Michael Starnes, et al v. Regions Morgan Keegan Select, et al
| MICHAEL S. STARNES, MICHAEL S. STARNES CHARITABLE UNITRUST, LAURA MURCHISON, CANALE FUNERAL DIRECTORS, INC., WARREN CANALE and FRANK L. FLAUTT |
| REGIONS MORGAN KEEGAN SELECT HIGH INCOME FUND, INC., RMK HIGH INCOME FUND, INC., RMK STRATEGIC INCOME FUND, INC., RMK ADVANTAGE INCOME FUND, INC., RMK MULTI-SECTOR HIGH INCOME FUND, INC., REGIONS FINANCIAL CORPORATION, RFC FINANCIAL HOLDING, LLC and REGIONS INVESTMENT MANAGEMENT, INC. |
| 15-5905 |
| August 19, 2015 |
| U.S. Court of Appeals, Sixth Circuit |
| Securities Commodities Exchg. |
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| Filing 42 CAUSE ARGUED by Mr. Harold N. Falls, Jr. for Appellants Andrew M. Stein,et al and Mr. Peter Sean Fruin for Appellees Regions Financial Corporation, et al in 15-5903/15-5905 before Cole,Chief Circuit Judge; Clay,Circuit Judge and Gibbons,Circuit Judge. [15-5903, 15-5905] (KSC) [Entered: 04/19/2016 01:38 PM] |
| Filing 41 Oral argument acknowledgment filed by Attorney Mr. Peter Sean Fruin for Appellees Regions Financial Corporation, RFC Financial Holding, LLC and Regions Investment Management, Inc. in 15-5905, 15-5903. Certificate of Service: 03/02/2016. [15-5905, 15-5903] (PSF) [Entered: 03/02/2016 05:49 PM] |
| Filing 40 Oral argument acknowledgment filed by Attorney Mr. Peter Sean Fruin for Appellees Regions Financial Corporation, RFC Financial Holding, LLC and Regions Investment Management, Inc. in 15-5903, 15-5905. Certificate of Service: 03/02/2016. [15-5903, 15-5905] (PSF) [Entered: 03/02/2016 05:45 PM] |
| Filing 39 Oral argument acknowledgment filed by Attorney Mr. Harold N. Falls, Jr. for Appellants Andrew M. Stein, Stein Holdings, Inc. and Stein Investments, LLC in 15-5903, Attorney Mr. Harold N. Falls, Jr. for Appellants Canale Funeral Directors, Inc. and Warren Canale in 15-5905. Certificate of Service: 02/29/2016. [15-5903, 15-5905] (HNF) [Entered: 02/29/2016 05:44 PM] |
| Filing 38 Oral argument acknowledgment filed by Attorney Mr. Peter Sean Fruin for Appellees Regions Financial Corporation, RFC Financial Holding, LLC and Regions Investment Management, Inc. in 15-5905, 15-5903. Certificate of Service: 02/23/2016. [15-5905, 15-5903] (PSF) [Entered: 02/23/2016 01:56 PM] |
| Filing 37 Oral argument acknowledgment filed by Attorney Mr. Peter Sean Fruin for Appellees Regions Financial Corporation, RFC Financial Holding, LLC and Regions Investment Management, Inc. in 15-5903, 15-5905. Certificate of Service: 02/23/2016. [15-5903, 15-5905] (PSF) [Entered: 02/23/2016 01:44 PM] |
| Filing 36 Oral argument acknowledgment filed by Attorney Mr. Harold N. Falls, Jr. for Appellants Andrew M. Stein, Stein Holdings, Inc. and Stein Investments, LLC in 15-5903, Attorney Mr. Harold N. Falls, Jr. for Appellants Canale Funeral Directors, Inc. and Warren Canale in 15-5905. Certificate of Service: 02/22/2016. [15-5903, 15-5905] --[***DOCUMENT LOCKED. ATTORNEY DIRECTED TO REFILE WITH A SIGNED CERTIFICATE OF SERVICE.***Edited 02/23/2016 by JC] (HNF) [Entered: 02/22/2016 06:26 PM] |
| Filing 35 Oral argument date set for 9:00 a.m. Tuesday, April 19, 2016. Notice of argument sent to counsel on 02/17/2016. [15-5903, 15-5905] (DTS) [Entered: 02/17/2016 11:42 AM] |
Filing 34
ORDER filed granting motion to dismiss appellants Michael S. Starnes, Michael S. Starnes Charitable Unitrust, Laura Murchison and Frank Flautt in case no. 15-5905 [ # 33 ] filed by Mr. Harold N. Falls, Jr... [15-5903, 15-5905] (JEC) [Entered: 01/07/2016 11:39 AM]
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| Filing 33 MOTION filed by Mr. Harold N. Falls, Jr. for Andrew M. Stein, Stein Holdings, Inc. and Stein Investments, LLC in 15-5903, Mr. Harold N. Falls, Jr. for Michael S. Starnes, Michael S. Starnes Charitable Unitrust, Laura Murchison, Canale Funeral Directors, Inc., Warren Canale and Frank L. Flautt in 15-5905 to dismiss Michael, Michael charitable Unitrust, Laura Murchison, and Frank Flautt as party to the appeal. Certificate of Service: 01/06/2016. [15-5903, 15-5905] (HNF) [Entered: 01/06/2016 04:21 PM] |
| Filing 32 REPLY BRIEF filed by Attorney Mr. Harold N. Falls, Jr. for Appellants Andrew M. Stein, Stein Holdings, Inc. and Stein Investments, LLC in 15-5903, Attorney Mr. Harold N. Falls, Jr. for Appellants Michael S. Starnes, Michael S. Starnes Charitable Unitrust, Laura Murchison, Canale Funeral Directors, Inc., Warren Canale and Frank L. Flautt in 15-5905. Certificate of Service:01/02/2016. [15-5903, 15-5905] (HNF) [Entered: 01/02/2016 01:08 PM] |
| Filing 31 APPELLEE BRIEF filed by Mr. Britt King Latham for Regions Financial Corporation, RFC Financial Holding, LLC and Regions Investment Management, Inc. in 15-5903, 15-5905. Certificate of Service:12/16/2015. Argument Request: not requested. [15-5903, 15-5905] (BKL) [Entered: 12/16/2015 09:38 PM] |
| Filing 30 MOTION filed by Mr. Harold N. Falls, Jr. for Andrew M. Stein, Stein Holdings, Inc. and Stein Investments, LLC in 15-5903, Mr. Harold N. Falls, Jr. for Michael S. Starnes, Michael S. Starnes Charitable Unitrust, Laura Murchison, Canale Funeral Directors, Inc., Warren Canale and Frank L. Flautt in 15-5905 to dismiss issues:. Certificate of Service: 11/16/2015. [15-5903, 15-5905] (**DOCUMENT LOCKED - INCORRECT RELIEF REQUESTED - ATTORNEY INSTRUCTED TO REFILE USING RELIEF TO DISMISS PARTY**)--[Edited 11/17/2015 by RB] (HNF) [Entered: 11/16/2015 04:12 PM] |
| Filing 29 APPELLANT BRIEF filed by Mr. Harold N. Falls, Jr. for Andrew M. Stein, Stein Holdings, Inc. and Stein Investments, LLC in 15-5903, Mr. Harold N. Falls, Jr. for Michael S. Starnes, Michael S. Starnes Charitable Unitrust, Laura Murchison, Canale Funeral Directors, Inc., Warren Canale and Frank L. Flautt in 15-5905. Certificate of Service:11/12/2015. Argument Request: requested. [15-5903, 15-5905] (HNF) [Entered: 11/12/2015 04:23 PM] |
| Filing 28 RULING LETTER SENT resetting briefing schedule: appellant brief now due 11/13/2015. appellee brief now due 12/16/2015. [15-5903, 15-5905] (JEC) [Entered: 09/17/2015 02:02 PM] |
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Filing 27
ORDER filed granting motion to consolidate [ # 5386382-2 ] filed by Mr. Harold N. Falls, Jr.. in 15-5903, to consolidate for briefing and submission cases 15-5903 & 15-5905. [15-5903, 15-5905] (JEC) [Entered: 09/17/2015 01:56 PM]
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| Filing 25 Mediation Office is no longer involved in this appeal. (MLB) [Entered: 09/15/2015 11:15 AM] |
| Filing 24 RULING LETTER SENT granting motion to extend time to file brief [ # 23 ] filed by Mr. Harold N. Falls, Jr., resetting briefing schedule: appellant brief now due 11/13/2015. appellee brief now due 12/16/2015. (RMJ) [Entered: 09/15/2015 10:15 AM] |
| Filing 23 MOTION filed by Mr. Harold N. Falls, Jr. for Michael S. Starnes, Michael S. Starnes Charitable Unitrust, Laura Murchison, Canale Funeral Directors, Inc., Warren Canale and Frank L. Flautt to extend time to file brief. Certificate of Service: 09/14/2015. (HNF) [Entered: 09/14/2015 06:11 PM] |
| Filing 22 BRIEFING LETTER SENT setting briefing schedule: appellant brief due 10/23/2015;. appellee brief due 11/25/2015; (JEC) [Entered: 09/10/2015 08:25 AM] |
| Filing 21 CORPORATE DISCLOSURE STATEMENT filed by Attorney Mr. Harold N. Falls, Jr. for Appellants Michael S. Starnes, Michael S. Starnes Charitable Unitrust, Laura Murchison, Canale Funeral Directors, Inc., Warren Canale and Frank L. Flautt Certificate of Service: 09/05/2015. (HNF) [Entered: 09/06/2015 05:57 PM] |
| Filing 20 APPEARANCE filed for Appellants Warren Canale, Canale Funeral Directors, Inc. and Frank L. Flautt by H. Naill Falls Jr.. Certificate of Service: 09/06/2015. (HNF) [Entered: 09/06/2015 05:38 PM] |
| Filing 19 CORPORATE DISCLOSURE STATEMENT filed by Attorney Mr. Harold N. Falls, Jr. for Appellants Michael S. Starnes, Michael S. Starnes Charitable Unitrust, Laura Murchison, Canale Funeral Directors, Inc., Warren Canale and Frank L. Flautt Certificate of Service: 09/02/2015. --[Edited 09/03/2015 by JC: DOCUMENT LOCKED. INCORRECT ENTRY. FORM HAS INCORRECT CASE NUMBER AND THE NAME OF PARTIES IS INCORRECT. ATTORNEY DIRECTED TO REFILE WITH THE CORRECT CASE NUMBER AND NAME OF PARTIES.] (HNF) [Entered: 09/02/2015 04:21 PM] |
| Filing 18 APPEARANCE filed for Appellees RFC Financial Holding, LLC, Regions Financial Corporation and Regions Investment Management, Inc. by Joseph B. Crace, Jr.. Certificate of Service: 09/02/2015. (JBC) [Entered: 09/02/2015 04:17 PM] |
| Filing 17 CIVIL APPEAL STATEMENT OF PARTIES AND ISSUES filed by Attorney Mr. Harold N. Falls, Jr. for Appellants Michael S. Starnes, Michael S. Starnes Charitable Unitrust, Laura Murchison, Canale Funeral Directors, Inc., Warren Canale and Frank L. Flautt. Certificate of Service:09/02/2015. (HNF) [Entered: 09/02/2015 03:56 PM] |
| Filing 16 APPEARANCE filed for Appellants Warren Canale, Canale Funeral Directors, Inc., Frank L. Flautt, Michael S. Starnes Charitable Unitrust, Laura Murchison, Michael S. Starnes and Appellees RFC Financial Holding, LLC, RMK Advantage Income Fund, Inc., RMK High Income Fund, Inc., RMK Multi-Sector High Income Fund, Inc., RMK Strategic Income Fund, Inc., Regions Financial Corporation, Regions Investment Management, Inc. and Regions Morgan Keegan Select High Income Fund, Inc. by H. Naill Falls Jr.. Certificate of Service: 09/02/2015. --[Edited 09/02/2015 by JC: DOCUMENT LOCKED. INCORRECT ENTRY. ATTORNEY DIRECTED TO REFILE CHOOSING ONLY THE PARTIES HE REPRESENTS, (APPELLANTS).] (HNF) [Entered: 09/02/2015 12:47 PM] |
| Filing 15 APPEARANCE filed for Appellees RMK Advantage Income Fund, Inc., RMK High Income Fund, Inc., RMK Multi-Sector High Income Fund, Inc., RMK Strategic Income Fund, Inc. and Regions Morgan Keegan Select High Income Fund, Inc. by Kevin P. Broughel. Certificate of Service: 09/02/2015. (KPB) [Entered: 09/02/2015 09:36 AM] |
| Filing 14 CORPORATE DISCLOSURE STATEMENT filed by Attorney Mr. Kevin C. Logue for Appellees Regions Morgan Keegan Select High Income Fund, Inc., RMK High Income Fund, Inc., RMK Strategic Income Fund, Inc., RMK Advantage Income Fund, Inc. and RMK Multi-Sector High Income Fund, Inc. Certificate of Service: 09/02/2015. (KCL) [Entered: 09/02/2015 09:30 AM] |
| Filing 13 APPEARANCE filed for Appellees RMK Advantage Income Fund, Inc., RMK High Income Fund, Inc., RMK Multi-Sector High Income Fund, Inc., RMK Strategic Income Fund, Inc. and Regions Morgan Keegan Select High Income Fund, Inc. by Kevin C. Logue. Certificate of Service: 09/02/2015. (KCL) [Entered: 09/02/2015 09:29 AM] |
| Filing 12 APPEARANCE filed for Appellees RFC Financial Holding, LLC, Regions Financial Corporation and Regions Investment Management, Inc. by Britt K. Latham. Certificate of Service: 09/01/2015. --[Edited 09/02/2015 by JC: DOCUMENT LOCKED. DUPLICATE ENTRY.] (BKL) [Entered: 09/01/2015 03:52 PM] |
| Filing 11 APPEARANCE filed for Appellees RFC Financial Holding, LLC, Regions Financial Corporation and Regions Investment Management, Inc. by Peter S. Fruin. Certificate of Service: 09/01/2015. (PSF) [Entered: 09/01/2015 03:48 PM] |
| Filing 10 APPEARANCE filed for Appellees RFC Financial Holding, LLC, Regions Financial Corporation, Regions Investment Management, Inc. and Regions Morgan Keegan Select High Income Fund, Inc. by Kathryn Roe Eldridge. Certificate of Service: 09/01/2015. (KRE) [Entered: 09/01/2015 01:01 PM] |
| Filing 9 CORPORATE DISCLOSURE STATEMENT filed by Attorney Mr. Peter Sean Fruin for Appellees Regions Financial Corporation, RFC Financial Holding, LLC and Regions Investment Management, Inc. Certificate of Service: 08/31/2015. (PSF) [Entered: 08/31/2015 05:09 PM] |
| Filing 8 APPEARANCE filed for Appellees RFC Financial Holding, LLC, Regions Financial Corporation and Regions Investment Management, Inc. by Joseph B. Crace, Jr.. Certificate of Service: 08/31/2011. --[Edited 09/01/2015 by JC: DOCUMENT LOCKED. INCORRECT ENTRY. MR. CRACE IS DIRECTED TO REFILE THIS FORM USING HIS OWN CM/ECF PACER ACCOUNT LOGIN AND PASSWORD WHEN RECEIVED.] (BKL) [Entered: 08/31/2015 04:41 PM] |
| Filing 7 APPEARANCE filed for Appellees RFC Financial Holding, LLC, Regions Financial Corporation and Regions Investment Management, Inc. by Britt K. Latham. Certificate of Service: 08/31/2015. (BKL) [Entered: 08/31/2015 04:40 PM] |
| Filing 6 APPEARANCE filed for Appellees RFC Financial Holding, LLC, Regions Financial Corporation and Regions Investment Management, Inc. by Kathryn Roe Eldridge. Certificate of Service: 08/31/2011. --[Edited 09/01/2015 by JC: DOCUMENT LOCKED. INCORRECT ENTRY. MS. ELDRIDGE IS DIRECTED TO REFILE THIS FORM USING HER OWN CM/ECF PACER ACCOUNT LOGIN AND PASSWORD.] (BKL) [Entered: 08/31/2015 04:39 PM] |
| Filing 5 APPEARANCE filed for Appellees RFC Financial Holding, LLC, Regions Financial Corporation and Regions Investment Management, Inc. by Peter S. Fruin. Certificate of Service: 08/31/2015. --[Edited 09/01/2015 by JC: DOCUMENT LOCKED. INCORRECT ENTRY. MR. FRUIN IS DIRECTED TO REFILE THIS FORM USING HIS OWN CM/ECF PACER ACCOUNT LOGIN AND PASSWORD.] (BKL) [Entered: 08/31/2015 04:38 PM] |
| Filing 4 A Telephone Mediation conference has been scheduled for 09/14/2015 at 2:00 PM (ET) with Paul Calico. [Please open notice for important details and deadlines.] [15-5903, 15-5905] (LMR) [Entered: 08/20/2015 03:44 PM] |
| Filing 3 Mediation Office is involved in this appeal. (LMR) [Entered: 08/20/2015 03:41 PM] |
| Filing 2 The case manager for this case is: Jill Colyer (JEC) [Entered: 08/19/2015 02:22 PM] |
| Filing 1 Civil Case Docketed. Notice filed by Appellants Warren Canale, Canale Funeral Directors, Inc., Frank L. Flautt, Michael S. Starnes Charitable Unitrust, Laura Murchison and Michael S. Starnes. Transcript needed: n. (JEC) [Entered: 08/19/2015 02:21 PM] |
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