Brandon Harvey, et al v. Morgan Stanley Smith Barney LL
Plaintiff / Appellee: BRANDON HARVEY, individually and on behalf of all others similarly situated
Appellant: TRACY CHEN
Defendant / Appellee: MORGAN STANLEY SMITH BARNEY LLC
Case Number: 20-15510
Filed: March 24, 2020
Court: U.S. Court of Appeals, Ninth Circuit
Nature of Suit: Other
Docket Report

This docket was last retrieved on April 30, 2020. A more recent docket listing may be available from PACER.

Date Filed Document Text
April 30, 2020 Filing 17 Filed (ECF) Appellee Brandon Harvey in 20-15509, 20-15510 response opposing motion ([ # 16 ] Motion (ECF Filing), [ # 16 ] Motion (ECF Filing)). Date of service: 04/30/2020. [11676479] [20-15509, 20-15510] (Wynne, Edward) [Entered: 04/30/2020 09:38 AM]
April 27, 2020 Filing 16 Filed (ECF) Appellant Mathew Lucadano in 20-15509, Appellant Tracy Chen in 20-15510 Motion for miscellaneous relief [Motion to Terminate Consolidation]. Date of service: 04/27/2020. [11673279] [20-15509, 20-15510] --[COURT UPDATE: Spread to case 20-15548. 4/27/2020 by TYL] (Sagafi, Jahan) [Entered: 04/27/2020 04:18 PM]
April 8, 2020 Filing 15 Added Attorney(s) Ben Buchwalter for party(s) Appellee Morgan Stanley Smith Barney LLC, in case 20-15509 Attorney(s) Ben Buchwalter for party(s) Appellee Morgan Stanley Smith Barney LLC, in case 20-15510. [11655151] [20-15509, 20-15510, 20-15548] (CW) [Entered: 04/08/2020 10:21 AM]
April 8, 2020 Filing 14 Added Attorney(s) Jessica Robyn Lee James for party(s) Appellee Morgan Stanley Smith Barney LLC, in case 20-15509 Attorney(s) Jessica Robyn Lee James for party(s) Appellee Morgan Stanley Smith Barney LLC, in case 20-15510. [11655136] [20-15509, 20-15510, 20-15548] (CW) [Entered: 04/08/2020 10:11 AM]
April 8, 2020 Filing 13 Filed (ECF) notice of appearance of Jessica Robyn Lee James (Orrick, Herrington & Sutcliffe LLP, 400 Capitol Mall, Suite 3000, Sacramento, CA 95814-4497) for Appellee Morgan Stanley Smith Barney LLC in 20-15509, 20-15510. Date of service: 04/08/2020. (Party was previously proceeding with counsel.) [11655123] [20-15548, 20-15509, 20-15510] (James, Jessica) [Entered: 04/08/2020 10:01 AM]
April 8, 2020 Filing 12 Filed (ECF) notice of appearance of Benjamin R. Buchwalter (Orrick, Herrington & Sutcliffe LLP, 1000 Marsh Road, Menlo Park, CA 94025-1015) for Appellee Morgan Stanley Smith Barney LLC in 20-15509, 20-15510. Date of service: 04/08/2020. (Party was previously proceeding with counsel.) [11655100] [20-15548, 20-15509, 20-15510] (Buchwalter, Ben) [Entered: 04/08/2020 09:49 AM]
April 7, 2020 Filing 11 Filed clerk order (Deputy Clerk: SSR): Nos. 20-15509 and 20-15510 are consolidated. These consolidated appeals will be briefed with cross-appeal No. 20-15548 under the following cross-appeal-style briefing schedule: Mathew Lucadano and Tracy Chens (Objectors) first brief on cross-appeal (consolidated opening brief for Nos. 20-15509 and 20-15510) is due July 1, 2020. Plaintiff Brandon Harveys second brief on cross-appeal (combined answering brief for Nos. 20-15509 and 20-15510 and opening brief for No. 20-15548) is due July 31, 2020. Defendant Morgan Stanley Smith Barney, LLCs consolidated answering brief for Nos. 20-15509 and 20-15510 is also due July 31, 2020. Objectors third brief on cross-appeal (combined reply brief for Nos. 20-15509 and 20-15510 and answering brief for No. 20-15548) is due August 31, 2020. Plaintiff Brandon Harveys optional reply brief for No. 20-15548 is due within 21 days after service of the third brief on cross-appeal. [11654803] [20-15509, 20-15510, 20-15548] (AF) [Entered: 04/07/2020 05:19 PM]
April 6, 2020 Filing 10 The Mediation Questionnaire for this case was filed on 04/06/2020. To submit pertinent confidential information directly to the Circuit Mediators, please use the following # link . Confidential submissions may include any information relevant to mediation of the case and settlement potential, including, but not limited to, settlement history, ongoing or potential settlement discussions, non-litigated party related issues, other pending actions, and timing considerations that may impact mediation efforts.[11653370]. [20-15510] (AD) [Entered: 04/06/2020 06:44 PM]
April 6, 2020 Filing 9 Filed (ECF) Appellant Brandon Harvey in 20-15548, Appellee Brandon Harvey in 20-15509, 20-15510 Mediation Questionnaire. Date of service: 04/06/2020. [11652960] [20-15548, 20-15509, 20-15510] (Wynne, Edward) [Entered: 04/06/2020 03:15 PM]
April 2, 2020 Filing 8 MEDIATION ORDER FILED: These appeals are NOT SELECTED for inclusion in the Mediation Program. Counsel are requested to contact the Circuit Mediator should circumstances develop that warrant settlement discussions. [11649973] [20-15509, 20-15548, 20-15510] (BLS) [Entered: 04/02/2020 12:54 PM]
March 31, 2020 Filing 7 The Mediation Questionnaire for this case was filed on 03/31/2020. To submit pertinent confidential information directly to the Circuit Mediators, please use the following # link . Confidential submissions may include any information relevant to mediation of the case and settlement potential, including, but not limited to, settlement history, ongoing or potential settlement discussions, non-litigated party related issues, other pending actions, and timing considerations that may impact mediation efforts.[11647983]. [20-15510] (AD) [Entered: 03/31/2020 06:45 PM]
March 31, 2020 Filing 6 Filed (ECF) Appellee Morgan Stanley Smith Barney LLC Mediation Questionnaire. Date of service: 03/31/2020. [11647827] [20-15510]--[COURT UPDATE: Spread docket text to 20-15509 and 20-15548. 03/31/2020 by SLM] (Livingston, Andrew) [Entered: 03/31/2020 04:39 PM]
March 30, 2020 Filing 5 The Mediation Questionnaire for this case was filed on 03/30/2020. To submit pertinent confidential information directly to the Circuit Mediators, please use the following # link . Confidential submissions may include any information relevant to mediation of the case and settlement potential, including, but not limited to, settlement history, ongoing or potential settlement discussions, non-litigated party related issues, other pending actions, and timing considerations that may impact mediation efforts.[11645543]. [20-15510] (AD) [Entered: 03/30/2020 12:44 PM]
March 30, 2020 Filing 4 Filed (ECF) Appellant Tracy Chen in 20-15510, Appellee Tracy Chen in 20-15548 Mediation Questionnaire. Date of service: 03/30/2020. [11645530] [20-15509, 20-15548, 20-15510]--[COURT ENTERED FILING. Originally filed in case 20-15510 only.] (SLM) [Entered: 03/30/2020 12:42 PM]
March 30, 2020 Filing 3 DOCKETED CAUSE AND ENTERED APPEARANCES OF COUNSEL. SEND MQ: Yes. Setting cross-appeal briefing schedule as follows: Appellant Brandon Harvey Mediation Questionnaire due on 04/06/2020. First cross appeal brief due 07/01/2020 for Mathew Lucadano and Tracy Chen. Second brief on cross appeal due 07/31/2020 for Brandon Harvey and Morgan Stanley Smith Barney LLC. Third brief on cross appeal due 08/31/2020 for Mathew Lucadano and Tracy Chen. Optional cross appeal Reply brief for Brandon Harvey due 21 days from service of Third brief on cross appeal. [11645496] [20-15548, 20-15509, 20-15510] (RT) [Entered: 03/30/2020 12:22 PM]
March 30, 2020 Filing 2 COURT DELETED INCORRECT ENTRY. Notice about deletion sent to case participants registered for electronic filing. Correct Entry: [ # 4 ]. Original Text: Filed (ECF) Appellant Tracy Chen Mediation Questionnaire. Date of service: 03/30/2020. [11645465] [20-15510] (Humenik, Mark) [Entered: 03/30/2020 12:07 PM]
March 24, 2020 Filing 1 DOCKETED CAUSE AND ENTERED APPEARANCES OF COUNSEL. SEND MQ: Yes. The schedule is set as follows: Appellant Tracy Chen Mediation Questionnaire due on 03/31/2020. Transcript ordered by 04/22/2020. Transcript due 05/22/2020. Appellant Tracy Chen opening brief due 07/01/2020. Appellees Brandon Harvey and Morgan Stanley Smith Barney LLC answering brief due 07/31/2020. Appellant's optional reply brief is due 21 days after service of the answering brief. [11640509] (RT) [Entered: 03/24/2020 03:02 PM]

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Search for this case: Brandon Harvey, et al v. Morgan Stanley Smith Barney LL
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Plaintiff / appellee: BRANDON HARVEY, individually and on behalf of all others similarly situated
Represented By: Marita Murphy Lauinger
Represented By: Edward Wynne
Represented By: David S. Markun
Represented By: James F. Clapp Esquire
Represented By: Jeffrey K. Compton
Represented By: George Nemiroff
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Appellant: TRACY CHEN
Represented By: Christopher McNerney
Represented By: Jahan C. Sagafi
Represented By: Laura Sullivan
Represented By: Mark Humenik
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Defendant / appellee: MORGAN STANLEY SMITH BARNEY LLC
Represented By: Lynne C. Hermle
Represented By: Katie Elizabeth Briscoe
Represented By: Andrew Livingston
Represented By: Jessica Robyn Lee James
Represented By: Ben Buchwalter
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