Justia Dockets & Filings Ninth Circuit U.S. Court of Appeals, Ninth Circuit Maria Brezden, et al v. Associated Securities Corp., et al

Maria Brezden, et al v. Associated Securities Corp., et al

Petitioner - Appellee,:	MARIA BREZDEN, individually and on behalf of the Maria Brezden IRA and as Trustee of the Brezden Family Trust, CLAYTON W. BECK, individually and on behalf of the Clayton Beck IRA, JOHN BREZDEN, individually and on behalf of the John Brezden IRA and as Trustee of the Brezden Family Trust, KATHY BECK, individually and on behalf of the Kathy Beck IRA, DARCIA FULKERSON, JONATHAN FULKERSON, DEBBIE BEVERLY, individually and on behalf of The Alan Beverly IRA and as Trustee of The Alan and Deborah Beverly Family Trust, KEVIN A. HOWARD, MARK GUIDL, individually and as Trustee of The Mark Gruidl Trust, ANGELA SOLL, individually and as Trustee of The Soll Trust, MARK SOLL, individually and as Trustee of The Soll Trust, Trustee of the Central Coast Chest Consultants Trust Profit Sharing Plan-Mark Soll and Trustee of The Central Coast Chest Consultants Profit Sharing Plan, WILLIAM SIMA, individually and on behalf of The William Sima-MD 401(K) PSP and as Trustee of the William and Dawn Sima Trust, GAIL STONEBURG, individually and as Beneficiary of The Charles Stoneburg Estate, MARK R. BAKER, individually and on behalf of The Mark Baker IRA and as Trustee of The Baker Family Trust, MICHAEL KROUT, individually and as Trustee of The Michael S. Krout, A Law Corporation, Profit Sharing Plan, WILLIAM M. RUSSELL, individually and on behalf of The William Russell Associates of SLO FBO William Russell Profit Sharing Plan, RENA STATHACOPOULOS, individually and on behalf of The San Luis Obispo Eye Profit Sharing Plan, CAROLE RENFRO, individually and as Trustee of The Charles and Carole Renfro Trust, AUDREY SCHAEFER, individually and on behalf of The Audrey Schaefer Roth IRA, MICHAEL SCHAEFER, individually and on behalf of The Michael Schaefer Roth IRA, STEPHANIE SCHAEFER, individually and on behalf of The Stephanie Schaeffer IRA, LINDA GAFFNEY, individually and as Trustee of The Jeff and Tammy Bourne Family Trust and TAMMY BOURNE, individually and as Trustee of The Jeff and Tammy Bourne Family Trust
Respondent - Appellant,:	ASSOCIATED SECURITIES CORP.
Respondent,:	JEFFREY ALLAN FORREST
Case Number:	09-56155
Filed:	July 24, 2009
Court:	U.S. Court of Appeals, Ninth Circuit
Presiding Judge:
Nature of Suit:	Other Fraud

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Petitioner - appellee,: MARIA BREZDEN, individually and on behalf of the Maria Brezden IRA and as Trustee of the Brezden Family Trust
Represented By:	Philip Aidikoff
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Petitioner - appellee,: CLAYTON W. BECK, individually and on behalf of the Clayton Beck IRA
Represented By:	Philip Aidikoff
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Petitioner - appellee,: JOHN BREZDEN, individually and on behalf of the John Brezden IRA and as Trustee of the Brezden Family Trust
Represented By:	Philip Aidikoff
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Petitioner - appellee,: KATHY BECK, individually and on behalf of the Kathy Beck IRA
Represented By:	Philip Aidikoff
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Petitioner - appellee,: DARCIA FULKERSON
Represented By:	Philip Aidikoff
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Petitioner - appellee,: JONATHAN FULKERSON
Represented By:	Philip Aidikoff
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Petitioner - appellee,: DEBBIE BEVERLY, individually and on behalf of The Alan Beverly IRA and as Trustee of The Alan and Deborah Beverly Family Trust
Represented By:	Philip Aidikoff
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Petitioner - appellee,: KEVIN A. HOWARD
Represented By:	Philip Aidikoff
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Petitioner - appellee,: MARK GUIDL, individually and as Trustee of The Mark Gruidl Trust
Represented By:	Philip Aidikoff
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Petitioner - appellee,: ANGELA SOLL, individually and as Trustee of The Soll Trust
Represented By:	Philip Aidikoff
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Petitioner - appellee,: MARK SOLL, individually and as Trustee of The Soll Trust, Trustee of the Central Coast Chest Consultants Trust Profit Sharing Plan-Mark Soll and Trustee of The Central Coast Chest Consultants Profit Sharing Plan
Represented By:	Philip Aidikoff
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Petitioner - appellee,: WILLIAM SIMA, individually and on behalf of The William Sima-MD 401(K) PSP and as Trustee of the William and Dawn Sima Trust
Represented By:	Philip Aidikoff
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Petitioner - appellee,: GAIL STONEBURG, individually and as Beneficiary of The Charles Stoneburg Estate
Represented By:	Philip Aidikoff
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Petitioner - appellee,: MARK R. BAKER, individually and on behalf of The Mark Baker IRA and as Trustee of The Baker Family Trust
Represented By:	Philip Aidikoff
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Petitioner - appellee,: MICHAEL KROUT, individually and as Trustee of The Michael S. Krout, A Law Corporation, Profit Sharing Plan
Represented By:	Philip Aidikoff
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Petitioner - appellee,: WILLIAM M. RUSSELL, individually and on behalf of The William Russell Associates of SLO FBO William Russell Profit Sharing Plan
Represented By:	Philip Aidikoff
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Petitioner - appellee,: RENA STATHACOPOULOS, individually and on behalf of The San Luis Obispo Eye Profit Sharing Plan
Represented By:	Philip Aidikoff
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Petitioner - appellee,: CAROLE RENFRO, individually and as Trustee of The Charles and Carole Renfro Trust
Represented By:	Philip Aidikoff
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Petitioner - appellee,: AUDREY SCHAEFER, individually and on behalf of The Audrey Schaefer Roth IRA
Represented By:	Philip Aidikoff
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Petitioner - appellee,: MICHAEL SCHAEFER, individually and on behalf of The Michael Schaefer Roth IRA
Represented By:	Philip Aidikoff
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Petitioner - appellee,: STEPHANIE SCHAEFER, individually and on behalf of The Stephanie Schaeffer IRA
Represented By:	Philip Aidikoff
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Petitioner - appellee,: LINDA GAFFNEY, individually and as Trustee of The Jeff and Tammy Bourne Family Trust
Represented By:	Philip Aidikoff
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Petitioner - appellee,: TAMMY BOURNE, individually and as Trustee of The Jeff and Tammy Bourne Family Trust
Represented By:	Philip Aidikoff
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Respondent - appellant,: ASSOCIATED SECURITIES CORP.
Represented By:	G. Thomas Fleming
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Respondent,: JEFFREY ALLAN FORREST
Represented By:	Elise D. Klein
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