Richard Hale v. Morgan Stanley
Petitioner / Appellant: RICHARD "RIP" HALE
Respondent / Appellee: MORGAN STANLEY SMITH BARNEY LLC, dba Morgan Stanley Wealth Management
Case Number: 21-4184
Filed: December 16, 2021
Court: U.S. Court of Appeals, Sixth Circuit
Nature of Suit: Other

Opinions

We have the following opinions for this case:

Date Filed Description
April 17, 2023 Richard "Rip" Hale v. Morgan Stanley Smith Barney

Docket Report

This docket was last retrieved on January 18, 2022. A more recent docket listing may be available from PACER.

Date Filed Document Text
January 18, 2022 Filing 21 Mediation Office is no longer involved in this appeal. (MLB) [Entered: 01/18/2022 01:04 PM]
January 14, 2022 Filing 20 Letter sent by Mediation Office REGARDING MEDIATION: The Mediation Conference scheduled for 01/27/2022 is hereby canceled. (LMR) [Entered: 01/14/2022 04:00 PM]
January 12, 2022 Filing 19 BRIEFING LETTER SENT setting briefing schedule: appellant brief due 02/22/2022; appellee brief due 03/24/2022. (REO) [Entered: 01/12/2022 10:48 AM]
January 10, 2022 Filing 18 CANCELLED TRANSCRIPT ORDER filed by Mr. Peter Kevin Newman for Richard "Rip" Hale ; Reason: Other ; Transcript Document [15]. The transcript order must be refiled correctly by 01/11/2022 or briefing will be started. The dates for the transcripts that were ordered precede the district court case. A new transcript order entry or entry indicating that transcripts are unnecessary must be entered by the appellant. (REO) [Entered: 01/10/2022 04:01 PM]
January 10, 2022 Filing 17 CIVIL APPEAL STATEMENT OF PARTIES AND ISSUES filed by Attorney Mr. Peter Kevin Newman for Appellant Richard "Rip" Hale.. Certificate of Service: 01/10/2022. [21-4184] (PKN) [Entered: 01/10/2022 10:45 AM]
January 9, 2022 Filing 16 CORPORATE DISCLOSURE STATEMENT filed by Attorney Mr. Peter Kevin Newman for Appellant Richard "Rip" Hale Certificate of Service: 01/09/2022. [21-4184] (PKN) [Entered: 01/09/2022 02:16 PM]
January 8, 2022 Filing 15 TRANSCRIPT ordered from Karen M. Rudd, Mike Mobley Reporting, now a Veritext Company, 334 South Main Street, Dayton, Ohio 45402, filed by Mr. Peter Kevin Newman for Richard "Rip" Hale. [15] ; ----- This is to order a transcript of the following proceedings and to certify that satisfactory financial arrangements have been completed ----- Transcript ordered on: 01/08/2022 ; District Court Judge/Magistrate: Judge Michael J. Newman ; Hearing Dates: The transcript is from an arbitration hearing held on 12/3, 12/4, 12/13, and 12/14/2018 in Dayton, Ohio. ; Other: The hearing involved a forced JAMS Employment Arbitration held pursuant to Morgan Stanley's CARE Guidelines. ; Method of Payment: Private Funds ; Court reporter acknowledgement is due in 14 days. Certificate of Service: 01/08/2022. [21-4184] (PKN) [Entered: 01/08/2022 03:32 PM]
January 6, 2022 Opinion or Order Filing 14 ORDER filed granting motion to reinstate case [ # 11 ] filed by Mr. Peter Kevin Newman. (REO) [Entered: 01/06/2022 09:41 AM]
January 5, 2022 Filing 13 APPEARANCE filed for Appellant Richard "Rip" Hale by Peter K. Newman. Certificate of Service: 01/05/2022. [21-4184] (PKN) [Entered: 01/05/2022 04:22 PM]
January 5, 2022 Filing 11 MOTION filed by Mr. Peter Kevin Newman for Richard "Rip" Hale to reinstate case. Certificate of Service: 01/05/2022. [21-4184] (PKN) [Entered: 01/05/2022 01:14 PM]
January 5, 2022 Filing 10 Update fee status change to paid. Fee paid on 1/3/2022 (after appeal was dismissed), receipt number: 300DAY025686. (REO) [Entered: 01/05/2022 11:10 AM]
January 3, 2022 Opinion or Order Filing 9 ORDER filed to dismiss for want of prosecution. The filing fee was not paid by 12/30/2021. (REO) [Entered: 01/03/2022 02:19 PM]
December 30, 2021 Filing 8 APPEARANCE filed for Appellee Morgan Stanley Smith Barney LLC by Beth A. Black. Certificate of Service: 12/30/2021. [21-4184] (BAB) [Entered: 12/30/2021 10:28 AM]
December 30, 2021 Filing 7 CORPORATE DISCLOSURE STATEMENT filed by Attorney Ms. Tracy Lynn Gerber for Appellee Morgan Stanley Smith Barney LLC Certificate of Service: 12/30/2021. [21-4184] (TLG) [Entered: 12/30/2021 10:25 AM]
December 30, 2021 Filing 6 APPEARANCE filed for Appellee Morgan Stanley Smith Barney LLC by Tracy L Gerber. Certificate of Service: 12/30/2021. [21-4184] (TLG) [Entered: 12/30/2021 10:23 AM]
December 30, 2021 Filing 5 APPEARANCE filed for Appellee Morgan Stanley Smith Barney LLC by Brigid F. Cech Samole. Certificate of Service: 12/30/2021. [21-4184] (BFC) [Entered: 12/30/2021 09:34 AM]
December 29, 2021 Filing 4 MEDIATION OFFICE is involved in this appeal. VIDEO CONFERENCE: The Mediation conference has been rescheduled for 01/27/2022 at 9:30 am EASTERN TIME with John A. Minter. [Please open notice for important details and deadlines.] (CAW) [Entered: 12/29/2021 02:58 PM]
December 17, 2021 Filing 3 MEDIATION OFFICE is involved in this appeal. VIDEO CONFERENCE: A Mediation conference has been scheduled for 01/18/2022 at 2:00 pm EASTERN TIME with John A. Minter. [Please open notice for important details and deadlines.] (CAW) [Entered: 12/17/2021 12:23 PM]
December 16, 2021 Filing 2 The case manager for this case is: Ryan Orme (REO) [Entered: 12/16/2021 10:07 AM]
December 16, 2021 Filing 1 Civil Case Docketed. Notice filed by Appellant Richard "Rip" Hale. Transcript needed: y. (REO) [Entered: 12/16/2021 09:56 AM]

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Petitioner / appellant: RICHARD "RIP" HALE
Represented By: Peter Kevin Newman
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Respondent / appellee: MORGAN STANLEY SMITH BARNEY LLC, dba Morgan Stanley Wealth Management
Represented By: Beth A. Black
Represented By: Brigid F. Cech Samole
Represented By: Tracy Lynn Gerber
Represented By: Rachael Leigh Rodman
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