Two Roads Shared Trust v. Barclays Capital Inc., et al
| TWO ROADS SHARED TRUST |
| BARCLAYS CAPITAL, INCORPORATED, DRW SECURITIES, LLC, MORGAN STANLEY & CO. LLC, AKUNA SECURITIES LLC, CTC, LLC and IMC-CHICAGO, LLC, doing business as IMC Financial Markets |
| 23-3138 |
| November 7, 2023 |
| U.S. Court of Appeals, Seventh Circuit |
| Securities, Commodities, Exchange |
Docket Report
RSS Track this Docket
This docket was last retrieved on December 19, 2023. A more recent docket listing may be available from PACER.
| Document Text |
|---|
| Filing 28 Circuit Rule 26.1 Disclosure Statement and Appearance filed by Attorney Benjamin Levine for Appellee Akuna Securities LLC in 23-3138, 23-3109. [28] [7354505] (L-No; E-Yes; R-No) [23-3138, 23-3109] [Edited 12/19/2023 by CG to reflect the addition of counsel.] (Levine, Benjamin) [Entered: 12/19/2023 01:53 PM] |
| Filing 27 Circuit Rule 26.1 Disclosure Statement and Appearance filed by Attorney Charles DeVore for Appellee Akuna Securities LLC in 23-3138, 23-3109. for Charles DeVore. [27] [7354503] (L-No; E-Yes; R-No) [23-3138, 23-3109] [Edited 12/19/2023 by CG to reflect the addition of counsel.] (DeVore, Charles) [Entered: 12/19/2023 01:49 PM] |
| Filing 26 Appearance form filed by Attorney Charles DeVore for Appellee Akuna Securities LLC in 23-3109, 23-3138. [26] [7354495] (L-No; E-Yes; R-No) [23-3109, 23-3138] [26] [7354495] [23-3109, 23-3138]--[Edited 12/19/2023 by HTP to reflect addition of counsel.] (Levine, Benjamin) [Entered: 12/19/2023 01:20 PM] |
| Filing 25 Appearance form filed by Attorney Benjamin Levine for Appellee Akuna Securities LLC in 23-3109, 23-3138. [25] [7354494] (L-No; E-Yes; R-No) [23-3109, 23-3138] [25] [7354494] [23-3109, 23-3138]--[Edited 12/19/2023 by HTP to reflect addition of counsel.] (Levine, Benjamin) [Entered: 12/19/2023 01:17 PM] |
| Filing 24 Attorney Christopher J. Dufek for IMC-Chicago, LLC in 23-3138 terminated, per clarification from counsel. Added Attorney Julie B. Porter for Appellee IMC-Chicago, LLC, in case 23-3109 & 23-3138 per disclosure statement. Circuit Rule 26.1 Disclosure Statement and Appearance filed by Attorney Julie Porter for Appellee IMC-Chicago, LLC in 23-3138, 23-3109. [24] [7354409] (L-No; E-Yes; R-Yes) [23-3138, 23-3109]--[Edited 12/19/2023 by MAN to reflect termination and addition of counsel] (Porter, Julie) [Entered: 12/19/2023 11:05 AM] |
| Filing 23 NOTICE: Circuit Rule 46(a) requires lead counsel be admitted to practice within 30 days of the date the appeal/petition was docketed. The rule also requires any attorney wishing to present oral argument to be admitted. Our records indicate as of this date Attorney Christopher J. Dufek for Appellee IMC-Chicago, LLC has/have not been admitted to practice in this court. Within 21 days, please file your application for admission by going to: https://www.ca7.uscourts.gov/forms/forms7.htm and choosing the link, "Application for Admission to Practice in the Seventh Circuit". [23] [7353444] [23-3138] (LJ) [Entered: 12/13/2023 02:41 PM] |
| Filing 22 NOTICE: Circuit Rule 46(a) requires lead counsel be admitted to practice within 30 days of the date the appeal/petition was docketed. The rule also requires any attorney wishing to present oral argument to be admitted. Our records indicate as of this date Attorney Gulliver Brady for Appellee Barclays Capital, Incorporated has/have not been admitted to practice in this court. Within 21 days, please file your application for admission by going to: https://www.ca7.uscourts.gov/forms/forms7.htm and choosing the link, "Application for Admission to Practice in the Seventh Circuit". [22] [7353436] [23-3138] (LJ) [Entered: 12/13/2023 02:31 PM] |
Filing 21
ORDER: On consideration of the Unopposed Motion For Order That Appeals Be Briefed On The Same Schedule And Argued Before The Same Panel filed by appellees on November 20, 2023, these appeals are CONSOLIDATED for purposes of briefing and disposition. The briefing schedule is as follows: 1. The appellants shall file their respective briefs and required short appendices on or before January 10, 2024. 2. The appellees shall file their joint, consolidated brief on or before March 11, 2024. 3. The appellants shall file their respective reply briefs, if any, on or before April 8, 2024. Counsel for appellants are encouraged to avoid unnecessary duplication by filing a joint brief or a joint appendix or by adopting parts of a co-appellant's brief. Duplicative briefing will be stricken and may result in disciplinary sanctions against counsel. See United States v. Torres, 170 F.3d 749 (7th Cir. 1999); United States v. Ashman, 964 F.2d 596 (7th Cir. 1992). Appellants, however, may not adopt the Jurisdictional Statement of another. Each appellants brief must include a complete Jurisdictional Statement. (See order for further details). DW [21] [7350071] [23-3109, 23-3138] (HTP) [Entered: 11/28/2023 09:58 AM]
|
| Filing 20 Circuit Rule 26.1 Disclosure Statement and Appearance filed by Attorney Thomas P. Krebs for Volant Liquidity, LLC. [20] [7349747] (L-No; E-Yes; R-No) [23-3138] (Krebs, Thomas) [Entered: 11/27/2023 11:36 AM] |
| Filing 19 Added Attorney Thomas P. Krebs for Appellee CTC, LLC, Optiver US, LLC & Volant Liquidity, LLC, in case 23-3138 per disclosure statement. Circuit Rule 26.1 Disclosure Statement and Appearance filed by Attorney Thomas P. Krebs for Appellee CTC, LLC & Optiver US, LLC. [19] [7349733] (L-No; E-Yes; R-No) [23-3138]--[Edited 11/27/2023 by MAN to reflect addition of counsel] (Krebs, Thomas) [Entered: 11/27/2023 11:20 AM] |
| Filing 18 Circuit Rule 26.1 Disclosure Statement and Appearance filed by Attorney Thomas P. Krebs for Appellee CTC, LLC. [18] [7349729] (L-No; E-Yes; R-No) [23-3138] (Krebs, Thomas) [Entered: 11/27/2023 11:13 AM] |
| Filing 17 Circuit Rule 26.1 Disclosure Statement and Appearance filed by Attorney Gulliver Brady for Appellee Barclays Capital, Incorporated. [17] [7349577] (L-No; E-Yes; R-No) [23-3138] [Edited 11/22/2023 by ER - added Attorney Gulliver Brady] (Scott, Jeffrey) [Entered: 11/22/2023 03:25 PM] |
| Filing 16 Circuit Rule 26.1 Disclosure Statement and Appearance filed by Attorney Kathleen S. McArthur for Appellee Barclays Capital, Incorporated. [16] [7349561] (L-No; E-Yes; R-No) [23-3138] [Edited 11/22/2023 by CG to reflect the addition of counsel.] (McArthur, Kathleen) [Entered: 11/22/2023 02:58 PM] |
| Filing 15 Circuit Rule 26.1 Disclosure Statement and Appearance filed by Attorney Ellen M. Wheeler for Volant Liquidity LLC. [15] [7349416] (L-Yes; E-Yes; R-No) [23-3138] (Wheeler, Ellen) [Entered: 11/22/2023 11:12 AM] |
| Filing 14 Circuit Rule 26.1 Disclosure Statement and Appearance filed by Attorney Ellen M. Wheeler for Optiver US LLC. [14] [7349414] (L-Yes; E-Yes; R-No) [23-3138] (Wheeler, Ellen) [Entered: 11/22/2023 11:10 AM] |
| Filing 13 Circuit Rule 26.1 Disclosure Statement and Appearance filed by Attorney Jeffrey Thomas Scott for Appellee Barclays Capital, Incorporated. [13] [7349384] (L-Yes; E-Yes; R-No) [23-3138] (Scott, Jeffrey) [Entered: 11/22/2023 10:27 AM] |
| Filing 12 Circuit Rule 26.1 Disclosure Statement and Appearance filed by Attorney Ellen M. Wheeler for Appellee CTC, LLC. [12] [7349164] (L-Yes; E-Yes; R-No) [23-3138] (Wheeler, Ellen) [Entered: 11/21/2023 01:06 PM] |
| Filing 11 Motion filed by Appellees Morgan Stanley & Co. LLC, Barclays Capital, Incorporated, DRW Securities, LLC, CTC, LLC, Akuna Securities LLC and IMC-Chicago, LLC for Order that Appeals be Briefed on the Same Schedule and Argued Before the Same Panel. [11] [7348976] [23-3138] (Davies, Andrew Rhys) [Entered: 11/20/2023 04:54 PM] |
| Filing 10 Circuit Rule 26.1 Disclosure Statement and Appearance filed by Attorney Elizabeth M. Sullivan for Appellee Morgan Stanley & Co. LLC. [10] [7348643] (L-No; E-No; R-No) [23-3138] (Sullivan, Elizabeth) [Entered: 11/17/2023 12:21 PM] |
| Filing 9 Circuit Rule 26.1 Disclosure Statement and Appearance filed by Attorney Alexander K. Bussey for Appellee Morgan Stanley & Co. LLC. [9] [7348638] (L-No; E-No; R-No) [23-3138] (Bussey, Alexander) [Entered: 11/17/2023 12:16 PM] |
| Filing 8 Circuit Rule 26.1 Disclosure Statement and Appearance filed by Attorney Anthony Mansfield for Appellee Morgan Stanley & Co. LLC. [8] [7348633] (L-No; E-Yes; R-No) [23-3138] [Edited 11/17/2023 by CG to reflect the addition of counsel.] (Mansfield, Anthony) [Entered: 11/17/2023 12:10 PM] |
| Filing 7 Circuit Rule 26.1 Disclosure Statement and Appearance filed by Attorney Jonathan David Cogan for Appellee DRW Securities, LLC. [7] [7347784] (L-Yes; E-Yes; R-No) [23-3138] (Cogan, Jonathan) [Entered: 11/14/2023 03:22 PM] |
| Filing 6 Circuit Rule 26.1 Disclosure Statement and Appearance filed by Attorney Andrew Rhys Davies for Appellee Morgan Stanley & Co. LLC. [6] [7347659] (L-Yes; E-Yes; R-No) [23-3138] (Davies, Andrew Rhys) [Entered: 11/14/2023 11:14 AM] |
| Filing 5 Circuit Rule 26.1 Disclosure Statement and Appearance filed by Attorney Patrick J. McGahan for Appellant Two Roads Shared Trust. [5] [7347165] (L-Yes; E-Yes; R-Yes) [23-3138] (McGahan, Patrick) [Entered: 11/10/2023 08:07 AM] |
| Filing 4 Circuit Rule 26.1 Disclosure Statement and Appearance filed by Attorney Amanda F. Lawrence for Appellant Two Roads Shared Trust. [4] [7347129] (L-Yes; E-Yes; R-No) [23-3138] [4] [7347129] [23-3138]--[Edited 11/09/2023 by HTP to reflect addition of counsel.] (Lawrence, Amanda) [Entered: 11/09/2023 03:54 PM] |
|
Filing 3
ORDER: A review of the short record reveals that this appeal involves more than one appellee represented by different counsel. Counsel for appellees are encouraged to file a joint brief and appendix or adopt parts of a co-appellee's brief. The parties are reminded that redundant and uncoordinated briefing will be stricken. See United States v. Torres, 170 F.3d 749 (7th Cir. 1999); United States v. Ashman, 964 F.2d 596 (7th Cir. 1992). [7347100] [3] [7347100] [23-3138] (AP) [Entered: 11/09/2023 03:03 PM]
|
| Filing 2 THIS CAUSE CONSISTS OF MORE THAN 5 PARTIES FOR EITHER SIDE. The following are those parties to this cause as reflected on the District Court docket, yet are not reflected on the Appellate docket/caption for administrative purposes: APPELLEES: Optiver US LLC; Volant Liquidity, LLC; Cboe Exchange, Inc. [2] [7346823] [23-3138] (FP) [Entered: 11/08/2023 03:26 PM] |
| Filing 1 Private civil case docketed. Fee paid. Docketing statement filed. Transcript information sheet due by 11/21/2023. Appellant's brief due on or before 12/18/2023 for Two Roads Shared Trust. [1] [7346686] [23-3138]--[Edited 11/08/2023 by FP, forms have been replaced to reflect correct party in caption.] (FP) [Entered: 11/08/2023 10:27 AM] |
Access additional case information on PACER
Access the Case Summary and Docket Report to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
