Madden, et al v. Cowen & Company, et al
| CHARLES T. MADDEN, SHASHIDHAR ACHARYA, M.D., ACHAUER FAMILY LIMITED PARTNERSHIP, a limited partnership, ANGELA ALLEVATO, M.D., ROBERT A. BAIRD, M.D., ANNETTE C. BERNHUT-CAPLIN, D.O., THOMAS W. BRODERICK, M.D., NANCY K. BROWNELL, M.D., DAWN LYNN BRUNER, M.D., ROBERT BUDMAN, M.D., ROBERT WILLIAM BUSTER, M.D., MICHAEL W. CATER, M.D., ANNA LISA CHAVEZ, M.D., RAMAN CHOPRA, M.D., GASTON CILLIANI, M.D., CARMELITA R. CO-CASQUEJO, M.D., WILLIAM J. COLLINS, M.D., LEO H. CUMMINS, M.D., CHRISTINA K. ELLIOTT, MARK H. ELLIS, M.D., STANLEY P. GALANT, M.D., SHERWIN A. GILLMAN, M.D., BONNIE S. GILLMAN, as Trustees for the Gillman community Property Trust, KEITH L. GLADSTEIN, M.D., STUART M. GORDON, KENNETH E. GRUBBS, D.O., NORAH GUTRECHT, M.D., THOMAS A. HRYNIEWICKI, M.D., JUDD JESSUP, STANLEY KANOW, LEONARD FRANK KELLOGG, Jr., M.D., MARK E. KRUGMAN, M.D., LAWRENCE N. KUGELMAN, SANDRA BARRY LIEBERMAN, as successor in interest to Melvyn B. Lieberman, M.D., Trustee for the Melvyn B. Lieberman Trust, ALAN MADERIOUS, M.D., MARK C. MARTEN, WILLIAM C. MCMASTER, M.D., MARIA E. MINON, M.D., JUDITH HARRISON-MONGE, as Trustee for the Harrison-Monge 1996 Family Trust, RONALD W. MORELAND, STANLEY K. NAKAMOTO, M.D., CHRISTOPHER C. OHMAN, KUSM OHRI, M.D., JACK M. OSBORN, M.D., RICHARD T. PITTS, D.O., NORMAN J. ROSEN, M.D., ERIC MURROW ROWEN, M.D., HELEN ROWEN, as Trustee for the Rowen Family Trust Dated May 5, 1982, MARSHALL ROWEN, M.D., individually and as Trustee for the Rowen Family Trust Dated May 5, 1982, SCOTT JEFFREY ROWEN, M.D., PRAVIN V. SHARMA, M.D., HAL S. SHIMAZU, M.D., SIERRA VENTURES V, L.P., a California limited partnership, AISHA SIMJEE, M.D., JAMES B. TANANBAUM, ALLAN G. WEISS, DANIEL F. WEISSBERG, M.D., LINDA F. WEISSBERG, LAURENCE D. WELLIKSON, M.D., ANGELA F. WINTHEISER and ALLAN WONG, M.D. |
| COWEN & COMPANY, a New York limited partnership, SG COWEN SECURITIES CORPORATION, a New York corporation and COWEN & COMPANY, LLC, a Delaware limited liability company |
| 07-15900 |
| May 22, 2007 |
| U.S. Court of Appeals, Ninth Circuit |
| Other |
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| Filing 60 Terminated Kimberly Zelnick for SG Cowen Securities Corporation, Cowen & Company, LLC and Cowen & Company in 07-15900 [7083420] (MA) [Entered: 10/02/2009 03:46 PM] |
| Filing 59 MANDATE ISSUED.(PRH, JTN and SSI) Each party shall bear its own costs on appeal. [7079583] (RR) [Entered: 09/30/2009 11:37 AM] |
| Filing 58 Filed order (PROCTER R. HUG, JOHN T. NOONAN and SANDRA S. IKUTA): Judges Hug, Noonan, and Ikuta vote to deny Cowens petition for rehearing. Judge Ikuta votes to deny Cowens petition for rehearing en banc, and Judges Hug and Noonan so recommend. The full court has been advised of the petition for rehearing en banc and no judge has requested a vote on whether to rehear the matter en banc. Cowens petition for rehearing and petition for rehearing en banc are therefore DENIED. [7069758] (AF) [Entered: 09/22/2009 09:38 AM] |
| Filing 54 Filed (ECF) Appellees Cowen & Company, Cowen & Company, LLC and SG Cowen Securities Corporation petition for panel rehearing and petition for rehearing en banc (from 08/07/2009 opinion). Date of service: 08/21/2009. [7036809]--[COURT attached decision. 08/24/2009 by MA] (Goldstein, Linda) [Entered: 08/21/2009 01:12 PM] |
| Filing 53 Filed (ECF) Appellants Shashidhar Acharya, Achauer Family Limited Partnership, Angela Allevato, Robert A. Baird, Annette C. Bernhut-Caplin, Thomas W. Broderick, Nancy K. Brownell, Dawn Lynn Bruner, Robert Budman, Robert William Buster, Michael W. Cater, Anna Lisa Chavez, Raman Chopra, Gaston Cilliani, Carmelita R. Co-Casquejo, William J. Collins, Leo H. Cummins, Christina K. Elliott, Mark H. Ellis, Stanley P. Galant, Bonnie S. Gillman, Sherwin A. Gillman, Keith L. Gladstein, Stuart M. Gordon, Kenneth E. Grubbs, Norah Gutrecht, Judith Harrison-Monge, Thomas A. Hryniewicki, Judd Jessup, Stanley Kanow, Leonard Frank Kellogg, Jr., Mark E. Krugman, Lawrence N. Kugelman, Sandra Barry Lieberman, Charles T. Madden, Alan Maderious, Mark C. Marten, William C. McMaster, Maria E. Minon, Ronald W. Moreland, Stanley K. Nakamoto, Christopher C. Ohman, Kusm Ohri, Jack M. Osborn, Richard T. Pitts, Norman J. Rosen, Eric Murrow Rowen, Helen Rowen, Marshall Rowen, Scott Jeffrey Rowen, Pravin V. Sharma, Hal S. Shimazu, Sierra Ventures V, L.P., Aisha Simjee, James B. Tananbaum, Allan G. Weiss, Daniel F. Weissberg, Linda F. Weissberg, Laurence D. Wellikson, Angela F. Wintheiser and Allan Wong Correspondence: Correction of Counsel Listing in Published Opinion. Date of service: 08/14/2009 [7027883] (Hayes, Christopher) [Entered: 08/14/2009 01:11 PM] |
| Filing 52 Filed (ECF) Appellees Cowen & Company, Cowen & Company, LLC and SG Cowen Securities Corporation Correspondence: Typographical Error in Opinion dated August 7, 2009. Date of service: 08/11/2009 [7024060] (Goldstein, Linda) [Entered: 08/11/2009 04:40 PM] |
| Filing 51 Filed order (PROCTER R. HUG, JOHN T. NOONAN and SANDRA S. IKUTA): Each party shall bear its own costs on appeal. See Fed. R. App. P. 39(a)(4). [7019628] (AF) [Entered: 08/07/2009 10:01 AM] |
| Filing 50 FILED ORDER AND OPINION (PROCTER R. HUG, JOHN T. NOONAN and SANDRA S. IKUTA)Judges Hug, Noonan, and Ikuta vote to deny Cowens petition for rehearing. Judge Ikuta votes to deny Cowens petition for rehearing en banc, and Judges Hug and Noonan so recommend. The full court has been advised of the petition for rehearing en banc and no judge has requested a vote on whether to rehear the matter en banc. See Fed. R. App. P. 35. Cowens petition for rehearing and petition for rehearing en banc are therefore denied. The opinion filed February 11, 2009, appearing at 556 F.3d 786, is hereby withdrawn. A superseding opinion will be filed simultaneously with this order. Further petitions for rehearing or rehearing en banc may be filed.; VACATED; REMANDED Judge: SSI Authoring. FILED AND ENTERED JUDGMENT. [7019296] (RMM) [Entered: 08/07/2009 07:26 AM] |
| Filing 49 Filed order (PROCTER R. HUG, JOHN T. NOONAN and SANDRA S. IKUTA): Cowens motion to file a further supplemental brief is DENIED. (AF) [Entered: 05/13/2009 04:43 PM] |
| Filing 48 Filed (ECF) Appellees Cowen & Company, Cowen & Company, LLC and SG Cowen Securities Corporation reply to response (Motion (ECF Filing) ,Motion (ECF Filing) motion to file supplemental brief, Response to Motion (ECF Filing) , Brief Submitted for Review (ECF Filing) , Brief Submitted for Review (ECF Filing) ). Date of service: 05/08/2005. [6914405] (Goldstein, Linda) [Entered: 05/08/2009 11:51 AM] |
| Filing 47 Filed (ECF) Appellants Shashidhar Acharya, Achauer Family Limited Partnership, Angela Allevato, Robert A. Baird, Annette C. Bernhut-Caplin, Thomas W. Broderick, Nancy K. Brownell, Dawn Lynn Bruner, Robert Budman, Robert William Buster, Michael W. Cater, Anna Lisa Chavez, Raman Chopra, Gaston Cilliani, Carmelita R. Co-Casquejo, William J. Collins, Leo H. Cummins, Christina K. Elliott, Mark H. Ellis, Stanley P. Galant, Bonnie S. Gillman, Sherwin A. Gillman, Keith L. Gladstein, Stuart M. Gordon, Kenneth E. Grubbs, Norah Gutrecht, Judith Harrison-Monge, Thomas A. Hryniewicki, Judd Jessup, Stanley Kanow, Leonard Frank Kellogg, Jr., Mark E. Krugman, Lawrence N. Kugelman, Sandra Barry Lieberman, Charles T. Madden, Alan Maderious, Mark C. Marten, William C. McMaster, Maria E. Minon, Ronald W. Moreland, Stanley K. Nakamoto, Christopher C. Ohman, Kusm Ohri, Jack M. Osborn, Richard T. Pitts, Norman J. Rosen, Eric Murrow Rowen, Helen Rowen, Marshall Rowen, Scott Jeffrey Rowen, Pravin V. Sharma, Hal S. Shimazu, Sierra Ventures V, L.P., Aisha Simjee, James B. Tananbaum, Allan G. Weiss, Daniel F. Weissberg, Linda F. Weissberg, Laurence D. Wellikson, Angela F. Wintheiser and Allan Wong response opposing motion (Motion (ECF Filing) ,Motion (ECF Filing) motion to file supplemental brief). Date of service: 05/07/2009. [6912731] (Hayes, Christopher) [Entered: 05/07/2009 12:16 PM] |
| Filing 46 Filed (ECF) Appellees Cowen & Company, Cowen & Company, LLC and SG Cowen Securities Corporation Motion to file supplemental brief. Date of service: 05/05/2009. [6909948] (Goldstein, Linda) [Entered: 05/05/2009 03:28 PM] |
| Filing 45 Received 10 paper copies of Supplemental brief [ # 43 ] filed by Lawrence N. Kugelman, Anna Lisa Chavez, Alan Maderious, William J. Collins, Shashidhar Acharya, Angela F. Wintheiser, Hal S. Shimazu, Allan G. Weiss, Nancy K. Brownell, Carmelita R. Co-Casquejo, Achauer Family Limited Partnership, Thomas W. Broderick, Eric Murrow Rowen, Angela Allevato, Sandra Barry Lieberman, Stanley K. Nakamoto, Thomas A. Hryniewicki, Mark E. Krugman, Pravin V. Sharma, Kenneth E. Grubbs, Aisha Simjee, Linda F. Weissberg, Leo H. Cummins, Robert William Buster, Ronald W. Moreland, Stuart M. Gordon, Marshall Rowen, Stanley Kanow, Robert A. Baird, Raman Chopra, Maria E. Minon, Michael W. Cater, Charles T. Madden, Mark H. Ellis, William C. McMaster, James B. Tananbaum, Norman J. Rosen, Christopher C. Ohman, Gaston Cilliani, Sierra Ventures V, L.P., Bonnie S. Gillman, Laurence D. Wellikson, Annette C. Bernhut-Caplin, Mark C. Marten, Allan Wong, Richard T. Pitts, Leonard Frank Kellogg, Jr., Dawn Lynn Bruner, Jack M. Osborn, Christina K. Elliott, Scott Jeffrey Rowen, Helen Rowen, Robert Budman, Sherwin A. Gillman, Stanley P. Galant, Keith L. Gladstein, Norah Gutrecht, Judd Jessup, Judith Harrison-Monge, Kusm Ohri and Daniel F. Weissberg in 07-15900. Sent to panel. One copy to Case Files, the remainder to Records. (SD) [Entered: 05/05/2009 02:19 PM] |
| Filing 44 Deleted Incorrect Docket Entry (SD) [Entered: 05/05/2009 10:55 AM] |
| Filed clerk order: Supplemental Brief [ # 43 ] filed by Lawrence N. Kugelman, Anna Lisa Chavez, Alan Maderious, William J. Collins, Shashidhar Acharya, Angela F. Wintheiser, Hal S. Shimazu, Allan G. Weiss, Nancy K. Brownell, Carmelita R. Co-Casquejo, Achauer Family Limited Partnership, Thomas W. Broderick, Eric Murrow Rowen, Angela Allevato, Sandra Barry Lieberman, Stanley K. Nakamoto, Thomas A. Hryniewicki, Mark E. Krugman, Pravin V. Sharma, Kenneth E. Grubbs, Aisha Simjee, Linda F. Weissberg, Leo H. Cummins, Robert William Buster, Ronald W. Moreland, Stuart M. Gordon, Marshall Rowen, Stanley Kanow, Robert A. Baird, Raman Chopra, Maria E. Minon, Michael W. Cater, Charles T. Madden, Mark H. Ellis, William C. McMaster, James B. Tananbaum, Norman J. Rosen, Christopher C. Ohman, Gaston Cilliani, Sierra Ventures V, L.P., Bonnie S. Gillman, Laurence D. Wellikson, Annette C. Bernhut-Caplin, Mark C. Marten, Allan Wong, Richard T. Pitts, Leonard Frank Kellogg, Jr., Dawn Lynn Bruner, Jack M. Osborn, Christina K. Elliott, Scott Jeffrey Rowen, Helen Rowen, Robert Budman, Sherwin A. Gillman, Stanley P. Galant, Keith L. Gladstein, Norah Gutrecht, Judd Jessup, Judith Harrison-Monge, Kusm Ohri and Daniel F. Weissberg in 07-15900. (RR) [Entered: 04/29/2009 03:37 PM] |
| Filing 43 Submitted (ECF) Supplemental brief for review. Submitted by Appellants Shashidhar Acharya, Achauer Family Limited Partnership, Angela Allevato, Robert A. Baird, Annette C. Bernhut-Caplin, Thomas W. Broderick, Nancy K. Brownell, Dawn Lynn Bruner, Robert Budman, Robert William Buster, Michael W. Cater, Anna Lisa Chavez, Raman Chopra, Gaston Cilliani, Carmelita R. Co-Casquejo, William J. Collins, Leo H. Cummins, Christina K. Elliott, Mark H. Ellis, Stanley P. Galant, Bonnie S. Gillman, Sherwin A. Gillman, Keith L. Gladstein, Stuart M. Gordon, Kenneth E. Grubbs, Norah Gutrecht, Judith Harrison-Monge, Thomas A. Hryniewicki, Judd Jessup, Stanley Kanow, Leonard Frank Kellogg, Jr., Mark E. Krugman, Lawrence N. Kugelman, Sandra Barry Lieberman, Charles T. Madden, Alan Maderious, Mark C. Marten, William C. McMaster, Maria E. Minon, Ronald W. Moreland, Stanley K. Nakamoto, Christopher C. Ohman, Kusm Ohri, Jack M. Osborn, Richard T. Pitts, Norman J. Rosen, Eric Murrow Rowen, Helen Rowen, Marshall Rowen, Scott Jeffrey Rowen, Pravin V. Sharma, Hal S. Shimazu, Sierra Ventures V, L.P., Aisha Simjee, James B. Tananbaum, Allan G. Weiss, Daniel F. Weissberg, Linda F. Weissberg, Laurence D. Wellikson, Angela F. Wintheiser and Allan Wong. Date of service: 04/28/2009. [6900221] (Hayes, Christopher) [Entered: 04/28/2009 09:37 PM] |
| Filing 42 Submitted (ECF) Supplemental brief for review. Submitted by Appellees Cowen & Company, Cowen & Company, LLC and SG Cowen Securities Corporation. Date of service: 04/28/2009. [6900173] (Goldstein, Linda) [Entered: 04/28/2009 05:10 PM] |
| Filed clerk order: Supplemental Brief [ # 42 ] filed by Cowen & Company, Cowen & Company, LLC and SG Cowen Securities Corporation. (LC) [Entered: 04/29/2009 03:15 PM] |
| Filing 41 Filed order (PROCTER R. HUG, JOHN T. NOONAN and SANDRA S. IKUTA): The parties are ordered to submit supplemental briefs addressing the following questions:.......Both parties briefs shall be filed no later than 21 days from the date of this order, and shall be no more than 18 pages in length. (AF) [Entered: 04/07/2009 04:37 PM] |
| Filing 40 Filed (ECF) Appellants Shashidhar Acharya, Achauer Family Limited Partnership, Angela Allevato, Robert A. Baird, Annette C. Bernhut-Caplin, Thomas W. Broderick, Nancy K. Brownell, Dawn Lynn Bruner, Robert Budman, Robert William Buster, Michael W. Cater, Anna Lisa Chavez, Raman Chopra, Gaston Cilliani, Carmelita R. Co-Casquejo, William J. Collins, Leo H. Cummins, Christina K. Elliott, Mark H. Ellis, Stanley P. Galant, Bonnie S. Gillman, Sherwin A. Gillman, Keith L. Gladstein, Stuart M. Gordon, Kenneth E. Grubbs, Norah Gutrecht, Judith Harrison-Monge, Thomas A. Hryniewicki, Judd Jessup, Stanley Kanow, Leonard Frank Kellogg, Jr., Mark E. Krugman, Lawrence N. Kugelman, Sandra Barry Lieberman, Charles T. Madden, Alan Maderious, Mark C. Marten, William C. McMaster, Maria E. Minon, Ronald W. Moreland, Stanley K. Nakamoto, Christopher C. Ohman, Kusm Ohri, Jack M. Osborn, Richard T. Pitts, Norman J. Rosen, Eric Murrow Rowen, Helen Rowen, Marshall Rowen, Scott Jeffrey Rowen, Pravin V. Sharma, Hal S. Shimazu, Sierra Ventures V, L.P., Aisha Simjee, James B. Tananbaum, Allan G. Weiss, Daniel F. Weissberg, Linda F. Weissberg, Laurence D. Wellikson, Angela F. Wintheiser and Allan Wong Correspondence: Request for Correction of Misstatement of Fact Not Affecting the Judgment. Date of service: 03/11/2009 [6842026] (Borowsky, Philip) [Entered: 03/11/2009 04:50 PM] |
| Filing 39 Filed (ECF) Appellees Cowen & Company, Cowen & Company, LLC and SG Cowen Securities Corporation petition for panel rehearing and petition for rehearing en banc (from 02/11/2009 opinion). Date of service: 03/04/2009. [6832465] (Goldstein, Linda) [Entered: 03/04/2009 02:02 PM] |
| Filing 38 Filed clerk order (Deputy Clerk:tb ): Appellees motion to extend time to file petition for rehearing until 03/04/2009 is granted. (TB) [Entered: 02/25/2009 10:40 AM] |
| Filing 37 Filed (ECF) Appellees Cowen & Company, Cowen & Company, LLC and SG Cowen Securities Corporation Corrected Motion to extend time to file petition for rehearing until 03/04/2009. Date of service: 02/24/2009. [6819745] (May, Margaret) [Entered: 02/24/2009 03:34 PM] |
| Filing 36 Electronically-filed document [ # 35 ] Motion (ECF Filing) , [ # 35 ] motion to extend time to file petition for rehearing is stricken because there is an error in the document. The document is not in searchable PDF form. (TB) [Entered: 02/24/2009 01:43 PM] |
| Filing 35 Filed (ECF) Appellees Cowen & Company, Cowen & Company, LLC and SG Cowen Securities Corporation Unopposed Motion to extend time to file petition for rehearing until 03/04/2009. Date of service: 02/23/2009. [6817936] (May, Margaret) [Entered: 02/23/2009 03:39 PM] |
| Filing 34 Terminated Norman P. English for Aplts Charles Madden, et al. (RR) [Entered: 02/19/2009 12:09 PM] |
| Filing 33 Filed (ECF) Appellants Shashidhar Acharya, Achauer Family Limited Partnership, Angela Allevato, Robert A. Baird, Annette C. Bernhut-Caplin, Thomas W. Broderick, Nancy K. Brownell, Dawn Lynn Bruner, Robert Budman, Robert William Buster, Michael W. Cater, Anna Lisa Chavez, Raman Chopra, Gaston Cilliani, Carmelita R. Co-Casquejo, William J. Collins, Leo H. Cummins, Christina K. Elliott, Mark H. Ellis, Stanley P. Galant, Bonnie S. Gillman, Sherwin A. Gillman, Keith L. Gladstein, Stuart M. Gordon, Kenneth E. Grubbs, Norah Gutrecht, Judith Harrison-Monge, Thomas A. Hryniewicki, Judd Jessup, Stanley Kanow, Leonard Frank Kellogg, Jr., Mark E. Krugman, Lawrence N. Kugelman, Sandra Barry Lieberman, Charles T. Madden, Alan Maderious, Mark C. Marten, William C. McMaster, Maria E. Minon, Ronald W. Moreland, Stanley K. Nakamoto, Christopher C. Ohman, Kusm Ohri, Jack M. Osborn, Richard T. Pitts, Norman J. Rosen, Eric Murrow Rowen, Helen Rowen, Marshall Rowen, Scott Jeffrey Rowen, Pravin V. Sharma, Hal S. Shimazu, Sierra Ventures V, L.P., Aisha Simjee, James B. Tananbaum, Allan G. Weiss, Daniel F. Weissberg, Linda F. Weissberg, Laurence D. Wellikson, Angela F. Wintheiser and Allan Wong Motion for miscellaneous relief [Motion to Remove Attorney From Service List]. Date of service: 02/18/2009. [6812078] (Hayes, Christopher) [Entered: 02/18/2009 01:00 PM] |
| Filing 32 Filed (ECF) Appellants Shashidhar Acharya, Achauer Family Limited Partnership, Angela Allevato, Robert A. Baird, Annette C. Bernhut-Caplin, Thomas W. Broderick, Nancy K. Brownell, Dawn Lynn Bruner, Robert Budman, Robert William Buster, Michael W. Cater, Anna Lisa Chavez, Raman Chopra, Gaston Cilliani, Carmelita R. Co-Casquejo, William J. Collins, Leo H. Cummins, Christina K. Elliott, Mark H. Ellis, Stanley P. Galant, Bonnie S. Gillman, Sherwin A. Gillman, Keith L. Gladstein, Stuart M. Gordon, Kenneth E. Grubbs, Norah Gutrecht, Judith Harrison-Monge, Thomas A. Hryniewicki, Judd Jessup, Stanley Kanow, Leonard Frank Kellogg, Jr., Mark E. Krugman, Lawrence N. Kugelman, Sandra Barry Lieberman, Charles T. Madden, Alan Maderious, Mark C. Marten, William C. McMaster, Maria E. Minon, Ronald W. Moreland, Stanley K. Nakamoto, Christopher C. Ohman, Kusm Ohri, Jack M. Osborn, Richard T. Pitts, Norman J. Rosen, Eric Murrow Rowen, Helen Rowen, Marshall Rowen, Scott Jeffrey Rowen, Pravin V. Sharma, Hal S. Shimazu, Sierra Ventures V, L.P., Aisha Simjee, James B. Tananbaum, Allan G. Weiss, Daniel F. Weissberg, Linda F. Weissberg, Laurence D. Wellikson, Angela F. Wintheiser and Allan Wong bill of costs (Form 10) in the amount of 455.50 USD. Date of service: 02/13/2009 [6809074] (Hayes, Christopher) [Entered: 02/13/2009 04:53 PM] |
| Filing 31 Filed (ECF) Appellants Shashidhar Acharya, Achauer Family Limited Partnership, Angela Allevato, Robert A. Baird, Annette C. Bernhut-Caplin, Thomas W. Broderick, Nancy K. Brownell, Dawn Lynn Bruner, Robert Budman, Robert William Buster, Michael W. Cater, Anna Lisa Chavez, Raman Chopra, Gaston Cilliani, Carmelita R. Co-Casquejo, William J. Collins, Leo H. Cummins, Christina K. Elliott, Mark H. Ellis, Stanley P. Galant, Bonnie S. Gillman, Sherwin A. Gillman, Keith L. Gladstein, Stuart M. Gordon, Kenneth E. Grubbs, Norah Gutrecht, Judith Harrison-Monge, Thomas A. Hryniewicki, Judd Jessup, Stanley Kanow, Leonard Frank Kellogg, Jr., Mark E. Krugman, Lawrence N. Kugelman, Sandra Barry Lieberman, Charles T. Madden, Alan Maderious, Mark C. Marten, William C. McMaster, Maria E. Minon, Ronald W. Moreland, Stanley K. Nakamoto, Christopher C. Ohman, Kusm Ohri, Jack M. Osborn, Richard T. Pitts, Norman J. Rosen, Eric Murrow Rowen, Helen Rowen, Marshall Rowen, Scott Jeffrey Rowen, Pravin V. Sharma, Hal S. Shimazu, Sierra Ventures V, L.P., Aisha Simjee, James B. Tananbaum, Allan G. Weiss, Daniel F. Weissberg, Linda F. Weissberg, Laurence D. Wellikson, Angela F. Wintheiser and Allan Wong Correspondence: Counsel Listing in Published Opinion. Date of service: 02/13/2009 [6809066] (Hayes, Christopher) [Entered: 02/13/2009 04:49 PM] |
| Filing 30 FILED OPINION (PROCTER R. HUG, JOHN T. NOONAN and SANDRA S. IKUTA) VACATED; REMANDED. Judge: SSI Authoring. FILED AND ENTERED JUDGMENT. (PH) [Entered: 02/11/2009 09:18 AM] |
| Filing 29 Entered appearance of Plaintiffs/Appellants Robert William Buster, Michael W. Cater, Anna Lisa Chavez, Raman Chopra, Gaston Cilliani, Carmelita R. Co-Casquejo, William J. Collins, Leo H. Cummins, Christina K. Elliott, Mark H. Ellis, Stanley P. Galant, Sherwin A. Gillman, Bonnie S. Gillman, Keith L. Gladstein, Stuart M. Gordon, Kenneth E. Grubbs, Noah Gutrecht, Thomas A. Hryniewicki, Judd Jessup, Stanley Kanow, Leonard Frank Kellogg Jr., Mark E. Krugman, Lawrence N. Kugelman, Sandra Barry Lieberman, Alan Maderious, Mark C. Marten, William C. McMaster, Maria E. Minon, Judith Harrison-Monge, Ronald W. Moreland, Stanley K. Nakamoto, Christopher C. Ohman, Kusm Ohri, Jack M. Osborn, Richard T. Pitts, Norman J. Rosen, Eric Murrow Rowen, Helen Rowen, Marshall Rowen, Scott Jeffrey Rowen, Pravin V. Sharma, Hal S. Shimazu, Sierra Ventures V, L.P., Aisha Simjee, James B. Tananbaum, Allan G. Weiss, Daniel F. Weissberg, Linda F. Weissberg, Laurence D. Wellikson, Angela F. Wintheiser and Allan Wong. (HH) [Entered: 01/30/2009 12:45 PM] |
| Filing 28 Filed Appellees' Cowen & Company additional citations. Served on 12/30/2008. (faxed to panel) (EL) [Entered: 12/31/2008 11:25 AM] |
| Filing 27 Filed (ECF) Appellants Shashodhar Acharya, Achauer Family Limited Partnership, Angela Allevato, Robert A. Baird, Annette C. Bernhut-Caplin, Thomas W. Broderick, Nancy K. Brownell, Dawn Lynn Bruner, Robert Budman and Charles T. Madden correspondence directed to the Clerk of the Court related to a pending case per 9th Circuit Rule 25-2. Date of service: 12/24/2008 [6749339] (Hayes, Christopher) [Entered: 12/24/2008 01:13 PM] |
| Filing 26 Filed (ECF) Appellants Shashodhar Acharya, Achauer Family Limited Partnership, Angela Allevato, Robert A. Baird, Annette C. Bernhut-Caplin, Thomas W. Broderick, Nancy K. Brownell, Dawn Lynn Bruner, Robert Budman and Charles T. Madden citation of supplemental authorities. Date of service: 12/24/2008. [6749281] (Hayes, Christopher) [Entered: 12/24/2008 12:35 PM] |
| Filing 25 ARGUED AND SUBMITTED TO PROCTER R. HUG, JOHN T. NOONAN and SANDRA S. IKUTA. (MA) [Entered: 11/21/2008 11:27 AM] |
| Filing 24 Notice of Oral Argument on NOVEMBER Calendar. Please return ACKNOWLEDGEMENT OF HEARING NOTICE form to: SAN FRANCISCO Office. Attention: The Notice of Docket Activity may not list your case number. Please open attached documents to view details about your case. (AM) [Entered: 10/02/2008 03:49 PM] |
| Filing 23 CALENDARED: 11/21/2008 9:00 AM San Francisco, CA Courtroom 2 (AM) [Entered: 09/22/2008 09:49 AM] |
| Filing 22 Calendar materials being prepared. (AM) [Entered: 09/08/2008 03:02 PM] |
| Filing 21 Calendar check performed. (MW) [Entered: 07/09/2008 12:06 PM] |
| Filing 20 Received notice of change of address dated 05/02/2008 from Philip Borowsky, Esq., Norman P. English, Esq. and f Christopher J. Hayes, Esq. Current new address: BOROWSKY & HAYES, LLP, 100 Spear Street, Suite 1640, San Francisco, CA 94105-1571. (EU) [Entered: 05/26/2008 04:03 PM] |
| Filing 18 Filed original and 15 copies aplts reply brief, ( Informal: no ) 28 pages; served on 12/10/07 [07-15900] (CW) [Entered: 12/11/2007 07:42 AM] |
| Filing 17 14 day oral extension by phone of time to file 's reply brief. [07-15900] appellants' reply brief due ; (LKK) [Entered: 11/16/2007 01:24 PM] |
| Filing 15 Filed original and 15 copies appellee Cowen & Company, SG Cown Securities, Cowen & Company, LLC's 56 pages brief, 2 vols. SER; served on 11/7/07 [07-15900] (LA) [Entered: 11/13/2007 02:59 PM] |
| Filing 14 14 day oral extension by phone of time to file Appellee Cowen & Company, Appellee SG Cown Securities, Appellee Cowen & Company, LLC's brief. The answering brief is due 11/7/07; the optional rpely brief is due 14 days after service of the answering brief. [07-15900] (GS) [Entered: 10/18/2007 01:19 PM] |
| Filing 12 Filed original and 15 copies aplts opening brief ( Informal: no) 46 pages and five excerpts of record in 3 vols; on 9/24/07 [07-15900] (CW) [Entered: 09/25/2007 11:33 AM] |
| Filing 11 14 day oral extension by phone of time to file Appellants' opening brief. [07-15900] appellants' opening brief due September 24, 2007; appellees' answering brief due October 24, 2007; and the optional reply brief is due 14 days after service of the answering brief. (XX) [Entered: 09/07/2007 11:59 AM] |
| Filing 10 Filed order CONFATT (RGA) The court has determined that this appeal will not be selected for inclusion in the Mediation Program. All further inquiries regarding this appeal, including requests for extensions of time, should be directed to the Clerk's office. Counsel are requested to contact the Circuit Mediator should circumstances develop that warrant further settlement discussions while the appeal is pending. [07-15900] (LC) [Entered: 07/27/2007 08:41 AM] |
| Filing 8 Filed order CONFATT (RGA) The court will initiate a further assessment conference by telephone on 7/25/07, at 2:00 p.m. PACIFIC (SF) Time. [07-15900] (RC) [Entered: 07/20/2007 08:30 AM] |
| Filing 7 Rec'd notice of change of law firm address change from Kimberly Zelnick , Linda C. Goldstein, Margaret G. May, David M. Jolley 6/27/07. COVINGTON & BURLING LLP 620 Eighth Avenue NY, NY 10018-1405. COMPUTERS [07-15900] (CW) [Entered: 07/03/2007 08:53 AM] |
| Filing 6 Filed order CONFATT (vls) Case referred to Confatt for assessment conference only. Telephone Conference to be on 7/18/07 at 2:00pm. San Francisco Time., setting schedule as follows: appellants' brief, excerpts of record are due 9/10/07; appellees' brief due 10/10/07; aplts may file an opt reply brf w/i 14 days from the service date of the ans brf. [07-15900] (JI) [Entered: 05/29/2007 11:48 AM] |
| Filing 4 Filed Philip Borowsky Civil Appeals Docketing Statement served on 5/17/07 (to CONFATT) [07-15900] [07-15900] (GR) [Entered: 05/22/2007 03:28 PM] |
| Filing 3 Filed certificate of record on appeal RT filed in DC NT [07-15900] (GR) [Entered: 05/22/2007 03:27 PM] |
| Filing 2 filed notice of representation of Philip Borowsky, Christopher J. Hayes, and Norman P. English as counsel of aplts. [07-15900] (GR) [Entered: 05/22/2007 03:27 PM] |
| Filing 1 DOCKETED CAUSE AND ENTERED APPEARANCES OF COUNSEL. CADS SENT (Y/N): n. setting schedule as follows: appellant's opening brief is due 7/2/07,, ; appellees' brief is due 8/1/07,, ; appellants' reply brief is due 8/15/07,, ; [07-15900] (GR) [Entered: 05/22/2007 03:23 PM] |
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