) [Entered: 12/31/2022 01:38 PM]
December 31, 2022 Filing 9 APPEARANCE FORM received from Mr. Michael Christopher Dingman for Mr. Timothy Barton for the court's review. Lead Counsel? No. [22-11226] (Michael Christopher Dingman ) [Entered: 12/31/2022 01:34 PM]
December 31, 2022 Filing 8 APPEARANCE FORM received from Mr. Michael J. Edney for Mr. Timothy Barton for the court's review. Lead Counsel? Yes. [22-11226] (Michael J. Edney ) [Entered: 12/31/2022 01:27 PM]
December 30, 2022 Filing 7 APPEARANCE FORM for the court's review. Lead Counsel? No. [22-11226] (Cortney Christopher Thomas ) [Entered: 12/30/2022 12:30 PM]
December 30, 2022 Filing 6 Attorney Cortney Thomas is advised to resubmit an appearance form. Reason: The submitted appearance form does not match the registered attorney. [22-11226] (LBM) [Entered: 12/30/2022 10:42 AM]
December 29, 2022 Filing 13 DOCUMENT RECEIVED - NO ACTION TAKEN. No action will be taken at this time on the appearance form because the party listed on the appearance form is not a party in this appeal [22-11226] (RSM) [Entered: 01/03/2023 03:12 PM]
December 29, 2022 Filing 5 APPEARANCE FORM for the court's review. Lead Counsel? No. [22-11226] (Charlene Cantrell Koonce ) [Entered: 12/29/2022 03:09 PM]
December 22, 2022 Filing 1 US CIVIL CASE docketed. NOA filed by Appellant Mr. Timothy Barton [22-11226] (AS) [Entered: 12/22/2022 02:18 PM]

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Plaintiff / appellee: Securities and Exchange Commission
Represented By: Keefe Michael Bernstein
Represented By: Ezekiel Levenson Hill
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Defendant / appellant: Timothy Barton
Represented By: Michael Christopher Dingman
Represented By: Michael J. Edney
Represented By: Edwin A. Huffman
Represented By: Richard Bratton Roper Esq. III
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Amicus curiae: Cortney Christopher Thomas
Represented By: Charlene Cantrell Koonce
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