Andrew Zenoff v. Sorrento Therapeutics, Inc., et al
Not Classified By Court: In re: SORRENTO THERAPEUTICS, INC. SECURITIES LITIGATION
Plaintiff / Appellant: ANDREW R. ZENOFF, Lead Plaintiff, individually and on behalf of all others similarly situated
Defendant / Appellee: SORRENTO THERAPEUTICS, INC., HENRY JI and MARK R. BRUNSWICK
Case Number: 22-55641
Filed: July 1, 2022
Court: U.S. Court of Appeals, Ninth Circuit
Nature of Suit: Securities, Commodities, Exchange

Opinions

We have the following opinions for this case:

Date Filed Description
March 25, 2024 Summary ZENOFF V. SORRENTO THERAPEUTICS, INC., ET AL

Docket Report

This docket was last retrieved on January 26, 2023. A more recent docket listing may be available from PACER.

Date Filed Document Text
January 26, 2023 Filing 34 Received 6 paper copies of Reply Brief [ # 32 ] filed by Andrew R. Zenoff. [12639427] (SD) [Entered: 01/26/2023 11:39 AM]
January 24, 2023 Filing 33 Filed clerk order: The reply brief [ # 32 ] submitted by Andrew R. Zenoff is filed. Within 7 days of the filing of this order, filer is ordered to file 6 copies of the brief in paper format, accompanied by certification (attached to the end of each copy of the brief) that the brief is identical to the version submitted electronically. Cover color: gray. The paper copies shall be submitted to the principal office of the Clerk. [12636846] (KT) [Entered: 01/24/2023 09:45 AM]
January 23, 2023 Filing 32 Submitted (ECF) Reply Brief for review. Submitted by Appellant Andrew R. Zenoff. Date of service: 01/23/2023. [12636494] [22-55641] (Hubachek, Steven) [Entered: 01/23/2023 04:30 PM]
December 12, 2022 Filing 31 Filed (ECF) Attorney Edward Han, Esquire for Appellees Mark R. Brunswick, Henry Ji and Sorrento Therapeutics, Inc. response to notice for case being considered for oral argument. Date of service: 12/12/2022. [12607770] [22-55641] (Han, Edward) [Entered: 12/12/2022 10:22 AM]
December 8, 2022 Filing 30 This case is being considered for an upcoming oral argument calendar in Pasadena Please review the Pasadena sitting dates for April 2023 and the 2 subsequent sitting months in that location at # http://www.ca9.uscourts.gov/court_sessions . If you have an unavoidable conflict on any of the dates, please file # Form 32 within 3 business days of this notice using the CM/ECF filing type Response to Case Being Considered for Oral Argument . Please follow the form's # instructions carefully. When setting your argument date, the court will try to work around unavoidable conflicts; the court is not able to accommodate mere scheduling preferences. You will receive notice that your case has been assigned to a calendar approximately 10 weeks before the scheduled oral argument date. If the parties wish to discuss settlement before an argument date is set, they should jointly request referral to the mediation unit by filing a letter within 3 business days of this notice , using CM/ECF ( Type of Document : Correspondence to Court; Subject : request for mediation).[12606088]. [22-55641] (KS) [Entered: 12/08/2022 04:31 PM]
December 7, 2022 Filing 29 Received 6 paper copies of Answering Brief [ # 23 ] filed by Appellees. [12604658] (SD) [Entered: 12/07/2022 02:24 PM]
December 7, 2022 Filing 28 Received 3 paper copies of supplemental excerpts of record [ # 24 ] in 1 volume(s) filed by Appellees. [12604653] (SD) [Entered: 12/07/2022 02:22 PM]
December 7, 2022 Filing 27 Streamlined request [26] by Appellant Andrew R. Zenoff to extend time to file the brief is approved. Amended briefing schedule: the optional reply brief is due 01/23/2023. [12604456] (BG) [Entered: 12/07/2022 12:18 PM]
December 7, 2022 Filing 26 Filed (ECF) Streamlined request for extension of time to file Reply Brief by Appellant Andrew R. Zenoff. New requested due date is 01/23/2023. [12604042] [22-55641] (Hubachek, Steven) [Entered: 12/07/2022 08:25 AM]
December 2, 2022 Filing 25 Filed clerk order: The answering brief [ # 23 ] submitted by appellees is filed. Within 7 days of the filing of this order, filer is ordered to file 6 copies of the brief in paper format, accompanied by certification (attached to the end of each copy of the brief) that the brief is identical to the version submitted electronically. Cover color: red. The supplemental excerpts of record [ # 24 ] submitted by appellees are filed. Within 7 days of this order, filer is ordered to file 3 copies of the excerpts in paper format securely bound on the left side, with white covers. The paper copies shall be submitted to the principal office of the Clerk. [12600999] (KT) [Entered: 12/02/2022 12:51 PM]
December 2, 2022 Filing 24 Submitted (ECF) supplemental excerpts of record. Submitted by Appellees Mark R. Brunswick, Henry Ji and Sorrento Therapeutics, Inc.. Date of service: 12/02/2022. [12600828] [22-55641] (Han, Edward) [Entered: 12/02/2022 10:53 AM]
December 2, 2022 Filing 23 Submitted (ECF) Answering Brief for review. Submitted by Appellees Mark R. Brunswick, Henry Ji and Sorrento Therapeutics, Inc.. Date of service: 12/02/2022. [12600825] [22-55641] (Han, Edward) [Entered: 12/02/2022 10:50 AM]
October 14, 2022 Filing 22 Terminated Lauren Elizabeth Paglini for Andrew R. Zenoff in 22-55641 [12563888] (JFF) [Entered: 10/14/2022 02:49 PM]
October 13, 2022 Filing 21 Filed (ECF) Notice of withdrawal of counsel. Filed by Attorney Lauren Elizabeth Paglini for Appellant Andrew R. Zenoff. Party proceeding without counsel: No. Date of service: 10/13/2022. [12562831] [22-55641] (LEP) [Entered: 10/13/2022 03:12 PM]
October 6, 2022 Filing 20 Received 3 paper copies of excerpts of record [ # 15 ] in 1 volume(s) filed by Andrew R. Zenoff. [12557795] (CPA) [Entered: 10/06/2022 03:28 PM]
October 6, 2022 Filing 19 Received 6 paper copies of Opening Brief [ # 14 ] filed by Andrew R. Zenoff. [12557787] (CPA) [Entered: 10/06/2022 03:24 PM]
October 5, 2022 Filing 18 ENTRY UPDATED. ORIGINAL TEXT TO CORRECT ANSWERING BRIEF DUE DATE Streamlined request [17] by Appellees Mark R. Brunswick, Henry Ji and Sorrento Therapeutics, Inc. to extend time to file the brief is approved. Amended briefing schedule: Appellees Mark R. Brunswick, Henry Ji and Sorrento Therapeutics, Inc. answering brief due 12/02/2022. The optional reply brief is due 21 days from the date of service of the answering brief. [12556720]--[Edited 10/05/2022 by BG] (BG) [Entered: 10/05/2022 02:39 PM]
October 5, 2022 Filing 17 Filed (ECF) Streamlined request for extension of time to file Answering Brief by Appellees Mark R. Brunswick, Henry Ji and Sorrento Therapeutics, Inc.. New requested due date is 12/02/2022. [12556520] [22-55641] (Han, Edward) [Entered: 10/05/2022 12:30 PM]
October 4, 2022 Filing 16 Filed clerk order: The opening brief [ # 14 ] submitted by Andrew R. Zenoff is filed. Within 7 days of the filing of this order, filer is ordered to file 6 copies of the brief in paper format, accompanied by certification (attached to the end of each copy of the brief) that the brief is identical to the version submitted electronically. Cover color: blue. The excerpts of record [ # 15 ] submitted by Andrew R. Zenoff are filed. Within 7 days of this order, filer is ordered to file 3 copies of the excerpts in paper format securely bound on the left side, with white covers. The paper copies shall be submitted to the principal office of the Clerk. [12555379] (KT) [Entered: 10/04/2022 10:06 AM]
October 3, 2022 Filing 15 Submitted (ECF) excerpts of record. Submitted by Appellant Andrew R. Zenoff. Date of service: 10/03/2022. [12555122] [22-55641] (Hubachek, Steven) [Entered: 10/03/2022 05:40 PM]
October 3, 2022 Filing 14 Submitted (ECF) Opening Brief for review. Submitted by Appellant Andrew R. Zenoff. Date of service: 10/03/2022. [12555119] [22-55641] (Hubachek, Steven) [Entered: 10/03/2022 05:38 PM]
August 4, 2022 Filing 13 Streamlined request [12] by Appellant Andrew R. Zenoff to extend time to file the brief is approved. Amended briefing schedule: Appellant Andrew R. Zenoff opening brief due 10/03/2022. Appellees Mark R. Brunswick, Henry Ji and Sorrento Therapeutics, Inc. answering brief due 11/02/2022. The optional reply brief is due 21 days from the date of service of the answering brief. [12509854] (BG) [Entered: 08/04/2022 03:07 PM]
August 4, 2022 Filing 12 Filed (ECF) Streamlined request for extension of time to file Opening Brief by Appellant Andrew R. Zenoff. New requested due date is 10/03/2022. [12509815] [22-55641] (LEP) [Entered: 08/04/2022 02:50 PM]
August 4, 2022 Filing 11 MEDIATION ORDER FILED: This case is RELEASED from the Mediation Program. Counsel are requested to contact the Circuit Mediator should circumstances develop that warrant settlement discussions while the appeal is pending. [12509353] (VS) [Entered: 08/04/2022 10:21 AM]
August 2, 2022 Filing 10 Added Attorney Nicole Quaid Gilliland for Appellant Andrew R. Zenoff, in case 22-55641. [12507660] (HH) [Entered: 08/02/2022 01:25 PM]
August 2, 2022 Filing 9 Filed (ECF) notice of appearance of Nicole Q. Gilliland (Robbins Geller Rudman & Dowd LLP, 655 West Broadway, Suite 1900, San Diego, CA 92101) for Appellant Andrew R. Zenoff. Date of service: 08/02/2022. (Party was previously proceeding with counsel.) [12507619] [22-55641] (Gilliland, Nicole) [Entered: 08/02/2022 01:09 PM]
July 15, 2022 Filing 8 MEDIATION CONFERENCE SCHEDULED - DIAL-IN AssessmentConference, 08/04/2022, 10:00 a.m., PACIFIC Time. The briefing schedule previously set by the court remains in effect. See order for instructions and details. [12495170] (VS) [Entered: 07/15/2022 03:16 PM]
July 8, 2022 Filing 7 Attorneys Peter Marshall Stone substituted by Attorneys Edward Han [12489925] (JFF) [Entered: 07/08/2022 04:35 PM]
July 8, 2022 Filing 6 Filed (ECF) notice of appearance of Edward Han (Paul Hastings LLP, 1117 S. California Ave, Palo Alto, CA 94304) for Appellees Mark R. Brunswick, Henry Ji and Sorrento Therapeutics, Inc.. Substitution for Attorney Mr. Peter Marshall Stone, Esquire for Appellees Mark R. Brunswick, Henry Ji and Sorrento Therapeutics, Inc.. Date of service: 07/08/2022. (Party was previously proceeding with counsel.) [12489919] [22-55641] (Han, Edward) [Entered: 07/08/2022 04:31 PM]
July 8, 2022 Filing 5 The Mediation Questionnaire for this case was filed on 07/08/2022. To submit pertinent confidential information directly to the Circuit Mediators, please use the following # link . Confidential submissions may include any information relevant to mediation of the case and settlement potential, including, but not limited to, settlement history, ongoing or potential settlement discussions, non-litigated party related issues, other pending actions, and timing considerations that may impact mediation efforts.[12489483]. [22-55641] (AD) [Entered: 07/08/2022 12:44 PM]
July 8, 2022 Filing 4 Filed (ECF) Appellant Andrew R. Zenoff Mediation Questionnaire. Date of service: 07/08/2022. [12489381] [22-55641] (Hubachek, Steven) [Entered: 07/08/2022 11:22 AM]
July 5, 2022 Filing 3 Added Attorney(s) Lauren Elizabeth Paglini for party(s) Appellant Andrew R. Zenoff, in case 22-55641. [12486021] (JFF) [Entered: 07/05/2022 10:07 AM]
July 5, 2022 Filing 2 Filed (ECF) notice of appearance of Lauren E. Paglini (Robbins Geller Rudman & Dowd LLP, One Montgomery Street, Suite 1800, San Francisco, CA 94104) for Appellant Andrew R. Zenoff. Date of service: 07/05/2022. (Party was previously proceeding with counsel.) [12485945] [22-55641] (Paglini, Lauren) [Entered: 07/05/2022 09:39 AM]
July 1, 2022 Filing 1 DOCKETED CAUSE AND ENTERED APPEARANCES OF COUNSEL. SEND MQ: Yes. The schedule is set as follows: Appellant Andrew R. Zenoff Mediation Questionnaire due on 07/08/2022. Appellant Andrew R. Zenoff opening brief due 09/02/2022. Appellees Mark R. Brunswick, Henry Ji and Sorrento Therapeutics, Inc. answering brief due 10/03/2022. Appellant's optional reply brief is due 21 days after service of the answering brief. [12485569] (RT) [Entered: 07/01/2022 04:22 PM]

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Not classified by court: In re: SORRENTO THERAPEUTICS, INC. SECURITIES LITIGATION
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Plaintiff / appellant: ANDREW R. ZENOFF, Lead Plaintiff, individually and on behalf of all others similarly situated
Represented By: Steven Francis Hubachek Esquire
Represented By: Trig Smith
Represented By: Lauren Elizabeth Paglini
Represented By: Nicole Quaid Gilliland Esquire
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Defendant / appellee: SORRENTO THERAPEUTICS, INC.
Represented By: Edward Han Esquire
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Defendant / appellee: HENRY JI
Represented By: Edward Han Esquire
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Defendant / appellee: MARK R. BRUNSWICK
Represented By: Edward Han Esquire
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