USSEC v. Damian Ostertag, et al
Defendant: JOHN F. THOMAS, AKA John Frank, AKA John Marshall, AKA John Rodgers, AKA Jonathan West, THOMAS BECKER, DOUGLAS MARTIN, PAUL HANSON, EINSTEIN SPORTS ADVISORY LLC, QSA LLC, VEGAS BASKETBALL CLUB LLC, VEGAS FOOTBALL CLUB LLC, WELLINGTON SPORTS CLUB LLC, WELSCORP, INC. and EXECUTIVE FINANCIAL SERVICES, INC.
Plaintiff / Appellee: U.S. SECURITIES & EXCHANGE COMMISSION
Defendant / Appellant: DAMIAN OSTERTAG
Case Number: 21-17014
Filed: December 3, 2021
Court: U.S. Court of Appeals, Ninth Circuit
Nature of Suit: Securities, Commodities, Exchange
Docket Report

This docket was last retrieved on March 21, 2022. A more recent docket listing may be available from PACER.

Date Filed Document Text
March 21, 2022 Filing 7 Filed order (Deputy Clerk: KS) Pursuant to the stipulation of the parties (Docket Entry No. [ # 6 ]), this appeal is voluntarily dismissed. Fed. R. App. P. 42(b). The parties shall bear their own costs and attorneys fees on appeal. A copy of this order shall serve as and for the mandate of this court. [12400204] (WL) [Entered: 03/21/2022 10:13 AM]
March 17, 2022 Filing 6 Filed (ECF) Appellant Damian Ostertag Stipulated Motion to dismiss case voluntarily pursuant to FRAP 42(b). Date of service: 03/17/2022. [12397455] [21-17014] (Dzarnoski, Mark) [Entered: 03/17/2022 10:07 AM]
February 8, 2022 Filing 5 MEDIATION STATUS REPORT DUE - 03/15/2022. The briefing schedule previously set by the court is amended as follows: Appellant Damian Ostertag opening brief due 04/14/2022. Appellee U.S. Securities & Exchange Commission answering brief due 05/16/2022. Appellant optional reply brief is due within twenty one 21 days from the service date of the answer brief. See order for details. [12363648] (CL) [Entered: 02/08/2022 09:53 AM]
December 28, 2021 Filing 4 MEDIATION CONFERENCE SCHEDULED - DIAL-IN Assessment Conference, 02/07/2022, 11:00 a.m. PACIFIC Time. The briefing schedule previously set by the court remains in effect. See order for instructions and details. [12326332] (CL) [Entered: 12/28/2021 03:06 PM]
December 10, 2021 Filing 3 The Mediation Questionnaire for this case was filed on 12/10/2021. To submit pertinent confidential information directly to the Circuit Mediators, please use the following # link . Confidential submissions may include any information relevant to mediation of the case and settlement potential, including, but not limited to, settlement history, ongoing or potential settlement discussions, non-litigated party related issues, other pending actions, and timing considerations that may impact mediation efforts.[12312675]. [21-17014] (AD) [Entered: 12/10/2021 12:44 PM]
December 10, 2021 Filing 2 Filed (ECF) Appellant Damian Ostertag Mediation Questionnaire. Date of service: 12/10/2021. [12312507] [21-17014] (Dzarnoski, Mark) [Entered: 12/10/2021 11:06 AM]
December 3, 2021 Filing 1 DOCKETED CAUSE AND ENTERED APPEARANCES OF COUNSEL. SEND MQ: Yes. The schedule is set as follows: Appellant Damian Ostertag Mediation Questionnaire due on 12/10/2021. Transcript ordered by 01/03/2022. Transcript due 02/01/2022. Appellant Damian Ostertag opening brief due 03/14/2022. Appellee U.S. Securities & Exchange Commission answering brief due 04/14/2022. Appellant's optional reply brief is due 21 days after service of the answering brief. [12305202] (RT) [Entered: 12/03/2021 01:58 PM]

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Search for this case: USSEC v. Damian Ostertag, et al
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Plaintiff / appellee: U.S. SECURITIES & EXCHANGE COMMISSION
Represented By: Paul Gerard Alvarez
Represented By: Lynn M. Dean
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Defendant / appellant: DAMIAN OSTERTAG
Represented By: Mark S. Dzarnoski
Represented By: Dominic P. Gentile Esquire
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Defendant: JOHN F. THOMAS, AKA John Frank, AKA John Marshall, AKA John Rodgers, AKA Jonathan West
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Defendant: THOMAS BECKER
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Defendant: DOUGLAS MARTIN
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Defendant: PAUL HANSON
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Defendant: EINSTEIN SPORTS ADVISORY LLC
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Defendant: QSA LLC
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Defendant: VEGAS BASKETBALL CLUB LLC
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Defendant: VEGAS FOOTBALL CLUB LLC
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Defendant: WELLINGTON SPORTS CLUB LLC
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Defendant: WELSCORP, INC.
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Defendant: EXECUTIVE FINANCIAL SERVICES, INC.
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