Gary Hefler, et al v. Wells Fargo & Company, et al
Defendant / Appellee: ENRIQUE HERNANDEZ, Jr., DAVID M. CARROLL, CYNTHIA H. MILLIGAN, OREGON PUBLIC EMPLOYEES RETIREMENT SYSTEM, JOHN D. BAKER III, JOHN S. CHEN, SUZANNE M. VAUTRINOT, JAMES H. QUIGLEY, SUSAN G. SWENSON, JOHN G. STUMPF, JAMES M. STROTHER, AVID MODJTABAI, DONALD M. JAMES, MICHAEL J. LOUGHLIN, FEDERICO F. PENA, JOHN R. SHREWSBERRY, WELLS FARGO & COMPANY, JUDITH M. RUNSTAD, LLOYD H. DEAN, TIMOTHY J. SLOAN, CARRIE L. TOLSTEDT, HOPE A. HARDISON, DAVID JULIAN, SUSAN E. ENGEL, ELIZABETH A. DUKE and STEPHEN W. SANGER
Plaintiff / Appellee: MARCELO MIZUKI, CITY OF HIALEAH EMPLOYEES' RETIREMENT SYSTEM, Individually and on Behalf of All Others Similarly Situated, GUY SOLOMONOV, GARY HEFLER and UNION ASSET MANAGEMENT HOLDING AG
Undetermined: THOMAS PEKOC
Case Number: 19-15140
Filed: January 28, 2019
Court: U.S. Court of Appeals, Ninth Circuit
Nature of Suit: Other

Opinions

We have the following opinions for this case:

Date Filed Description
April 20, 2020 THOMAS PEKOC V. WELLS FARGO & COMPANY

Docket Report

This docket was last retrieved on March 28, 2019. A more recent docket listing may be available from PACER.

Date Filed Document Text
March 28, 2019 Filing 13 Streamlined request [12] by Appellant Thomas Pekoc to extend time to file the brief is approved. Amended briefing schedule: Appellant Thomas Pekoc opening brief due 06/05/2019. Appellees John D. Baker III, David M. Carroll, John S. Chen, City of Hialeah Employees' Retirement System, Lloyd H. Dean, Elizabeth A. Duke, Susan E. Engel, Hope A. Hardison, Gary Hefler, Enrique Hernandez Jr., Donald M. James, David Julian, Michael J. Loughlin, Cynthia H. Milligan, Marcelo Mizuki, Avid Modjtabai, Oregon Public Employees Retirement System, Federico F. Pena, James H. Quigley, Judith M. Runstad, Stephen W. Sanger, John R. Shrewsberry, Timothy J. Sloan, Guy Solomonov, James M. Strother, John G. Stumpf, Susan G. Swenson, Carrie L. Tolstedt, Union Asset Management Holding AG, Suzanne M. Vautrinot and Wells Fargo & Company answering brief due 07/05/2019. The optional reply brief is due 21 days from the date of service of the answering brief. [11245677] (BG) [Entered: 03/28/2019 02:46 PM]
March 28, 2019 Filing 12 Filed (ECF) Streamlined request for extension of time to file Opening Brief by Appellant Thomas Pekoc. New requested due date is 06/05/2019. [11245628] [19-15140] (Pentz, John) [Entered: 03/28/2019 02:31 PM]
February 21, 2019 Filing 11 MEDIATION ORDER FILED: This case is RELEASED from the Mediation Program. Counsel are requested to contact the Circuit Mediator should circumstances develop that warrant further settlement discussions. [11203450] (BS) [Entered: 02/21/2019 04:39 PM]
February 12, 2019 Filing 10 MEDIATION CONFERENCE SCHEDULED - DIAL-IN Assessment Conference, 02/21/2019, 10:00 a.m. PACIFIC Time. See order for instructions and details. [11187398] (BS) [Entered: 02/12/2019 12:46 PM]
February 7, 2019 Filing 9 Added attorney Adam H. Wierzbowski, Rebecca E. Boon for Guy Solomonov Marcelo Mizuki Gary Hefler Union Asset Management Holding AG City of Hialeah Employees' Retirement System, in case 19-15140. [11183015] (JFF) [Entered: 02/07/2019 03:31 PM]
February 7, 2019 Filing 8 Filed (ECF) notice of appearance of Rebecca Ellen Boon for Appellees Union Asset Management Holding AG, City of Hialeah Employees' Retirement System, Gary Hefler, Marcelo Mizuki and Guy Solomonov. Date of service: 02/07/2019. (Party previously proceeding without counsel: No) [11182764] [19-15140] (Boon, Rebecca) [Entered: 02/07/2019 01:45 PM]
February 7, 2019 Filing 7 Filed (ECF) notice of appearance of Adam Wierzbowski for Appellees Union Asset Management Holding AG, City of Hialeah Employees' Retirement System, Gary Hefler, Marcelo Mizuki and Guy Solomonov. Date of service: 02/07/2019. (Party previously proceeding without counsel: No) [11182735] [19-15140] (Wierzbowski, Adam) [Entered: 02/07/2019 01:31 PM]
February 1, 2019 Filing 6 The Mediation Questionnaire for this case was filed on 02/01/2019. To submit pertinent confidential information directly to the Circuit Mediators, please use the following # link . Confidential submissions may include any information relevant to mediation of the case and settlement potential, including, but not limited to, settlement history, ongoing or potential settlement discussions, non-litigated party related issues, other pending actions, and timing considerations that may impact mediation efforts.[11176921] (AD) [Entered: 02/01/2019 06:44 PM]
February 1, 2019 Filing 5 Filed (ECF) Appellees Union Asset Management Holding AG, City of Hialeah Employees' Retirement System, Gary Hefler, Marcelo Mizuki and Guy Solomonov Mediation Questionnaire. Date of service: 02/01/2019. [11176431] [19-15140] (Graziano, Salvatore) [Entered: 02/01/2019 02:31 PM]
January 31, 2019 Filing 4 The Mediation Questionnaire for this case was filed on 01/31/2019. To submit pertinent confidential information directly to the Circuit Mediators, please use the following # link . Confidential submissions may include any information relevant to mediation of the case and settlement potential, including, but not limited to, settlement history, ongoing or potential settlement discussions, non-litigated party related issues, other pending actions, and timing considerations that may impact mediation efforts.[11174466] (AD) [Entered: 01/31/2019 12:44 PM]
January 31, 2019 Filing 3 Filed (ECF) Appellant Thomas Pekoc Mediation Questionnaire. Date of service: 01/31/2019. [11174123] [19-15140] (Pentz, John) [Entered: 01/31/2019 10:37 AM]
January 28, 2019 Filing 2 DOCKETED CAUSE AND ENTERED APPEARANCES OF COUNSEL. SEND MQ: Yes. The schedule is set as follows: Mediation Questionnaire due on 02/04/2019. Transcript ordered by 02/25/2019. Transcript due 03/25/2019. Appellant Thomas Pekoc opening brief due 05/06/2019. Appellees John D. Baker III, David M. Carroll, John S. Chen, City of Hialeah Employees' Retirement System, Lloyd H. Dean, Elizabeth A. Duke, Susan E. Engel, Hope A. Hardison, Gary Hefler, Enrique Hernandez Jr., Donald M. James, David Julian, Michael J. Loughlin, Cynthia H. Milligan, Marcelo Mizuki, Avid Modjtabai, Oregon Public Employees Retirement System, Federico F. Pena, James H. Quigley, Judith M. Runstad, Stephen W. Sanger, John R. Shrewsberry, Timothy J. Sloan, Guy Solomonov, James M. Strother, John G. Stumpf, Susan G. Swenson, Carrie L. Tolstedt, Union Asset Management Holding AG, Suzanne M. Vautrinot and Wells Fargo & Company answering brief due 06/06/2019. Appellant's optional reply brief is due 21 days after service of the answering brief. [11168478] (RT) [Entered: 01/28/2019 09:49 AM]
January 28, 2019 Filing 1 Added attorney Aelish Marie Baig, Shawn Anthony Williams for Guy Solomonov Marcelo Mizuki Gary Hefler Union Asset Management Holding AG City of Hialeah Employees' Retirement System, in case 19-15140. [11168454] (RT) [Entered: 01/28/2019 09:44 AM]

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Search for this case: Gary Hefler, et al v. Wells Fargo & Company, et al
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Defendant / appellee: ENRIQUE HERNANDEZ, Jr.
Represented By: Anna Erickson White
Represented By: Jordan Eth
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Defendant / appellee: DAVID M. CARROLL
Represented By: James N. Kramer
Represented By: Walter F. Brown Jr.
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Defendant / appellee: CYNTHIA H. MILLIGAN
Represented By: Miles Ehrlich
Represented By: Anna Erickson White
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Defendant / appellee: OREGON PUBLIC EMPLOYEES RETIREMENT SYSTEM
Represented By: Cadio Zirpoli
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Defendant / appellee: JOHN D. BAKER III
Represented By: Anna Erickson White
Represented By: Jordan Eth
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Defendant / appellee: JOHN S. CHEN
Represented By: Anna Erickson White
Represented By: Jordan Eth
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Defendant / appellee: SUZANNE M. VAUTRINOT
Represented By: Anna Erickson White
Represented By: Jordan Eth
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Defendant / appellee: JAMES H. QUIGLEY
Represented By: Anna Erickson White
Represented By: Jordan Eth
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Defendant / appellee: SUSAN G. SWENSON
Represented By: Anna Erickson White
Represented By: Jordan Eth
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Defendant / appellee: JOHN G. STUMPF
Represented By: Richard Strassberg
Represented By: Daniel Prugh Roeser Esquire
Represented By: Lloyd Winawer
Represented By: Nicholas A. Reider
Represented By: Grant Fondo
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Defendant / appellee: JAMES M. STROTHER
Represented By: Walter F. Brown Jr.
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Defendant / appellee: AVID MODJTABAI
Represented By: Carl Brandon Wisoff Esquire
Represented By: Douglas Rea Young Esquire
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Defendant / appellee: DONALD M. JAMES
Represented By: Anna Erickson White
Represented By: Jordan Eth
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Defendant / appellee: MICHAEL J. LOUGHLIN
Represented By: Ted W. Cassman Esquire
Represented By: Laurel Headley
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Defendant / appellee: FEDERICO F. PENA
Represented By: Anna Erickson White
Represented By: Jordan Eth
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Defendant / appellee: JOHN R. SHREWSBERRY
Represented By: Ismail Ramsey
Represented By: Miles Ehrlich
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Defendant / appellee: WELLS FARGO & COMPANY
Represented By: Sverker Kristoffer Hogberg
Represented By: Richard H. Klapper
Represented By: Brendan Peter Cullen
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Defendant / appellee: JUDITH M. RUNSTAD
Represented By: Anna Erickson White
Represented By: Jordan Eth
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Defendant / appellee: LLOYD H. DEAN
Represented By: Anna Erickson White
Represented By: Jordan Eth
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Defendant / appellee: TIMOTHY J. SLOAN
Represented By: Josh Cohen
Represented By: Nanci L. Clarence
Represented By: Adam Shearer
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Defendant / appellee: CARRIE L. TOLSTEDT
Represented By: Brian P. Hagerty
Represented By: Jeffrey Faucette
Represented By: Jennifer Gourley Wicht
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Defendant / appellee: HOPE A. HARDISON
Represented By: Ed Swanson
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Defendant / appellee: DAVID JULIAN
Represented By: Timothy Paul Crudo
Represented By: Rees F. Morgan
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Defendant / appellee: SUSAN E. ENGEL
Represented By: Anna Erickson White
Represented By: Jordan Eth
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Defendant / appellee: ELIZABETH A. DUKE
Represented By: Anna Erickson White
Represented By: Jordan Eth
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Defendant / appellee: STEPHEN W. SANGER
Represented By: Anna Erickson White
Represented By: Jordan Eth
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Plaintiff / appellee: MARCELO MIZUKI
Represented By: Rebecca E. Boon
Represented By: Aelish Marie Baig
Represented By: Adam H. Wierzbowski
Represented By: Shawn Anthony Williams
Represented By: Salvatore Graziano
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Plaintiff / appellee: CITY OF HIALEAH EMPLOYEES' RETIREMENT SYSTEM, Individually and on Behalf of All Others Similarly Situated
Represented By: Rebecca E. Boon
Represented By: Aelish Marie Baig
Represented By: Adam H. Wierzbowski
Represented By: Shawn Anthony Williams
Represented By: Salvatore Graziano
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Plaintiff / appellee: GUY SOLOMONOV
Represented By: Rebecca E. Boon
Represented By: Aelish Marie Baig
Represented By: Adam H. Wierzbowski
Represented By: Shawn Anthony Williams
Represented By: Salvatore Graziano
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Plaintiff / appellee: GARY HEFLER
Represented By: Rebecca E. Boon
Represented By: Aelish Marie Baig
Represented By: Adam H. Wierzbowski
Represented By: Shawn Anthony Williams
Represented By: Salvatore Graziano
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Plaintiff / appellee: UNION ASSET MANAGEMENT HOLDING AG
Represented By: Rebecca E. Boon
Represented By: Aelish Marie Baig
Represented By: Adam H. Wierzbowski
Represented By: Shawn Anthony Williams
Represented By: Salvatore Graziano
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Undetermined: THOMAS PEKOC
Represented By: Steve A. Miller
Represented By: John Jacob Pentz Esquire III
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