TD Ameritrade, Inc., et al v. James Matthews
Plaintiff: TD AMERITRADE, INC., TD AMERITRADE HOLDING CORPORATION, TD AMERITRADE IP COMPANY, INC. and TD AMERITRADE SERVICES COMPANY, INC.
Counter Claimant: JAMES RICHARD MATTHEWS
Case Number: 21-35788
Filed: September 20, 2021
Court: U.S. Court of Appeals, Ninth Circuit
Nature of Suit: Other

Opinions

We have the following opinions for this case:

Date Filed Description
June 14, 2022 TD AMERITRADE, INC. V. JAMES MATTHEWS

Docket Report

This docket was last retrieved on October 20, 2021. A more recent docket listing may be available from PACER.

Date Filed Document Text
October 20, 2021 Filing 7 MEDIATION ORDER FILED: This case is RELEASED from the Mediation Program. Counsel are requested to contact the Circuit Mediator should circumstances develop that warrant settlement discussions while the appeal is pending. [12263392] (CL) [Entered: 10/20/2021 02:55 PM]
October 12, 2021 Filing 6 Added Attorney(s) Brandon Chen for party(s) Appellee TD Ameritrade, Inc. Appellee TD Ameritrade IP Company, Inc. Appellee TD Ameritrade Holding Corporation Appellee TD Ameritrade Services Company, Inc., in case 21-35788. [12253156] (NAC) [Entered: 10/12/2021 06:57 AM]
October 12, 2021 Filing 5 Filed (ECF) notice of appearance of Brandon Anthony Chen (Baker Botts L.L.P., 910 Louisiana, Houston, TX 77002) for Appellees TD Ameritrade Holding Corporation, TD Ameritrade IP Company, Inc., TD Ameritrade Services Company, Inc. and TD Ameritrade, Inc.. Date of service: 10/12/2021. (Party was previously proceeding with counsel.) [12253144] [21-35788] (Chen, Brandon) [Entered: 10/12/2021 05:45 AM]
September 29, 2021 Filing 4 MEDIATION CONFERENCE SCHEDULED - DIAL-IN Assessment Conference, 10/20/2021, 1:30 p.m. PACIFIC Time. The briefing schedule previously set by the court remains in effect. See order for instructions and details. [12243321] (CL) [Entered: 09/29/2021 05:56 PM]
September 27, 2021 Filing 3 The Mediation Questionnaire for this case was filed on 09/27/2021. To submit pertinent confidential information directly to the Circuit Mediators, please use the following # link . Confidential submissions may include any information relevant to mediation of the case and settlement potential, including, but not limited to, settlement history, ongoing or potential settlement discussions, non-litigated party related issues, other pending actions, and timing considerations that may impact mediation efforts.[12239919]. [21-35788] (AD) [Entered: 09/27/2021 12:44 PM]
September 27, 2021 Filing 2 Filed (ECF) Appellant James Richard Matthews Mediation Questionnaire. Date of service: 09/27/2021. [12239850] [21-35788] (D'Elia, Vincent) [Entered: 09/27/2021 12:17 PM]
September 20, 2021 Filing 1 DOCKETED CAUSE AND ENTERED APPEARANCES OF COUNSEL. SEND MQ: Yes. The schedule is set as follows: Appellant James Richard Matthews Mediation Questionnaire due on 09/27/2021. Appellant James Richard Matthews opening brief due 11/22/2021. Appellees TD Ameritrade Holding Corporation, TD Ameritrade IP Company, Inc., TD Ameritrade Services Company, Inc. and TD Ameritrade, Inc. answering brief due 12/22/2021. Appellant's optional reply brief is due 21 days after service of the answering brief. [12233839] (RT) [Entered: 09/20/2021 04:23 PM]

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Search for this case: TD Ameritrade, Inc., et al v. James Matthews
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Plaintiff: TD AMERITRADE, INC.
Represented By: Michael Hawes
Represented By: Yale Hyder Metzger Esquire
Represented By: Melanie Lynne Ronen Esquire
Represented By: Brandon Chen
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Plaintiff: TD AMERITRADE HOLDING CORPORATION
Represented By: Michael Hawes
Represented By: Yale Hyder Metzger Esquire
Represented By: Melanie Lynne Ronen Esquire
Represented By: Brandon Chen
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Plaintiff: TD AMERITRADE IP COMPANY, INC.
Represented By: Michael Hawes
Represented By: Yale Hyder Metzger Esquire
Represented By: Melanie Lynne Ronen Esquire
Represented By: Brandon Chen
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Plaintiff: TD AMERITRADE SERVICES COMPANY, INC.
Represented By: Michael Hawes
Represented By: Yale Hyder Metzger Esquire
Represented By: Melanie Lynne Ronen Esquire
Represented By: Brandon Chen
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Counter claimant: JAMES RICHARD MATTHEWS
Represented By: Vincent J. D'Elia
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