Coleman v. Brozen
Plaintiff / Appellee: Jason Coleman, on behalf of the RVNB Holdings, Inc. Employee Stock Ownership Plan, and on behalf of a class of all other persons similarly situated and Jessica Casey, on behalf of the RVNB Holdings, Inc. Employee Stock Ownership Plan, and on behalf of aa class of all other persons similarly situated
Defendant / Appellant: Neil M. Brozen, Robert Peterson, Jr., Vasilia Peterson, Mike Paxton, Sterling Investment Partners III, L.P., Nick Bouras, Nicole Peterson 2012 Irrevocable Trust and Brooke Peterson 2012 Irrevocable Trust
Case Number: 23-10832
Filed: August 15, 2023
Court: U.S. Court of Appeals, Fifth Circuit
Nature of Suit: Employee Retirement (E.R.I.S.A.)
Docket Report

This docket was last retrieved on October 10, 2023. A more recent docket listing may be available from PACER.

Date Filed Document Text
October 10, 2023 Filing 42 RECORD EXCERPTS FILED. [23-10832] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: RECORD EXCERPTS FILED by Appellants Mr. Nick Bouras, Brooke Peterson 2012 Irrevocable Trust, Mr. Neil M. Brozen, Nicole Peterson 2012 Irrevocable Trust, Mr. Mike Paxton, Mr. Robert Peterson, Jr., Ms. Vasilia Peterson and Sterling Investment Partners III, L.P.. Date of service: 10/10/2023 via email - Attorney for Appellants: Allport, Andrews, Camp, Figueroa, Nemeth, Prude, Wozniak; Attorney for Appellees: Edwards, Jenny, Pathak, Porter, Stokes, Stris; US mail - Attorney for Appellant: Figueroa [23-10832] (Todd David Wozniak ) [Entered: 10/10/2023 12:45 PM]
October 10, 2023 Filing 41 APPELLANT'S BRIEF FILED A/Pet's Brief deadline satisfied. Appellee's Brief due on 11/09/2023 for Appellees Jessica Casey and Jason Coleman [23-10832] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: APPELLANT'S BRIEF FILED by Mr. Nick Bouras, Brooke Peterson 2012 Irrevocable Trust, Mr. Neil M. Brozen, Nicole Peterson 2012 Irrevocable Trust, Mr. Mike Paxton, Mr. Robert Peterson, Jr., Ms. Vasilia Peterson and Sterling Investment Partners III, L.P.. Date of service: 10/10/2023 via email - Attorney for Appellants: Allport, Andrews, Camp, Figueroa, Nemeth, Prude, Wozniak; Attorney for Appellees: Edwards, Jenny, Pathak, Porter, Stokes, Stris; US mail - Attorney for Appellant: Figueroa [23-10832] (Todd David Wozniak ) [Entered: 10/10/2023 12:42 PM]
September 13, 2023 Filing 38 APPEARANCE FORM FILED by Attorney(s) Ryan T. Jenny for party(s) Appellee Jessica Casey Appellee Jason Coleman, in case 23-10832 [23-10832] (MFY) [Entered: 09/13/2023 04:19 PM]
September 13, 2023 Filing 36 APPEARANCE FORM FILED by Attorney(s) John Christian Nemeth for party(s) Appellant Neil M. Brozen, in case 23-10832 [23-10832] (MFY) [Entered: 09/13/2023 10:35 AM]
September 12, 2023 Filing 35 APPEARANCE FORM for the court's review. Lead Counsel? No. [23-10832] (Ryan T. Jenny ) [Entered: 09/12/2023 11:12 AM]
September 11, 2023 Filing 34 APPEARANCE FORM for the court's review. Lead Counsel? Yes. [23-10832] (John Christian Nemeth ) [Entered: 09/11/2023 11:42 AM]
September 8, 2023 Filing 32 APPEARANCE FORM FILED by Attorney(s) Peter Allport for party(s) Appellant Neil M. Brozen, in case 23-10832 [23-10832] (RSM) [Entered: 09/08/2023 11:00 AM]
September 5, 2023 Filing 31 APPEARANCE FORM for the court's review. Lead Counsel? No. [23-10832] (Peter Allport ) [Entered: 09/05/2023 04:19 PM]
September 5, 2023 Filing 29 APPEARANCE FORM FILED by Attorney(s) Peter K. Stris for party(s) Appellee Jessica Casey Appellee Jason Coleman, in case 23-10832 [23-10832] (PAC) [Entered: 09/05/2023 10:42 AM]
September 1, 2023 Filing 28 APPEARANCE FORM for the court's review. Lead Counsel? No. [23-10832] (Peter K. Stris ) [Entered: 09/01/2023 03:34 PM]
September 1, 2023 Filing 26 APPEARANCE FORM FILED by Attorney(s) Rachana Pathak for party(s) Appellee Jessica Casey Appellee Jason Coleman, in case 23-10832 [23-10832] (PAC) [Entered: 09/01/2023 11:28 AM]
August 31, 2023 Filing 25 APPEARANCE FORM for the court's review. Lead Counsel? No. [23-10832] (Rachana Pathak ) [Entered: 08/31/2023 06:51 PM]
August 31, 2023 Filing 23 APPEARANCE FORM FILED by Attorney(s) John Stokes for party(s) Appellee Jessica Casey Appellee Jason Coleman, in case 23-10832 [23-10832] (MRW) [Entered: 08/31/2023 03:50 PM]
August 31, 2023 Filing 22 BRIEFING NOTICE ISSUED A/Pet's Brief Due on 10/10/2023 for Appellants Nick Bouras, Brooke Peterson 2012 Irrevocable Trust, Neil M. Brozen, Nicole Peterson 2012 Irrevocable Trust, Mike Paxton, Robert Peterson Jr., Vasilia Peterson and Sterling Investment Partners III, L.P.. [23-10832] (DDL) [Entered: 08/31/2023 10:15 AM]
August 31, 2023 Filing 21 ELECTRONIC RECORD ON APPEAL FILED. Admitted Exhibits on File in District Court? No. Video/Audio Exhibits on File in District Court? No Electronic ROA deadline satisfied. [23-10832] (DDL) [Entered: 08/31/2023 10:11 AM]
August 30, 2023 Filing 20 APPEARANCE FORM for the court's review. Lead Counsel? Yes. [23-10832] (John Stokes ) [Entered: 08/30/2023 04:06 PM]
August 29, 2023 Filing 18 APPEARANCE FORM FILED by Attorney(s) Todd David Wozniak for party(s) Appellant Mike Paxton Appellant Sterling Investment Partners III, L.P. Appellant Brooke Peterson 2012 Irrevocable Trust Appellant Neil M. Brozen Appellant Nicole Peterson 2012 Irrevocable Trust Appellant Nick Bouras Appellant Vasilia Peterson Appellant Robert Peterson Jr., in case 23-10832 [23-10832] (CCR) [Entered: 08/29/2023 04:51 PM]
August 29, 2023 Filing 17 APPEARANCE FORM FILED by Attorney(s) Lindsey Camp for party(s) Appellant Mike Paxton Appellant Sterling Investment Partners III, L.P. Appellant Brooke Peterson 2012 Irrevocable Trust Appellant Neil M. Brozen Appellant Nicole Peterson 2012 Irrevocable Trust Appellant Nick Bouras Appellant Vasilia Peterson Appellant Robert Peterson Jr., in case 23-10832 [23-10832] (CCR) [Entered: 08/29/2023 04:49 PM]
August 29, 2023 Filing 16 APPEARANCE FORM for the court's review. Lead Counsel? No. [23-10832] (Todd David Wozniak ) [Entered: 08/29/2023 11:22 AM]
August 28, 2023 Filing 15 APPEARANCE FORM for the court's review. Lead Counsel? No. [23-10832] (Lindsey Camp ) [Entered: 08/28/2023 02:36 PM]
August 25, 2023 Filing 14 TRANSCRIPT ORDER received advising transcript unnecessary for appeal purposes. [23-10832] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: TRANSCRIPT ORDER received from Appellants Mr. Nick Bouras, Brooke Peterson 2012 Irrevocable Trust, Nicole Peterson 2012 Irrevocable Trust, Mr. Mike Paxton, Mr. Robert Peterson, Jr., Ms. Vasilia Peterson and Sterling Investment Partners III, L.P. advising transcript unnecessary for appeal purposes. Date of Service: 08/25/2023 via email - Attorney for Appellants: Andrews, Prude; Attorney for Appellees: Edwards, Porter; US mail - Attorney for Appellant: Figueroa [23-10832] (Melissa Andrews ) [Entered: 08/25/2023 10:22 AM]
August 25, 2023 Filing 12 APPEARANCE FORM FILED by Attorney(s) Melissa Andrews for party(s) Appellant Mike Paxton Appellant Sterling Investment Partners III, L.P. Appellant Brooke Peterson 2012 Irrevocable Trust Appellant Nicole Peterson 2012 Irrevocable Trust Appellant Nick Bouras Appellant Vasilia Peterson Appellant Robert Peterson Jr., in case 23-10832 [23-10832] (MFY) [Entered: 08/25/2023 09:31 AM]
August 23, 2023 Filing 11 APPEARANCE FORM for the court's review. Lead Counsel? Yes. [23-10832] (Melissa Andrews ) [Entered: 08/23/2023 03:56 PM]
August 22, 2023 Filing 9 APPEARANCE FORM FILED by Attorney(s) John Saul Edwards Jr. for party(s) Appellee Jessica Casey Appellee Jason Coleman, in case 23-10832 [23-10832] (PAC) [Entered: 08/22/2023 10:56 AM]
August 18, 2023 Filing 8 APPEARANCE FORM for the court's review. Lead Counsel? No. [23-10832] (John Saul Edwards Jr.) [Entered: 08/18/2023 01:56 PM]
August 16, 2023 Filing 6 ELECTRONIC RECORD ON APPEAL REQUESTED from District Court for 3:20-CV-1358. Electronic ROA due on 08/31/2023. [23-10832] (MRW) [Entered: 08/16/2023 04:05 PM]
August 16, 2023 Filing 5 INITIAL CASE CHECK by Attorney Advisor complete. Action: Case OK to Process. [5] Initial AA Check Due satisfied. [23-10832] (MRW) [Entered: 08/16/2023 04:02 PM]
August 15, 2023 Filing 1 PRIVATE CIVIL FEDERAL CASE docketed. NOA filed by Appellants Mr. Nick Bouras, Brooke Peterson 2012 Irrevocable Trust, Mr. Neil M. Brozen, Nicole Peterson 2012 Irrevocable Trust, Mr. Mike Paxton, Mr. Robert Peterson, Jr., Ms. Vasilia Peterson and Sterling Investment Partners III, L.P. [23-10832] (RSM) [Entered: 08/15/2023 08:21 AM]

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Search for this case: Coleman v. Brozen
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Plaintiff / appellee: Jason Coleman, on behalf of the RVNB Holdings, Inc. Employee Stock Ownership Plan, and on behalf of a class of all other persons similarly situated
Represented By: Gregory Y. Porter Esq.
Represented By: John Stokes
Represented By: John Saul Edwards Esq. Jr.
Represented By: Ryan T. Jenny
Represented By: Rachana Pathak
Represented By: Peter K. Stris
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Plaintiff / appellee: Jessica Casey, on behalf of the RVNB Holdings, Inc. Employee Stock Ownership Plan, and on behalf of aa class of all other persons similarly situated
Represented By: Gregory Y. Porter Esq.
Represented By: John Stokes
Represented By: John Saul Edwards Esq. Jr.
Represented By: Ryan T. Jenny
Represented By: Rachana Pathak
Represented By: Peter K. Stris
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Defendant / appellant: Neil M. Brozen
Represented By: Nicole Figueroa
Represented By: John Christian Nemeth
Represented By: Peter Allport
Represented By: Lindsey Camp
Represented By: Todd David Wozniak
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Defendant / appellant: Robert Peterson, Jr.
Represented By: Micah Randall Prude
Represented By: Melissa Andrews
Represented By: Lindsey Camp
Represented By: Todd David Wozniak
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Defendant / appellant: Vasilia Peterson
Represented By: Micah Randall Prude
Represented By: Melissa Andrews
Represented By: Lindsey Camp
Represented By: Todd David Wozniak
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Defendant / appellant: Mike Paxton
Represented By: Micah Randall Prude
Represented By: Melissa Andrews
Represented By: Lindsey Camp
Represented By: Todd David Wozniak
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Defendant / appellant: Sterling Investment Partners III, L.P.
Represented By: Micah Randall Prude
Represented By: Melissa Andrews
Represented By: Lindsey Camp
Represented By: Todd David Wozniak
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Defendant / appellant: Nick Bouras
Represented By: Micah Randall Prude
Represented By: Todd David Wozniak
Represented By: Melissa Andrews
Represented By: Lindsey Camp
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Defendant / appellant: Nicole Peterson 2012 Irrevocable Trust
Represented By: Micah Randall Prude
Represented By: Melissa Andrews
Represented By: Lindsey Camp
Represented By: Todd David Wozniak
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Defendant / appellant: Brooke Peterson 2012 Irrevocable Trust
Represented By: Micah Randall Prude
Represented By: Melissa Andrews
Represented By: Lindsey Camp
Represented By: Todd David Wozniak
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