SEC v. Stanford
| Securities and Exchange Commission |
| Stanford International Bank, Limited |
| Ralph S. Janvey, Receiver, Baker Botts, L.L.P., FTI Consulting, Incorporated, Holland and Knight, LLP, Financial Industry Technical Services, Incorporated, BDO USA, L.L.P., Krage & Janvey, LLP, Osler, Hoskin & Harcourt, LLP, Pierpont Communications, Incorporated and H. Malcolm Lovett, Jr. |
| John J. Little, Court Appointed Examiner |
| John J. Little, Court Appointed Examiner |
| 25-11338 |
| December 12, 2025 |
| U.S. Court of Appeals, Fifth Circuit |
| Securities, Commodities, Exchange |
Docket Report
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This docket was last retrieved on June 9, 2026. A more recent docket listing may be available from PACER.
| Document Text |
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| Filing 79 APPEARANCE FORM FILED by Attorney John J. Little for Amicus Curiae John J. Little in 25-11338 [25-11338] (MBC) [Entered: 06/09/2026 01:13 PM] |
| Filing 78 AMICUS CURIAE BRIEF FILED by Mr. John J. Little. Consent is Not Necessary as a Motion has been Granted. [25-11338] (MBC) [Entered: 06/09/2026 01:11 PM] |
| Filing 77 COURT ORDER granting Motion to file amicus brief filed by Mr. John J. Little [ # 69 ] filed by John J. Little in 25-11338 [25-11338] (MBC) [Entered: 06/09/2026 01:08 PM] |
| Filing 71 DOCUMENT RECEIVED - NO ACTION TAKEN. No action will be taken at this time on the amicus brief received from Not Party Mr. John J. Little because Motion pending - brief attached to motion event [25-11338] (MBC) [Entered: 06/03/2026 12:58 PM] |
| Filing 69 MOTION by Not Party John J. Little to file amicus brief [69] Response/Opposition due on 06/08/2026. [25-11338] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: UNOPPOSED MOTION by John J. Little, Court-Appointed Examiner to file amicus brief [69] Date of service: 05/28/2026 via email - Attorney for Appellees: Bradylyons, Rose; Attorney for Appellants: Chojnacki, Cohan, Fleming, Griffith, Nitsch, Powers, Roark, Sadler, Stahl, Stockham, Streett [25-11338] (John J. Little ) [Entered: 05/28/2026 11:56 AM] |
| Filing 68 APPEARANCE FORM received from Mr. John J. Little for the court's review. Lead Counsel? Yes. [25-11338] (John J. Little ) [Entered: 05/27/2026 11:59 AM] |
| Filing 67 APPELLEE'S BRIEF FILED E/Res's Brief deadline satisfied. Reply Brief due on 06/12/2026 for Appellants BDO USA, L.L.P., Baker Botts, L.L.P., FTI Consulting, Incorporated, Financial Industry Technical Services, Incorporated, Holland and Knight, LLP, Ralph S. Janvey, Krage & Janvey, LLP, H. Malcolm Lovett Jr., Osler, Hoskin & Harcourt, LLP and Pierpont Communications, Incorporated [25-11338] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: APPELLEE'S BRIEF FILED by SEC. Date of service: 05/22/2026 via email - Attorney for Appellees: Bradylyons, Rose; Attorney for Appellants: Chojnacki, Cohan, Fleming, Griffith, Nitsch, Powers, Roark, Sadler, Stahl, Stockham, Streett [25-11338] (Morgan Bradylyons ) [Entered: 05/22/2026 01:28 PM] |
| Filing 64 COURT ORDER denying Motion to intervene [ # 55 ] filed by John J. Little in 25-11338 [25-11338] (MBC) [Entered: 04/22/2026 02:36 PM] |
| Filing 59 RESPONSE/OPPOSITION [59] to the Motion to intervene [ # 55 ]Response/Opposition deadline satisfied.. Reply to Response/Opposition due on 04/27/2026. [25-11338] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: RESPONSE/OPPOSITION filed by Baker Botts, L.L.P., BDO USA, L.L.P., Financial Industry Technical Services, Incorporated, Mr. Ralph S. Janvey, Krage & Janvey, LLP and Mr. H. Malcolm Lovett, Jr. [59] to the Motion [ # 55 ] Date of Service: 04/20/2026 via email - Attorney for Appellees: Bradylyons, Rose; Attorney for Appellants: Chojnacki, Cohan, Fleming, Griffith, Nitsch, Powers, Roark, Sadler, Stahl, Stockham, Streett; Not Parties Little, Little. [25-11338] (Kevin M. Sadler ) [Entered: 04/20/2026 05:36 PM] |
| Filing 57 APPEARANCE FORM FILED by Attorney(s) John J. Little for party(s) Not Party John J. Little, in case 25-11338 [25-11338] (RSM) [Entered: 04/20/2026 03:05 PM] |
| Filing 55 OPPOSED MOTION to intervene filed by John J. Little in support of Appellee, Response/Opposition due on 04/27/2026. [25-11338] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: OPPOSED MOTION by John J. Little, Court-Appointed Examiner to intervene , on behalf of John J. Little, Court-Appointed Examiner. Date of service: 04/17/2026 via email - Attorney for Appellees: Bradylyons, Rose; Attorney for Appellants: Chojnacki, Cohan, Fleming, Griffith, Nitsch, Powers, Roark, Sadler, Stahl, Stockham, Streett [25-11338] (John J. Little ) [Entered: 04/17/2026 02:54 PM] |
| Filing 54 APPEARANCE FORM for the court's review. Lead Counsel? Yes. [25-11338] (John J. Little ) [Entered: 04/16/2026 12:00 PM] |
| Filing 53 EXTENSION RECEIVED for Appellee SEC. Extension Granted to and including 05/22/2026. E/Res's Brief deadline updated to 05/22/2026 for Appellee Securities and Exchange Commission [25-11338] (NMF) [Entered: 04/06/2026 11:06 AM] |
| Filing 52 UNOPPOSED LEVEL 1 EXTENSION REQUESTED by Appellee SEC for filing Brief of Appellee SEC until 05/22/2026 [25-11338] (Morgan Bradylyons ) [Entered: 04/03/2026 03:20 PM] |
| Filing 51 APPELLANT'S BRIEF FILED # of Copies Provided: 0 A/Pet's Brief deadline satisfied. Record Excerpts due on 04/06/2026 for Appellant FTI Consulting, Incorporated [25-11338] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: APPELLANT'S BRIEF FILED by FTI Consulting, Incorporated. Date of service: 03/23/2026 via email - Attorney for Appellees: Bradylyons, Rose; Attorney for Appellants: Chojnacki, Cohan, Fleming, Griffith, Nitsch, Powers, Roark, Sadler, Stahl, Stockham, Streett [25-11338] (Kimberly Ann-Marie Chojnacki ) [Entered: 03/23/2026 08:56 PM] |
| Filing 50 RECORD EXCERPTS FILED by Appellants Holland and Knight, LLP, Osler, Hoskin & Harcourt, LLP., Baker Botts, L.L.P., BDO USA, L.L.P., Financial Industry Technical Services, Incorporated, Mr. Ralph S. Janvey, Krage & Janvey, LLP, Mr. H. Malcolm Lovett, Jr., and FTI Consulting, Incorporated. [25-11338] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: RECORD EXCERPTS FILED by Appellants Baker Botts, L.L.P., BDO USA, L.L.P., Financial Industry Technical Services, Incorporated, Mr. Ralph S. Janvey, Krage & Janvey, LLP, Mr. H. Malcolm Lovett, Jr. and Pierpont Communications, Incorporated. Date of service: 03/23/2026 via email - Attorney for Appellees: Bradylyons, Rose; Attorney for Appellants: Chojnacki, Cohan, Fleming, Griffith, Nitsch, Powers, Roark, Sadler, Stahl, Stockham, Streett [25-11338] (Kevin M. Sadler ) [Entered: 03/23/2026 07:38 PM] |
| Filing 49 APPELLANT'S BRIEF FILED by Baker Botts, L.L.P., BDO USA, L.L.P., Financial Industry Technical Services, Incorporated, Mr. Ralph S. Janvey, Krage & Janvey, LLP, Mr. H. Malcolm Lovett, Jr., Holland and Knight, LLP and Osler, Hoskin & Harcourt, LLP. A/Pet's Brief deadline satisfied. Appellee's Brief due on 04/22/2026 for Appellee Securities and Exchange Commission [25-11338] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: APPELLANT'S BRIEF FILED by Baker Botts, L.L.P., BDO USA, L.L.P., Financial Industry Technical Services, Incorporated, Mr. Ralph S. Janvey, Krage & Janvey, LLP, Mr. H. Malcolm Lovett, Jr. and Pierpont Communications, Incorporated. Date of service: 03/23/2026 via email - Attorney for Appellees: Bradylyons, Rose; Attorney for Appellants: Chojnacki, Cohan, Fleming, Griffith, Nitsch, Powers, Roark, Sadler, Stahl, Stockham, Streett [25-11338] (Kevin M. Sadler ) [Entered: 03/23/2026 07:35 PM] |
| Filing 48 BRIEFING NOTICE ISSUED A/Pet's Brief Due on 03/23/2026 for Appellants BDO USA, L.L.P., Baker Botts, L.L.P., FTI Consulting, Incorporated, Financial Industry Technical Services, Incorporated, Holland and Knight, LLP, Ralph S. Janvey, Krage & Janvey, LLP, H. Malcolm Lovett Jr., Osler, Hoskin & Harcourt, LLP and Pierpont Communications, Incorporated. [25-11338] (DDL) [Entered: 02/11/2026 10:27 AM] |
| Filing 47 ELECTRONIC RECORD ON APPEAL FILED. Admitted Exhibits on File in District Court? No. Video/Audio Exhibits on File in District Court? No Electronic ROA deadline satisfied. [25-11338] (DDL) [Entered: 02/11/2026 10:26 AM] |
| Filing 45 APPEARANCE FORM FILED by Attorney(s) Lindsey Beth Cohan for party(s) Appellant BDO USA, L.L.P., in case 25-11338 [25-11338] (JAK) [Entered: 01/28/2026 02:33 PM] |
| Filing 44 APPEARANCE FORM for the court's review. Lead Counsel? No. [25-11338] (Lindsey Beth Cohan ) [Entered: 01/27/2026 02:25 PM] |
| Filing 42 APPEARANCE FORM FILED by Attorney(s) Steven Franklin Griffith Jr. for party(s) Appellant Financial Industry Technical Services, Incorporated, in case 25-11338 [25-11338] (RSM) [Entered: 01/26/2026 10:36 AM] |
| Filing 41 APPEARANCE FORM for the court's review. Lead Counsel? No. [25-11338] (Steven Franklin Griffith Jr.) [Entered: 01/22/2026 11:52 AM] |
| Filing 39 APPEARANCE FORM FILED by Attorney Cathy A. Fleming for Appellant Financial Industry Technical Services, Incorporated in 25-11338 [25-11338] (RSM) [Entered: 01/21/2026 01:36 PM] |
| Filing 38 APPEARANCE FORM for the court's review. Lead Counsel? Yes. [25-11338] (Cathy A. Fleming ) [Entered: 01/20/2026 03:10 PM] |
| Filing 37 NOTICE RECEIVED from Jeff Foster that the transcript ordered by Appellant Baker Botts, L.L.P. is complete and has been filed in the District Court. [25-11338] (Jeff Foster ) [Entered: 01/15/2026 12:12 PM] |
| Filing 36 TRANSCRIPT ORDER received from Appellants Baker Botts, L.L.P., Mr. Ralph S. Janvey, Krage & Janvey, LLP and Mr. H. Malcolm Lovett, Jr. advising transcript unnecessary as it is already filed. [25-11338] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: TRANSCRIPT ORDER received from Appellants Baker Botts, L.L.P., Mr. Ralph S. Janvey, Krage & Janvey, LLP and Mr. H. Malcolm Lovett, Jr. advising transcript unnecessary as it is already filed. Date of Service: 01/14/2026 via email - Attorney for Appellees: Bradylyons, Rose; Attorney for Appellants: Chojnacki, Fleming, Nitsch, Powers, Roark, Sadler, Stahl, Stockham, Streett [25-11338] (Kevin M. Sadler ) [Entered: 01/14/2026 03:39 PM] |
| Filing 35 ELECTRONIC RECORD ON APPEAL REQUESTED from District Court for 3:09-CV-298. Electronic ROA due on 01/28/2026. [25-11338] (RSM) [Entered: 01/13/2026 02:29 PM] |
| Filing 34 INITIAL CASE CHECK by Attorney Advisor complete. Action: Case OK to Process. [34] Initial AA Check Due satisfied. [25-11338] (RSM) [Entered: 01/13/2026 02:23 PM] |
| Filing 32 APPEARANCE FORM FILED by Attorney Michael Warren Stockham for Appellant Holland and Knight, LLP in 25-11338 [25-11338] (RSM) [Entered: 01/12/2026 01:20 PM] |
| Filing 30 APPEARANCE FORM received from Mr. Michael Warren Stockham, Esq. for Holland and Knight, LLP for the court's review. Lead Counsel? Yes. [25-11338] (Michael Warren Stockham ) [Entered: 01/07/2026 11:48 AM] |
| Filing 20 APPEARANCE FORM FILED by Attorney Kevin M. Sadler for Appellant H. Malcolm Lovett Jr. in 25-11338, Attorney Kevin M. Sadler for Appellant Krage & Janvey, LLP in 25-11338, Attorney Kevin M. Sadler for Appellant Baker Botts, L.L.P. in 25-11338, Attorney Kevin M. Sadler for Appellant Ralph S. Janvey in 25-11338 [25-11338] (RSM) [Entered: 01/02/2026 12:30 PM] |
| Filing 14 APPEARANCE FORM FILED by Attorney(s) Morgan Bradylyons for party(s) Appellee SEC, in case 25-11338 [25-11338] (RSM) [Entered: 01/02/2026 11:20 AM] |
| Filing 28 APPEARANCE FORM FILED by Attorney(s) Mark Stahl for party(s) Appellant Osler, Hoskin & Harcourt, LLP, in case 25-11338 [25-11338] (RSM) [Entered: 01/02/2026 02:38 PM] |
| Filing 26 APPEARANCE FORM FILED by Attorney Marianne W. Nitsch for Appellant Osler, Hoskin & Harcourt, LLP in 25-11338 [25-11338] (RSM) [Entered: 01/02/2026 02:35 PM] |
| Filing 24 APPEARANCE FORM FILED by Attorney Kimberly Ann-Marie Chojnacki for Appellant FTI Consulting, Incorporated in 25-11338 [25-11338] (RSM) [Entered: 01/02/2026 01:36 PM] |
| Filing 22 APPEARANCE FORM FILED by Attorney(s) Mary Margaret Roark for party(s) Appellant Krage & Janvey, LLP Appellant Ralph S. Janvey Appellant H. Malcolm Lovett Jr. Appellant Baker Botts, L.L.P., in case 25-11338 [25-11338] (RSM) [Entered: 01/02/2026 12:44 PM] |
| Filing 21 ATTORNEY NOT PARTICIPATING. Kevin Sadler is designated as inactive in this case. Reason:not participating. [25-11338] (RSM) [Entered: 01/02/2026 12:32 PM] |
| Filing 18 APPEARANCE FORM FILED by Attorney(s) Scott Daniel Powers for party(s) Appellant Krage & Janvey, LLP Appellant Ralph S. Janvey Appellant H. Malcolm Lovett Jr. Appellant Baker Botts, L.L.P., in case 25-11338 [25-11338] (RSM) [Entered: 01/02/2026 11:56 AM] |
| Filing 16 APPEARANCE FORM FILED by Attorney(s) Aaron Michael Streett for party(s) Appellant Krage & Janvey, LLP Appellant Ralph S. Janvey Appellant H. Malcolm Lovett Jr. Appellant Baker Botts, L.L.P., in case 25-11338 [25-11338] (RSM) [Entered: 01/02/2026 11:43 AM] |
| Filing 13 APPEARANCE FORM for the court's review. Lead Counsel? No. [25-11338] (Mark Stahl ) [Entered: 12/29/2025 02:08 PM] |
| Filing 12 APPEARANCE FORM received from Ms. Marianne W. Nitsch for Osler, Hoskin & Harcourt, LLP for the court's review. Lead Counsel? Yes. [25-11338] (Marianne W. Nitsch ) [Entered: 12/29/2025 11:15 AM] |
| Filing 11 APPEARANCE FORM for the court's review. Lead Counsel? Yes. [25-11338] (Kimberly Ann-Marie Chojnacki ) [Entered: 12/26/2025 10:41 AM] |
| Filing 10 APPEARANCE FORM for the court's review. Lead Counsel? No. [25-11338] (Mary Margaret Roark ) [Entered: 12/23/2025 01:52 PM] |
| Filing 9 APPEARANCE FORM for the court's review. Lead Counsel? No. [25-11338] (Scott Daniel Powers ) [Entered: 12/23/2025 01:49 PM] |
| Filing 8 APPEARANCE FORM for the court's review. Lead Counsel? No. [25-11338] (Aaron Michael Streett ) [Entered: 12/23/2025 01:47 PM] |
| Filing 7 APPEARANCE FORM for the court's review. Lead Counsel? Yes. [25-11338] (Kevin M. Sadler ) [Entered: 12/23/2025 01:45 PM] |
| Filing 6 APPEARANCE FORM for the court's review. Lead Counsel? Yes. [25-11338] (Morgan Bradylyons ) [Entered: 12/23/2025 12:31 PM] |
| Filing 3 Attorney Cathy Fleming added as counsel of record for Appellant Financial Industry Technical Services, Incorporated in 25-11338 [25-11338] (CAS) [Entered: 12/12/2025 10:32 AM] |
| Filing 1 US CIVIL CASE docketed. NOA filed by Appellants BDO USA, L.L.P., Baker Botts, L.L.P., FTI Consulting, Incorporated, Financial Industry Technical Services, Incorporated, Holland and Knight, LLP, Mr. Ralph S. Janvey, Krage & Janvey, LLP, Mr. H. Malcolm Lovett, Jr., Osler, Hoskin & Harcourt, LLP and Pierpont Communications, Incorporated [25-11338] (CAS) [Entered: 12/12/2025 10:25 AM] |
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