Raymond J. Lucia, Companies, I, et al v. USSEC, et al
| U.S. SECURITIES & EXCHANGE COMMISSION, WILLIAM P. BARR, Attorney General and JAY CLAYTON, in his official capacity as Chairman of the U.S. Securities and Exchange Commission |
| RAYMOND J. LUCIA, Sr. and RAYMOND J. LUCIA, COMPANIES, INC. |
| 19-56101 |
| September 18, 2019 |
| U.S. Court of Appeals, Ninth Circuit |
| Other |
Docket Report
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This docket was last retrieved on November 12, 2019. A more recent docket listing may be available from PACER.
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| Filing 12 Terminated Mark Andrew Perry for Raymond J. Lucia, Companies, Inc. and Raymond J. Lucia Sr. in 19-56101 [11495270] (CW) [Entered: 11/12/2019 07:42 AM] |
| Filing 11 Filed (ECF) Notice of withdrawal of counsel. Filed by Attorney Mr. Mark Andrew Perry for Appellants Raymond J. Lucia, Sr. and Raymond J. Lucia, Companies, Inc.. Party proceeding without counsel: No. Date of service: 11/12/2019. [11495234] [19-56101] (Perry, Mark) [Entered: 11/12/2019 07:25 AM] |
| Filing 10 Terminated Chetan A. Patil for USSEC, Jay Clayton and William P. Barr in 19-56101 (not participating in appeal, parties are represented by other counsel) [11493655] (SVG) [Entered: 11/08/2019 09:55 AM] |
| Filing 9 MEDIATION ORDER FILED: This case is RELEASED from the Mediation Program. [11493429] (VS) [Entered: 11/08/2019 08:40 AM] |
| Filing 8 MEDIATION ORDER FILED: The Mediation Program of the 9th Circuit Court of Appeals facilitates settlement while appeals are pending. By 10/16/2019, counsel for all parties intending to file briefs in this matter are requested to inform the Circuit Mediator by email of their clients' views on whether the issues on appeal or the underlying dispute might be amenable to settlement presently or in the foreseeable future. This communication will be kept confidential, if requested... This communication should not be filed with the court... The existing briefing schedule remains in effect... [11450982] (VS) [Entered: 10/02/2019 09:31 AM] |
| Filing 7 Added Attorney(s) Daniel Aguilar for party(s) Appellee William P. Barr Appellee USSEC Appellee Jay Clayton, in case 19-56101. [11446248] (CW) [Entered: 09/27/2019 12:03 PM] |
| Filing 6 Filed (ECF) notice of appearance of Daniel Joseph Aguilar (U.S. Department of Justice, Civil Division, 950 Pennsylvania Avenue NW, Washington DC 20530) for Appellees USSEC, Jay Clayton and William P. Barr. Date of service: 09/27/2019. (Party previously proceeding without counsel: No) [11446224] [19-56101] (Aguilar, Daniel) [Entered: 09/27/2019 11:55 AM] |
| Filing 5 The Mediation Questionnaire for this case was filed on 09/20/2019. To submit pertinent confidential information directly to the Circuit Mediators, please use the following # link . Confidential submissions may include any information relevant to mediation of the case and settlement potential, including, but not limited to, settlement history, ongoing or potential settlement discussions, non-litigated party related issues, other pending actions, and timing considerations that may impact mediation efforts.[11439655][19-56101] (AD) [Entered: 09/20/2019 06:44 PM] |
| Filing 4 Filed (ECF) Appellants Raymond J. Lucia, Sr. and Raymond J. Lucia, Companies, Inc. Mediation Questionnaire. Date of service: 09/20/2019. [11439309] [19-56101] (Little, Margaret) [Entered: 09/20/2019 03:22 PM] |
| Filing 3 Added Attorney(s) Joshua Marc Salzman for party(s) Appellee William P. Barr Appellee USSEC Appellee Jay Clayton, in case 19-56101. [11436608] (CW) [Entered: 09/19/2019 06:45 AM] |
| Filing 2 Filed (ECF) notice of appearance of Joshua M. Salzman (U.S. Department of Justice, Civil Division, Appellate Staff, 950 Pennsylvania Avenue NW, Washington, D.C. 20530) for Appellees William P. Barr, Jay Clayton and USSEC. Date of service: 09/18/2019. (Party previously proceeding without counsel: No) [11436573] [19-56101] (Salzman, Joshua) [Entered: 09/18/2019 07:52 PM] |
| Filing 1 DOCKETED CAUSE AND ENTERED APPEARANCES OF COUNSEL. SEND MQ: Yes. The schedule is set as follows: Mediation Questionnaire due on 09/25/2019. Transcript ordered by 10/17/2019. Transcript due 11/18/2019. Appellants Raymond J. Lucia Sr. and Raymond J. Lucia, Companies, Inc. opening brief due 12/30/2019. Appellees William P. Barr, Attorney General, Jay Clayton and U.S. Securities & Exchange Commission answering brief due 01/30/2020. Appellant's optional reply brief is due 21 days after service of the answering brief. [11435305] (RT) [Entered: 09/18/2019 09:49 AM] |
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