USSEC v. Richard Gounaud, et al
Defendant: RMR ASSET MANAGEMENT COMPANY, DAVID R. FROST, JOCELYN M. MURPHY, JOHN M. KIRSCHENBAUM, MICHAEL S. MURPHY, TIMOTHY J. MCALOON, PHILIP A. WEINER, DEWEY T. TRAN, DAVID S. LUTTBEG, NEIL P. KELLY, DOUGLAS J. DERRYBERRY, BRUCE A. BROEKHUIZEN and RALPH M. RICCARDI
Plaintiff / Appellee: U.S. SECURITIES & EXCHANGE COMMISSION
Defendant / Appellant: RICHARD C. GOUNAUD
Case Number: 21-55180
Filed: March 1, 2021
Court: U.S. Court of Appeals, Ninth Circuit
Nature of Suit: Other
Docket Report

This docket was last retrieved on March 29, 2021. A more recent docket listing may be available from PACER.

Date Filed Document Text
March 29, 2021 Filing 7 Filed clerk order (Deputy Clerk: LBS): Appellees motions (Docket Entry No. [ # 12043222-2 ] in No. 21-55178; Docket Entry No. [ # 6 ] in No. 21-55180) to consolidate are granted. Nos. 21-55178 and 21-55180 are consolidated. The opening briefs are due June 7, 2021. The consolidated answering brief is due July 7, 2021. The optional reply briefs are due within 21 days after service of the consolidated answering brief. [12056042] [21-55178, 21-55180] (RY) [Entered: 03/29/2021 09:45 AM]
March 16, 2021 Filing 6 Filed (ECF) Appellee USSEC Motion to consolidate cases 21-55178 and 21-55180. Date of service: 03/16/2021. [12043229] [21-55180] (McKenzie, Rachel) [Entered: 03/16/2021 02:21 PM]
March 10, 2021 Filing 5 Attorney Christian Schultz in 21-55180 substituted by Attorney Rachel McKenzie in 21-55180 [12030394] (DJV) [Entered: 03/10/2021 08:20 AM]
March 10, 2021 Filing 4 Filed (ECF) notice of appearance of Rachel M. McKenzie (Securities and Exchange Commission, 100 F Street NE, Washington DC 20549) for Appellee USSEC. Substitution for Attorney Christian Schultz for Appellee USSEC. Date of service: 03/10/2021. (Party was previously proceeding with counsel.) [12030370] [21-55180] (McKenzie, Rachel) [Entered: 03/10/2021 07:51 AM]
March 8, 2021 Filing 3 Received notification from District Court re: payment of docket fee. Amount Paid: USD 505.00. Date paid: 03/05/2021. [12027848] (RT) [Entered: 03/08/2021 02:05 PM]
March 4, 2021 Filing 2 Filed clerk order (Deputy Clerk: CKP): Order to show cause docket fee due [12023702] (CKP) [Entered: 03/04/2021 01:04 AM]
March 1, 2021 Filing 1 DOCKETED CAUSE AND ENTERED APPEARANCES OF COUNSEL AND PRO SE APPELLANT. SEND MQ: No. The schedule is set as follows: Transcript ordered by 03/29/2021. Transcript due 04/27/2021. Appellant Richard C. Gounaud opening brief due 06/07/2021. Appellee U.S. Securities & Exchange Commission answering brief due 07/07/2021. Appellant's optional reply brief is due 21 days after service of the answering brief. [12020405] (RT) [Entered: 03/01/2021 03:27 PM]

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Search for this case: USSEC v. Richard Gounaud, et al
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Defendant: RMR ASSET MANAGEMENT COMPANY
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Defendant: DAVID R. FROST
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Defendant: JOCELYN M. MURPHY
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Defendant: JOHN M. KIRSCHENBAUM
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Defendant: MICHAEL S. MURPHY
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Defendant: TIMOTHY J. MCALOON
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Defendant: PHILIP A. WEINER
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Defendant: DEWEY T. TRAN
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Defendant: DAVID S. LUTTBEG
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Defendant: NEIL P. KELLY
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Defendant: DOUGLAS J. DERRYBERRY
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Defendant: BRUCE A. BROEKHUIZEN
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Defendant: RALPH M. RICCARDI
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Plaintiff / appellee: U.S. SECURITIES & EXCHANGE COMMISSION
Represented By: Christian Schultz
Represented By: Rachel McKenzie
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Defendant / appellant: RICHARD C. GOUNAUD
Represented By: Richard C. Gounaud
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