John Hurry, et al v. FINRA, et al
Plaintiff / Appellant: JOHN J. HURRY, JUSTINE HURRY, INVESTMENT SERVICES CORPORATION, an Arizona corporation, HURRY FAMILY REVOCABLE TRUST, Dated amended November 26, 2012, INVESTMENT SERVICES PARTNERS, LLC, an Arizona limited liability company, SCOTTSDALE CAPITAL ADVISORS PARTNERS, LLC, an Arizona limited liability company, SCAP I, LLC, an Arizona limited liability company, SCAP II, LLC, an Arizona limited liability company, SCAP III, LLC, an Arizona limited liability company, SCAP 4, LLC, an Arizona limited liability company, SCAP 6, LLC, a Nevada limited liability company, SCAP 7, LLC, a Nevada limited liability company, SCAP 8, LLC, an Arizona limited liability company, SCAP 9, LLC, a Nevada limited liability company, SCAP 10, LLC, a Nevada limited liability company, BRICFM, LLC, a California limited liability company, DBA Corner of Paradise Ice Cream Store, CJ3, LLC, a Montana limited liability company, ASSOCIATION OF SECURITIES DEALERS, LLC, a Delaware limited liability company, SCAP 5, LLC, an Arizona limited liability company, INVESTMENT SERVICES CAPITAL, LLC, a Nevada limited liability company, INVESTMENT SERVICES HOLDINGS CORPORATION, a Nevada corporation, NEWCONMGT, LLC, a Nevada limited liability company, ISC, LLC, an Alaska limited liability company, ISHC, LLC, a Montana limited liability company, NEWMGT, LLC, a Nevada limited liability company, SCAINTL, LLC, a Nevada limited liability company, FLJH, LLC, a Nevada limited liability company, ASD HOLDING COMPANY, LLC, a Delaware limited liability company and HURRY FOUNDATION, a Nevada non-profit 501(c)(3) organization
Defendant / Appellee: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. (FINRA), a Delaware corporation and SCOTT M. ANDERSON
Case Number: 18-15748
Filed: April 27, 2018
Court: U.S. Court of Appeals, Ninth Circuit
Nature of Suit: Other Statutory Actions
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This docket was last retrieved on April 21, 2020. A more recent docket listing may be available from PACER.

Date Filed Document Text
April 21, 2020 Filing 44 Supreme Court Case Info Case number: 19-643 Filed on: 11/12/2019 Cert Petition Action 1: Denied, 04/20/2020 [11667354] (JFF) [Entered: 04/21/2020 01:27 PM]
November 20, 2019 Filing 43 Supreme Court Case Info Case number: 19-643 Filed on: 11/12/2019 Cert Petition Action 1: Pending [11505327] (RR) [Entered: 11/20/2019 11:39 AM]
August 21, 2019 Filing 42 MANDATE ISSUED.(AWT, SPG and JBO) [11404732] (JFF) [Entered: 08/21/2019 09:07 AM]
August 13, 2019 Filing 41 Filed order (A. WALLACE TASHIMA, SUSAN P. GRABER and JOHN B. OWENS) Appellants petition for panel rehearing is DENIED [11396110] (WL) [Entered: 08/13/2019 02:34 PM]
August 12, 2019 Filing 40 Filed (ECF) Appellants John J. Hurry, Justine Hurry, Investment Services Corporation and Scottsdale Capital Advisors Partners, LLC petition for panel rehearing (from 07/29/2019 memorandum). Date of service: 08/12/2019. [11394088] [18-15748]--[COURT UPDATE: Attached searchable PDF of PFR and attached memorandum 08/12/2019 by NAC] (Esper, Dilan) [Entered: 08/12/2019 11:33 AM]
July 29, 2019 Filing 39 FILED MEMORANDUM DISPOSITION (A. WALLACE TASHIMA, SUSAN P. GRABER and JOHN B. OWENS) AFFIRMED. FILED AND ENTERED JUDGMENT. [11378936] (AKM) [Entered: 07/29/2019 08:32 AM]
July 12, 2019 Filing 38 Filed Audio recording of oral argument. Note: Video recordings of public argument calendars are available on the Court's website, at # http://www.ca9.uscourts.gov/media/ [11365252] (KAD) [Entered: 07/16/2019 01:35 PM]
July 12, 2019 Filing 37 ARGUED AND SUBMITTED TO A. WALLACE TASHIMA, SUSAN P. GRABER and JOHN B. OWENS. [11361501] (KAD) [Entered: 07/12/2019 09:18 AM]
June 20, 2019 Filing 36 Filed clerk order (Deputy Clerk: WL): The parties are directed to focus their oral presentations on the following issues: (1) Whether we may affirm judgment for Defendants on the Privacy Act claim on the following alternative ground: Plaintiffs did not allege the release of records of natural persons, Red Brief at 5859; 5 ER 111718, and Plaintiffs waived any rebuttal by failing to respond to this argument before this court or the district court, Gray Brief at 89; 4 ER 97577. See, e.g., Hamilton v. Brown, 630 F.3d 889, 893 (9th Cir. 2011) ("We may affirm the district court on any ground supported by the record."). (2) Whether the district court correctly granted summary judgment on the leak-related claims because only speculative evidence supported the theory that FINRA was the source of any leaks. [11339293] (WL) [Entered: 06/20/2019 01:30 PM]
June 20, 2019 Filing 35 Deleted Incorrect Entry (Incorrect Event Used). [11339275] (WL) [Entered: 06/20/2019 01:24 PM]
June 20, 2019 Filing 34 Filed (ECF) Acknowledgment of hearing notice by Attorney Gregory Alan Davis, Esquire for Appellee Scott M. Anderson. Hearing in Portland on 07/12/2019 at 09:00 A.M. (Courtroom: 2nd Floor Courtroom). Filer sharing argument time: No. (Argument minutes: 15.) Special accommodations: NO. Filer admission status: I certify that I am admitted to practice before this Court. Date of service: 06/20/2019. [11338768] [18-15748] (Davis, Gregory) [Entered: 06/20/2019 10:06 AM]
May 21, 2019 Filing 33 Added attorney Dilan A. Esper for Scottsdale Capital Advisors Partners, LLC Justine Hurry John J. Hurry Investment Services Corporation, in case 18-15748. [11304856] (JFF) [Entered: 05/21/2019 03:48 PM]
May 21, 2019 Filing 32 Filed (ECF) notice of appearance of Dilan A. Esper for Appellants John J. Hurry, Justine Hurry, Investment Services Corporation and Scottsdale Capital Advisors Partners, LLC. Date of service: 05/21/2019. (Party previously proceeding without counsel: No) [11304806] [18-15748] (Esper, Dilan) [Entered: 05/21/2019 03:32 PM]
May 21, 2019 Filing 31 Terminated Dilan A. Esper for Scottsdale Capital Advisors Partners, LLC, SCAP III, LLC, SCAP II, LLC, SCAP I, LLC, SCAP 9, LLC, SCAP 8, LLC, SCAP 7, LLC, SCAP 6, LLC, SCAP 5, LLC, SCAP 4, LLC, SCAP 10, LLC, SCAINTL, LLC, NEWMGT, LLC, NEWCONMGT, LLC, Investment Services Partners, LLC, Investment Services Holdings Corporation, Investment Services Corporation, Investment Services Capital, LLC, ISHC, LLC, ISC, LLC, Hurry Foundation, Hurry Family Revocable Trust, Justine Hurry, John J. Hurry, FLJH, LLC, CJ3, LLC, BRICFM, LLC, Association of Securities Dealers, LLC and ASD Holding Company, LLC in 18-15748 [11304031] (JFF) [Entered: 05/21/2019 09:55 AM]
May 21, 2019 Filing 30 Filed (ECF) Acknowledgment of hearing notice by Attorney Dilan A. Esper, Esquire for Appellants ASD Holding Company, LLC, Association of Securities Dealers, LLC, BRICFM, LLC, CJ3, LLC, FLJH, LLC, Hurry Family Revocable Trust, Hurry Foundation, John J. Hurry, Justine Hurry, Investment Services Capital, LLC, Investment Services Corporation, Investment Services Holdings Corporation, Investment Services Partners, LLC, ISC, LLC, ISHC, LLC, NEWCONMGT, LLC, NEWMGT, LLC, SCAINTL, LLC, SCAP 10, LLC, SCAP 4, LLC, SCAP 5, LLC, SCAP 6, LLC, SCAP 7, LLC, SCAP 8, LLC, SCAP 9, LLC, SCAP I, LLC, SCAP II, LLC, SCAP III, LLC and Scottsdale Capital Advisors Partners, LLC. Hearing in Portland on 07/12/2019 at 09:00 A.M. (Courtroom: 2nd Floor Courtroom). Filer sharing argument time: No. (Argument minutes: 15.) Special accommodations: NO. Filer admission status: I certify that I am admitted to practice before this Court. Date of service: 05/21/2019. [11303765] [18-15748] (Esper, Dilan) [Entered: 05/21/2019 07:49 AM]
May 21, 2019 Filing 29 Filed (ECF) Notice of withdrawal of counsel. Filed by Attorney Dilan A. Esper, Esquire for Appellants ASD Holding Company, LLC, Association of Securities Dealers, LLC, BRICFM, LLC, CJ3, LLC, FLJH, LLC, Hurry Family Revocable Trust, Hurry Foundation, John J. Hurry, Justine Hurry, Investment Services Capital, LLC, Investment Services Corporation, Investment Services Holdings Corporation, Investment Services Partners, LLC, ISC, LLC, ISHC, LLC, NEWCONMGT, LLC, NEWMGT, LLC, SCAINTL, LLC, SCAP 10, LLC, SCAP 4, LLC, SCAP 5, LLC, SCAP 6, LLC, SCAP 7, LLC, SCAP 8, LLC, SCAP 9, LLC, SCAP I, LLC, SCAP II, LLC, SCAP III, LLC and Scottsdale Capital Advisors Partners, LLC. Party proceeding without counsel: No. Date of service: 05/21/2019. [11303760] [18-15748] (Esper, Dilan) [Entered: 05/21/2019 07:43 AM]
May 20, 2019 Filing 28 Added attorney Dilan A. Esper for SCAP 6, LLC FLJH, LLC SCAP III, LLC CJ3, LLC ISC, LLC SCAP 9, LLC Investment Services Capital, LLC SCAP II, LLC Hurry Foundation Investment Services Partners, LLC SCAP 8, LLC SCAP 5, LLC Hurry Family Revocable Trust NEWCONMGT, LLC SCAP I, LLC ASD Holding Company, LLC Investment Services Holdings Corporation Justine Hurry BRICFM, LLC John J. Hurry SCAP 4, LLC NEWMGT, LLC ISHC, LLC SCAINTL, LLC Scottsdale Capital Advisors Partners, LLC Association of Securities Dealers, LLC SCAP 7, LLC SCAP 10, LLC Investment Services Corporation, in case 18-15748. [11302998] (JFF) [Entered: 05/20/2019 01:45 PM]
May 20, 2019 Filing 27 Filed (ECF) notice of appearance of Dilan A. Esper for Appellants ASD Holding Company, LLC, Association of Securities Dealers, LLC, BRICFM, LLC, CJ3, LLC, FLJH, LLC, Hurry Family Revocable Trust, Hurry Foundation, John J. Hurry, Justine Hurry, Investment Services Capital, LLC, Investment Services Corporation, Investment Services Holdings Corporation, Investment Services Partners, LLC, ISC, LLC, ISHC, LLC, NEWCONMGT, LLC, NEWMGT, LLC, SCAINTL, LLC, SCAP 10, LLC, SCAP 4, LLC, SCAP 5, LLC, SCAP 6, LLC, SCAP 7, LLC, SCAP 8, LLC, SCAP 9, LLC, SCAP I, LLC, SCAP II, LLC, SCAP III, LLC and Scottsdale Capital Advisors Partners, LLC. Date of service: 05/20/2019. (Party previously proceeding without counsel: No) [11302944] [18-15748] (Esper, Dilan) [Entered: 05/20/2019 01:27 PM]
April 28, 2019 Filing 26 Notice of Oral Argument on Friday, July 12, 2019 - 09:00 A.M. - PO 2nd Floor Ctrm - Portland OR. View the Oral Argument Calendar for your case # here . Be sure to review the # GUIDELINES for important information about your hearing, including when to arrive (30 minutes before the hearing time) and when and how to submit additional citations (filing electronically as far in advance of the hearing as possible). If you are the specific attorney or self-represented party who will be arguing, use the # ACKNOWLEDGMENT OF HEARING NOTICE filing type in CM/ECF no later than 21 days before Friday, July 12, 2019. No form or other attachment is required. If you will not be arguing, do not file an acknowledgment of hearing notice.[11279711] (AW) [Entered: 04/28/2019 06:12 AM]
March 19, 2019 Filing 24 This case is being considered for an upcoming oral argument calendar in Portland Please review the Portland sitting dates for July 2019 and the 2 subsequent sitting months in that location at # http://www.ca9.uscourts.gov/court_sessions . If you have an unavoidable conflict on any of the dates, please file # Form 32 within 3 business days of this notice using the CM/ECF filing type Response to Case Being Considered for Oral Argument . Please follow the form's # instructions carefully. When setting your argument date, the court will try to work around unavoidable conflicts; the court is not able to accommodate mere scheduling preferences. You will receive notice that your case has been assigned to a calendar approximately 10 weeks before the scheduled oral argument date. If the parties wish to discuss settlement before an argument date is set, they should jointly request referral to the mediation unit by filing a letter within 3 business days of this notice , using CM/ECF ( Type of Document : File Correspondence to Court; Subject : request for mediation).[11233978] (AW) [Entered: 03/19/2019 01:02 PM]
March 18, 2019 Filing 25 Received 7 paper copies of Reply Brief [ # 22 ] filed by appellants. [11234543] (DB) [Entered: 03/19/2019 03:38 PM]
October 26, 2018 Filing 23 Filed clerk order: The reply brief [ # 22 ] submitted by appellants is filed. Within 7 days of the filing of this order, filer is ordered to file 7 copies of the brief in paper format, accompanied by certification, attached to the end of each copy of the brief, that the brief is identical to the version submitted electronically. Cover color: gray. The paper copies shall be printed from the PDF version of the brief created from the word processing application, not from PACER or Appellate CM/ECF. [11061906] (SML) [Entered: 10/26/2018 11:12 AM]
October 25, 2018 Filing 22 Submitted (ECF) Reply Brief for review. Submitted by Appellants John J. Hurry, Justine Hurry, Investment Services Corporation and Scottsdale Capital Advisors Partners, LLC. Date of service: 10/25/2018. [11060238] [18-15748] (Susman, Jordan) [Entered: 10/25/2018 12:12 PM]
October 9, 2018 Filing 21 Received 7 paper copies of Answering Brief [ # 17 ] filed by Scott M. Anderson and Financial Industry Regulatory Authority, Inc. (FINRA). [11040563] (DB) [Entered: 10/10/2018 10:10 AM]
October 9, 2018 Filing 20 Filed 4 paper copies of supplemental excerpts of record [ # 18 ] in 1 volume(s) filed by Appellees Scott M. Anderson and Financial Industry Regulatory Authority, Inc. (FINRA). [11039686] (SML) [Entered: 10/09/2018 03:31 PM]
October 4, 2018 Filing 19 Filed clerk order: The answering brief [ # 17 ] submitted by Scott M. Anderson and Financial Industry Regulatory Authority, Inc. (FINRA) is filed. Within 7 days of the filing of this order, filer is ordered to file 7 copies of the brief in paper format, accompanied by certification, attached to the end of each copy of the brief, that the brief is identical to the version submitted electronically. Cover color: red. The paper copies shall be printed from the PDF version of the brief created from the word processing application, not from PACER or Appellate CM/ECF. The Court has reviewed the supplemental excerpts of record [ # 18 ] submitted by Scott M. Anderson and Financial Industry Regulatory Authority, Inc. (FINRA). Within 7 days of this order, filer is ordered to file 4 copies of the excerpts in paper format, with a white cover. The paper copies must be in the format described in 9th Circuit Rule 30-1.6. [11035990] (SML) [Entered: 10/04/2018 03:49 PM]
October 4, 2018 Filing 18 Submitted (ECF) supplemental excerpts of record. Submitted by Appellees Scott M. Anderson and Financial Industry Regulatory Authority, Inc. (FINRA). Date of service: 10/04/2018. [11035901] [18-15748] (Davis, Gregory) [Entered: 10/04/2018 03:29 PM]
October 4, 2018 Filing 17 Submitted (ECF) Answering Brief for review. Submitted by Appellees Scott M. Anderson and Financial Industry Regulatory Authority, Inc. (FINRA). Date of service: 10/04/2018. [11035899] [18-15748] (Davis, Gregory) [Entered: 10/04/2018 03:28 PM]
August 20, 2018 Filing 16 Streamlined request [15] by Appellees Scott M. Anderson and Financial Industry Regulatory Authority, Inc. (FINRA) to extend time to file the brief is approved. Amended briefing schedule: Appellees Scott M. Anderson and Financial Industry Regulatory Authority, Inc. (FINRA) answering brief due 10/04/2018. The optional reply brief is due 21 days from the date of service of the answering brief. [10982410] (Witt, Dusty) [Entered: 08/20/2018 02:14 PM]
August 20, 2018 Filing 15 Filed (ECF) Streamlined request for extension of time to file Answering Brief by Appellees Scott M. Anderson and Financial Industry Regulatory Authority, Inc. (FINRA). New requested due date is 10/04/2018. [10981883] [18-15748] (Schneider, Gregory) [Entered: 08/20/2018 10:50 AM]
August 10, 2018 Filing 14 Filed 4 paper copies of excerpts of record [ # 11 ] in 5 volume(s) filed by appellants. [10977090] (LA) [Entered: 08/14/2018 05:45 PM]
August 10, 2018 Filing 13 Received 7 paper copies of Opening Brief [ # 10 ] filed by appellants. [10973750] (DB) [Entered: 08/10/2018 04:32 PM]
August 8, 2018 Filing 12 Filed clerk order: The opening brief [ # 10 ] submitted by appellants is filed. Within 7 days of the filing of this order, filer is ordered to file 7 copies of the brief in paper format, accompanied by certification, attached to the end of each copy of the brief, that the brief is identical to the version submitted electronically. Cover color: blue. The paper copies shall be printed from the PDF version of the brief created from the word processing application, not from PACER or Appellate CM/ECF. The Court has reviewed the excerpts of record [ # 11 ] submitted by appellants. Within 7 days of this order, filer is ordered to file 4 copies of the excerpts in paper format, with a white cover. The paper copies must be in the format described in 9th Circuit Rule 30-1.6. [10970132] (SML) [Entered: 08/08/2018 11:15 AM]
August 3, 2018 Filing 11 Submitted (ECF) excerpts of record. Submitted by Appellants John J. Hurry, Justine Hurry, Investment Services Corporation and Scottsdale Capital Advisors Partners, LLC. Date of service: 08/03/2018. [10966012] [18-15748]--[COURT UPDATE: Attached corrected PDFs of excerpts. 08/07/2018 by RY] (Susman, Jordan) [Entered: 08/03/2018 03:17 PM]
August 3, 2018 Filing 10 Submitted (ECF) Opening Brief for review. Submitted by Appellants John J. Hurry, Justine Hurry, Investment Services Corporation and Scottsdale Capital Advisors Partners, LLC. Date of service: 08/03/2018. [10965999] [18-15748]--[COURT UPDATE: Attached corrected PDF of brief. 08/07/2018 by RY]--[Edited: attached corrected PDF of brief (includes corporate disclosure statement). 08/08/2018 by RY] (Susman, Jordan) [Entered: 08/03/2018 03:11 PM]
May 29, 2018 Filing 9 MEDIATION ORDER FILED: This case is RELEASED from the Mediation Program. Counsel are requested to contact the Circuit Mediator should circumstances develop that warrant further settlement discussions. The briefing schedule previously established by the court remains in effect. [10888121] (MS) [Entered: 05/29/2018 02:21 PM]
May 11, 2018 Filing 8 MEDIATION ORDER FILED: The Mediation Program of the 9th Circuit Court of Appeals facilitates settlement while appeals are pending. By 05/25/2018, counsel for all parties intending to file briefs in this matter are requested to inform the Circuit Mediator by email of their clients' views on whether the issues on appeal or the underlying dispute might be amenable to settlement presently or in the foreseeable future. This communication will be kept confidential, if requested... This communication should not be filed with the court... The existing briefing schedule remains in effect... [10869407] (VS) [Entered: 05/11/2018 09:54 AM]
May 11, 2018 Filing 7 Added attorney Jordan Susman for SCAP 6, LLC FLJH, LLC SCAP III, LLC CJ3, LLC ISC, LLC SCAP 9, LLC Investment Services Capital, LLC SCAP II, LLC Hurry Foundation Investment Services Partners, LLC SCAP 8, LLC SCAP 5, LLC Hurry Family Revocable Trust NEWCONMGT, LLC SCAP I, LLC ASD Holding Company, LLC Investment Services Holdings Corporation Justine Hurry BRICFM, LLC John J. Hurry SCAP 4, LLC NEWMGT, LLC ISHC, LLC SCAINTL, LLC Scottsdale Capital Advisors Partners, LLC Association of Securities Dealers, LLC SCAP 7, LLC SCAP 10, LLC Investment Services Corporation, in case 18-15748. [10869247] (NAC) [Entered: 05/11/2018 08:52 AM]
May 10, 2018 Filing 6 Filed (ECF) notice of appearance of Jordan Susman for Appellants ASD Holding Company, LLC, Association of Securities Dealers, LLC, BRICFM, LLC, CJ3, LLC, FLJH, LLC, Hurry Family Revocable Trust, Hurry Foundation, John J. Hurry, Justine Hurry, Investment Services Capital, LLC, Investment Services Corporation, Investment Services Holdings Corporation, Investment Services Partners, LLC, ISC, LLC, ISHC, LLC, NEWCONMGT, LLC, NEWMGT, LLC, SCAINTL, LLC, SCAP 10, LLC, SCAP 4, LLC, SCAP 5, LLC, SCAP 6, LLC, SCAP 7, LLC, SCAP 8, LLC, SCAP 9, LLC, SCAP I, LLC, SCAP II, LLC, SCAP III, LLC and Scottsdale Capital Advisors Partners, LLC. Date of service: 05/10/2018. [10869046] [18-15748] (Susman, Jordan) [Entered: 05/10/2018 04:41 PM]
May 9, 2018 Filing 5 Filed (ECF) Appellants ASD Holding Company, LLC, Association of Securities Dealers, LLC, BRICFM, LLC, CJ3, LLC, FLJH, LLC, Hurry Family Revocable Trust, Hurry Foundation, John J. Hurry, Justine Hurry, Investment Services Capital, LLC, Investment Services Corporation, Investment Services Holdings Corporation, Investment Services Partners, LLC, ISC, LLC, ISHC, LLC, NEWCONMGT, LLC, NEWMGT, LLC, SCAINTL, LLC, SCAP 10, LLC, SCAP 4, LLC, SCAP 5, LLC, SCAP 6, LLC, SCAP 7, LLC, SCAP 8, LLC, SCAP 9, LLC, SCAP I, LLC, SCAP II, LLC, SCAP III, LLC and Scottsdale Capital Advisors Partners, LLC Mediation Questionnaire. Date of service: 05/09/2018. [10866529] [18-15748] (Tovrea, Carlie) [Entered: 05/09/2018 10:05 AM]
May 8, 2018 Filing 4 COURT DELETED INCORRECT ENTRY. Notice about deletion sent to case participants registered for electronic filing. Correct Entry: [ # 6 ]. Original Text: Filed (ECF) notice of appearance of Jordan Susman for Appellants ASD Holding Company, LLC, Association of Securities Dealers, LLC, BRICFM, LLC, CJ3, LLC, FLJH, LLC, Hurry Family Revocable Trust, Hurry Foundation, John J. Hurry, Justine Hurry, Investment Services Capital, LLC, Investment Services Corporation, Investment Services Holdings Corporation, Investment Services Partners, LLC, ISC, LLC, ISHC, LLC, NEWCONMGT, LLC, NEWMGT, LLC, SCAINTL, LLC, SCAP 10, LLC, SCAP 4, LLC, SCAP 5, LLC, SCAP 6, LLC, SCAP 7, LLC, SCAP 8, LLC, SCAP 9, LLC, SCAP I, LLC, SCAP II, LLC, SCAP III, LLC and Scottsdale Capital Advisors Partners, LLC. Date of service: 05/08/2018. [10865581] [18-15748] (Stonerock, Ryan) [Entered: 05/08/2018 01:09 PM]
May 7, 2018 Filing 3 Terminated George Brandon for Financial Industry Regulatory Authority, Inc. (FINRA) and Scott M. Anderson in 18-15748 - RETIRED (Due to incorrect ECF account information). [10863117] (SLM) [Entered: 05/07/2018 09:44 AM]
May 7, 2018 Filing 2 MEDIATION ORDER FILED: The court of appeals' records do not indicate that appellant has filed a mediation questionnaire in accordance with Cir. R. 3-4. Within seven (7) days of the filing date of this order, appellant shall file a Mediation Questionnaire...dismiss the appeal voluntarily... or show cause in writing why this appeal should not be dismissed. Failure to comply with this order will result in dismissal pursuant to Ninth Cir. R. 42-1. [10862997] (LW) [Entered: 05/07/2018 08:40 AM]
April 27, 2018 Filing 1 DOCKETED CAUSE AND ENTERED APPEARANCES OF COUNSEL. SEND MQ: Yes. The schedule is set as follows: Mediation Questionnaire due on 05/04/2018. Transcript ordered by 05/25/2018. Transcript due 06/25/2018. Appellants ASD Holding Company, LLC, Association of Securities Dealers, LLC, BRICFM, LLC, CJ3, LLC, FLJH, LLC, John J. Hurry, Justine Hurry, Hurry Family Revocable Trust, Hurry Foundation, ISC, LLC, ISHC, LLC, Investment Services Capital, LLC, Investment Services Corporation, Investment Services Holdings Corporation, Investment Services Partners, LLC, NEWCONMGT, LLC, NEWMGT, LLC, SCAINTL, LLC, SCAP 10, LLC, SCAP 4, LLC, SCAP 5, LLC, SCAP 6, LLC, SCAP 7, LLC, SCAP 8, LLC, SCAP 9, LLC, SCAP I, LLC, SCAP II, LLC, SCAP III, LLC and Scottsdale Capital Advisors Partners, LLC opening brief due 08/03/2018. Appellees Scott M. Anderson and Financial Industry Regulatory Authority, Inc. (FINRA) answering brief due 09/04/2018. Appellant's optional reply brief is due 21 days after service of the answering brief. [10853221] (JBS) [Entered: 04/27/2018 09:24 AM]

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Search for this case: John Hurry, et al v. FINRA, et al
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Plaintiff / appellant: JOHN J. HURRY
Represented By: Joseph G. Adams
Represented By: Dilan A. Esper Esquire
Represented By: Jordan Susman
Represented By: Carlie Tovrea
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Plaintiff / appellant: JUSTINE HURRY
Represented By: Joseph G. Adams
Represented By: Dilan A. Esper Esquire
Represented By: Jordan Susman
Represented By: Carlie Tovrea
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Plaintiff / appellant: INVESTMENT SERVICES CORPORATION, an Arizona corporation
Represented By: Joseph G. Adams
Represented By: Dilan A. Esper Esquire
Represented By: Jordan Susman
Represented By: Carlie Tovrea
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Plaintiff / appellant: HURRY FAMILY REVOCABLE TRUST, Dated amended November 26, 2012
Represented By: Joseph G. Adams
Represented By: Jordan Susman
Represented By: Carlie Tovrea
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Plaintiff / appellant: INVESTMENT SERVICES PARTNERS, LLC, an Arizona limited liability company
Represented By: Joseph G. Adams
Represented By: Jordan Susman
Represented By: Carlie Tovrea
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Plaintiff / appellant: SCOTTSDALE CAPITAL ADVISORS PARTNERS, LLC, an Arizona limited liability company
Represented By: Joseph G. Adams
Represented By: Dilan A. Esper Esquire
Represented By: Jordan Susman
Represented By: Carlie Tovrea
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Plaintiff / appellant: SCAP I, LLC, an Arizona limited liability company
Represented By: Joseph G. Adams
Represented By: Jordan Susman
Represented By: Carlie Tovrea
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Plaintiff / appellant: SCAP II, LLC, an Arizona limited liability company
Represented By: Joseph G. Adams
Represented By: Jordan Susman
Represented By: Carlie Tovrea
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Plaintiff / appellant: SCAP III, LLC, an Arizona limited liability company
Represented By: Joseph G. Adams
Represented By: Jordan Susman
Represented By: Carlie Tovrea
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Plaintiff / appellant: SCAP 4, LLC, an Arizona limited liability company
Represented By: Joseph G. Adams
Represented By: Jordan Susman
Represented By: Carlie Tovrea
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Plaintiff / appellant: SCAP 6, LLC, a Nevada limited liability company
Represented By: Joseph G. Adams
Represented By: Jordan Susman
Represented By: Carlie Tovrea
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Plaintiff / appellant: SCAP 7, LLC, a Nevada limited liability company
Represented By: Joseph G. Adams
Represented By: Jordan Susman
Represented By: Carlie Tovrea
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Plaintiff / appellant: SCAP 8, LLC, an Arizona limited liability company
Represented By: Joseph G. Adams
Represented By: Jordan Susman
Represented By: Carlie Tovrea
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Plaintiff / appellant: SCAP 9, LLC, a Nevada limited liability company
Represented By: Joseph G. Adams
Represented By: Jordan Susman
Represented By: Carlie Tovrea
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Plaintiff / appellant: SCAP 10, LLC, a Nevada limited liability company
Represented By: Joseph G. Adams
Represented By: Jordan Susman
Represented By: Carlie Tovrea
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Plaintiff / appellant: BRICFM, LLC, a California limited liability company, DBA Corner of Paradise Ice Cream Store
Represented By: Joseph G. Adams
Represented By: Jordan Susman
Represented By: Carlie Tovrea
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Plaintiff / appellant: CJ3, LLC, a Montana limited liability company
Represented By: Joseph G. Adams
Represented By: Jordan Susman
Represented By: Carlie Tovrea
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Plaintiff / appellant: ASSOCIATION OF SECURITIES DEALERS, LLC, a Delaware limited liability company
Represented By: Joseph G. Adams
Represented By: Jordan Susman
Represented By: Carlie Tovrea
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Plaintiff / appellant: SCAP 5, LLC, an Arizona limited liability company
Represented By: Joseph G. Adams
Represented By: Jordan Susman
Represented By: Carlie Tovrea
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Plaintiff / appellant: INVESTMENT SERVICES CAPITAL, LLC, a Nevada limited liability company
Represented By: Joseph G. Adams
Represented By: Jordan Susman
Represented By: Carlie Tovrea
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Plaintiff / appellant: INVESTMENT SERVICES HOLDINGS CORPORATION, a Nevada corporation
Represented By: Joseph G. Adams
Represented By: Jordan Susman
Represented By: Carlie Tovrea
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Plaintiff / appellant: NEWCONMGT, LLC, a Nevada limited liability company
Represented By: Joseph G. Adams
Represented By: Jordan Susman
Represented By: Carlie Tovrea
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Plaintiff / appellant: ISC, LLC, an Alaska limited liability company
Represented By: Joseph G. Adams
Represented By: Jordan Susman
Represented By: Carlie Tovrea
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Plaintiff / appellant: ISHC, LLC, a Montana limited liability company
Represented By: Joseph G. Adams
Represented By: Jordan Susman
Represented By: Carlie Tovrea
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Plaintiff / appellant: NEWMGT, LLC, a Nevada limited liability company
Represented By: Joseph G. Adams
Represented By: Jordan Susman
Represented By: Carlie Tovrea
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Plaintiff / appellant: SCAINTL, LLC, a Nevada limited liability company
Represented By: Joseph G. Adams
Represented By: Jordan Susman
Represented By: Carlie Tovrea
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Plaintiff / appellant: FLJH, LLC, a Nevada limited liability company
Represented By: Joseph G. Adams
Represented By: Jordan Susman
Represented By: Carlie Tovrea
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Plaintiff / appellant: ASD HOLDING COMPANY, LLC, a Delaware limited liability company
Represented By: Joseph G. Adams
Represented By: Jordan Susman
Represented By: Carlie Tovrea
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Plaintiff / appellant: HURRY FOUNDATION, a Nevada non-profit 501(c)(3) organization
Represented By: Joseph G. Adams
Represented By: Jordan Susman
Represented By: Carlie Tovrea
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Defendant / appellee: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. (FINRA), a Delaware corporation
Represented By: Gregory Schneider Esquire
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Defendant / appellee: SCOTT M. ANDERSON
Represented By: Gregory Alan Davis Esquire
Represented By: Gregory Schneider Esquire
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