Charlotte Milliner, et al v. Mutual Securities, Inc.
| JOANNE BREM, as Trustee of the Van Santern-Brem Revocable Trust, for themselves and on behalf of all others similarly situation and CHARLOTTE B. MILLINER, as trustee of the Charlotte B. Milliner Trust dated January 30, 1997 and as owner and holder of the Charlotte B. Milliner SEP IRA |
| MUTUAL SECURITIES, INC., a California corporation |
| 19-16463 |
| July 24, 2019 |
| U.S. Court of Appeals, Ninth Circuit |
| Other |
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| Filing 8 Filed order MEDIATION (SL): Counsel shall provide a status report by email to the Circuit Mediator (Stephen_Liacouras@ca9.uscourts.gov) within 10 days of the district court ruling on the pending motion. The status report should not be filed with the court. [11426399] (JBS) [Entered: 09/10/2019 10:09 AM] |
| Filing 7 MEDIATION ORDER FILED: The Mediation Program of the 9th Circuit Court of Appeals facilitates settlement while appeals are pending. By 09/09/2019, counsel for all parties intending to file briefs in this matter are requested to inform the Circuit Mediator by email of their clients' views on whether the issues on appeal or the underlying dispute might be amenable to settlement presently or in the foreseeable future. This communication will be kept confidential, if requested... This communication should not be filed with the court... The existing briefing schedule remains in effect... [11409904] (CL) [Entered: 08/26/2019 11:00 AM] |
| Filing 6 Filed clerk order (Deputy Clerk: SZ): On July 25, 2019, the district court received appellants motion for reconsideration of the district courts July 8, 2019 order. Appellants July 25, 2019 filing may constitute one of the motions listed in Federal Rule of Appellate Procedure 4(a)(4). Proceedings in this court will be stayed until the district court determines whether appellants July 25, 2019 filing falls within those listed in Federal Rule of Appellate Procedure 4(a)(4) and, if so, whether the motion should be granted or denied. See Fed. R. App. P. 4(a)(4); Leader Natl Ins. Co. v. Indus. Indem. Ins. Co., 19 F.3d 444, 445 (9th Cir. 1994). Within 21 days after the district courts decision, appellants must notify this court in writing of the decision and state whether they wish to move forward with this appeal. To challenge the district courts decision, appellants must file an amended notice of appeal within the time set by Federal Rule of Appellate Procedure 4. See Fed. R. App. P. 4(a)(4). A copy of this order will be sent to the district court. [11404443] (ME) [Entered: 08/20/2019 05:17 PM] |
| Filing 5 The Mediation Questionnaire for this case was filed on 08/01/2019. To submit pertinent confidential information directly to the Circuit Mediators, please use the following # link . Confidential submissions may include any information relevant to mediation of the case and settlement potential, including, but not limited to, settlement history, ongoing or potential settlement discussions, non-litigated party related issues, other pending actions, and timing considerations that may impact mediation efforts.[11384903][19-16463] (AD) [Entered: 08/01/2019 06:44 PM] |
| Filing 4 Filed (ECF) Appellants Joanne Brem and Charlotte B. Milliner Mediation Questionnaire. Date of service: 07/28/2019. [11384666] [19-16463] (Sturgeon-Garcia, David) [Entered: 08/01/2019 03:40 PM] |
| Filing 3 MEDIATION ORDER FILED: The court of appeals' records do not indicate that appellant has filed a mediation questionnaire in accordance with Cir. R. 3-4. Within seven (7) days of the filing date of this order, appellant shall file a Mediation Questionnaire or dismiss the appeal voluntarily. [11384542] (MS) [Entered: 08/01/2019 03:08 PM] |
| Filing 2 Terminated Brandon S. Reif for Mutual Securities, Inc. in 19-16463 (Due to incorrect ECF account information). [11379540] (SLM) [Entered: 07/29/2019 12:43 PM] |
| Filing 1 DOCKETED CAUSE AND ENTERED APPEARANCES OF COUNSEL. SEND MQ: Yes. The schedule is set as follows: Mediation Questionnaire due on 07/31/2019. Transcript ordered by 08/22/2019. Transcript due 09/23/2019. Appellants Joanne Brem and Charlotte B. Milliner opening brief due 10/31/2019. Appellee Mutual Securities, Inc. answering brief due 12/02/2019. Appellant's optional reply brief is due 21 days after service of the answering brief. [11375748] (RT) [Entered: 07/24/2019 04:15 PM] |
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| Plaintiff / appellant: JOANNE BREM, as Trustee of the Van Santern-Brem Revocable Trust, for themselves and on behalf of all others similarly situation | |
| Represented By: | David Sturgeon-Garcia Esquire |
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| Plaintiff / appellant: CHARLOTTE B. MILLINER, as trustee of the Charlotte B. Milliner Trust dated January 30, 1997 and as owner and holder of the Charlotte B. Milliner SEP IRA | |
| Represented By: | David Sturgeon-Garcia Esquire |
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| Defendant / appellee: MUTUAL SECURITIES, INC., a California corporation | |
| Represented By: | Timothy W. Fredricks |
| Represented By: | Brandon S. Reif |
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