McCarthy, et al. v. Intercontinental Exchange, Inc., et al.

Justia Dockets & Filings Ninth Circuit U.S. Court of Appeals, Ninth Circuit McCarthy, et al. v. Intercontinental Exchange, Inc., et al.

McCarthy, et al. v. Intercontinental Exchange, Inc., et al.

Defendant:	ROYAL BANK OF CANADA, RBC CAPITAL MARKETS, LLC and THE NORINCHUKIN BANK
Plaintiff / Appellant:	LISA MCCARTHY, MARY KATHERINE ARCELL, KEITH DEAN BRADT, JOSE BRITO, JAN-MARIE BROWN, ROSEMARY D'AUGUSTA, BRENDA DAVIS, PAMELA FAUST, CAROLYN FJORD, DONALD C. FREELAND, DONNA FRYE, GABRIEL GARAVANIAN, HARRY GARAVANIAN, YVONNE JOCELYN GARDNER, VALARIE JOLLY, MICHAEL MALANEY, LENARD MARAZZO, TIMOTHY NIEBOER, DEBORAH PULFER, BILL RUBINSOHN, SONDRA RUSSELL, JUNE STANSBURY, CLYDE DUANE STENSRUD, GARY TALEWSKY, DIANA LYNN ULTICAN, PAMELA WARD and CHRISTINE M. WHALEN
Defendant / Appellee:	INTERCONTINENTAL EXCHANGE, INC., INTERCONTINENTAL EXCHANGE HOLDINGS, INC., ICE BENCHMARK ADMINISTRATION LIMITED, ICE DATA SERVICES, INC., ICE PRICING AND REFERENCE DATA LLC, BANK OF AMERICA CORPORATION, BARCLAYS, PLC, BARCLAYS CAPITAL, INC., CITIBANK, N.A., CITIGROUP, INC., CITIGROUP GLOBAL MARKETS, INC., COOPERATIEVE RABOBANK U.A., CREDIT SUISSE GROUP AG, CREDIT SUISSE AG, CREDIT SUISSE SECURITIES (USA) LLC, DEUTSCHE BANK AG, DEUTSCHE BANK SECURITIES, INC., HSBC HOLDINGS PLC, HSBC BANK PLC, HSBC BANK USA, N.A., HSBC SECURITIES (USA) INC., JPMORGAN CHASE & CO., J.P. MORGAN SECURITIES LLC, LLOYDS BANK PLC, LLOYDS SECURITIES INC., MUFG BANK, LTD., THE BANK OF TOKYO-MITSUBISHI UFJ LTD, MITSUBISHI UFJ FINANCIAL GROUP INC., MUFG SECURITIES AMERICAS INC., ROYAL BANK OF SCOTLAND GROUP PLC, ROYAL BANK OF SCOTLAND, PLC, NATIONAL WESTMINSTER BANK PLC, NATWEST MARKETS SECURITIES INC., SUMITOMO MITSUI BANKING CORPORATION, SUMITOMO MITSUI FINANCIAL GROUP INC., SUMITOMO MITSUI BANKING CORPORATION EUROPE LTD, SMBC CAPITAL MARKETS, INC., UBS GROUP AG, UBS AG, UBS SECURITIES LLC, BANK OF AMERICA, NATIONAL ASSOCIATION and JPMORGAN CHASE BANK, N.A.
Case Number:	23-3458
Filed:	November 15, 2023
Court:	U.S. Court of Appeals, Ninth Circuit
Nature of Suit:	Other

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Docket Report

This docket was last retrieved on November 22, 2023. A more recent docket listing may be available from PACER.

Date Filed	Document Text
November 22, 2023	Filing 5 MEDIATION ORDER: By 11/29/2023, counsel to email Circuit Mediator regarding settlement potential. Include Ninth Circuit case name and number in subject line. This communication will be kept confidential, if requested, and should not be filed with the court. The existing briefing schedule remains in effect. SEE ORDER FOR DETAILS. [Entered: 11/22/2023 01:11 PM]
November 20, 2023	Filing 4 MEDIATION QUESTIONNAIRE filed by Appellant Lisa McCarthy, Appellant Mary Katherine Arcell, Appellant Keith Dean Bradt, Appellant Jose Brito, Appellant Jan-Marie Brown, Appellant Rosemary D'Augusta, Appellant Brenda Davis, Appellant Pamela Faust, Appellant Carolyn Fjord, Appellant Donald C. Freeland, Appellant Donna Frye, Appellant Gabriel Garavanian, Appellant Harry Garavanian, Appellant Yvonne Jocelyn Gardner, Appellant Valarie Jolly, Appellant Michael Malaney, Appellant Lenard Marazzo, Appellant Timothy Nieboer, Appellant Deborah Pulfer, Appellant Bill Rubinsohn, Appellant Sondra Russell, Appellant June Stansbury, Appellant Clyde Duane Stensrud, Appellant Gary Talewsky, Appellant Diana Lynn Ultican, Appellant Pamela Ward, Appellant Christine M. Whalen. To submit pertinent confidential information directly to the Circuit Mediators, please email #ca09_mediation@ca9.uscourts.gov and include the case name and number in the subject line. Confidential submissions may include any information relevant to mediation of the case and settlement potential, including, but not limited to, settlement history, ongoing or potential settlement discussions, non-litigated party related issues, other pending actions, and timing considerations that may impact mediation efforts. [Entered: 11/20/2023 03:52 PM]
November 15, 2023	Filing 3 Amended Notice of Appeal Received. [Entered: 11/15/2023 01:40 PM]
November 15, 2023	Filing 2 SCHEDULE NOTICE. Mediation Questionnaire due (Appellant) due 11/20/2023, Appeal Opening Brief (No Transcript Due) (Appellant) due 12/26/2023, Appeal Answering Brief (No Transcript Due) (Appellee) due 1/24/2024. All briefs shall be served and filed pursuant to FRAP 31 and 9th Cir. R. 31-2.1. Failure of the petitioner(s)/appellant(s) to comply with this briefing schedule will result in automatic dismissal of the appeal. See 9th Cir. R. 42-1. [Entered: 11/15/2023 12:42 PM]
November 15, 2023	Filing 1 CASE OPENED. A copy of your notice of appeal / petition filed in 3:20-cv-05832-JD has been received in the Clerk's office of the United States Court of Appeals for the Ninth Circuit. The U.S. Court of Appeals docket number 23-3458 has been assigned to this case. All communications with the court must indicate this Court of Appeals docket number. Please carefully review the docket to ensure the name(s) and contact information are correct. It is your responsibility to alert the court if your contact information changes. Resources Available For more information about case processing and to assist you in preparing your brief, please review the Case Opening Information (for #attorneys and #pro se litigants) and review the #Appellate Practice Guide. Counsel should consider contacting the court's #Appellate Mentoring Program for help with the brief and argument. [Entered: 11/15/2023 12:35 PM]

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Search for this case: McCarthy, et al. v. Intercontinental Exchange, Inc., et al.
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Plaintiff / appellant: LISA MCCARTHY
Represented By:	Joseph M. Alioto, Sr
Represented By:	Mr. Robert J. Bonsignore
Represented By:	Ms. Theresa Driscoll Moore
Represented By:	Mr. Christopher A. Nedeau
Represented By:	Lawrence G. Papale
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Plaintiff / appellant: MARY KATHERINE ARCELL
Represented By:	Mr. Christopher A. Nedeau
Represented By:	Lawrence G. Papale
Represented By:	Joseph M. Alioto, Sr
Represented By:	Mr. Robert J. Bonsignore
Represented By:	Ms. Theresa Driscoll Moore
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Plaintiff / appellant: KEITH DEAN BRADT
Represented By:	Mr. Robert J. Bonsignore
Represented By:	Joseph M. Alioto, Sr
Represented By:	Ms. Theresa Driscoll Moore
Represented By:	Mr. Christopher A. Nedeau
Represented By:	Lawrence G. Papale
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Plaintiff / appellant: JOSE BRITO
Represented By:	Joseph M. Alioto, Sr
Represented By:	Mr. Christopher A. Nedeau
Represented By:	Lawrence G. Papale
Represented By:	Mr. Robert J. Bonsignore
Represented By:	Ms. Theresa Driscoll Moore
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Plaintiff / appellant: JAN-MARIE BROWN
Represented By:	Joseph M. Alioto, Sr
Represented By:	Mr. Robert J. Bonsignore
Represented By:	Ms. Theresa Driscoll Moore
Represented By:	Mr. Christopher A. Nedeau
Represented By:	Lawrence G. Papale
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Plaintiff / appellant: ROSEMARY D'AUGUSTA
Represented By:	Mr. Robert J. Bonsignore
Represented By:	Mr. Christopher A. Nedeau
Represented By:	Lawrence G. Papale
Represented By:	Joseph M. Alioto, Sr
Represented By:	Ms. Theresa Driscoll Moore
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Plaintiff / appellant: BRENDA DAVIS
Represented By:	Joseph M. Alioto, Sr
Represented By:	Mr. Robert J. Bonsignore
Represented By:	Ms. Theresa Driscoll Moore
Represented By:	Mr. Christopher A. Nedeau
Represented By:	Lawrence G. Papale
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Plaintiff / appellant: PAMELA FAUST
Represented By:	Mr. Christopher A. Nedeau
Represented By:	Lawrence G. Papale
Represented By:	Joseph M. Alioto, Sr
Represented By:	Mr. Robert J. Bonsignore
Represented By:	Ms. Theresa Driscoll Moore
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Plaintiff / appellant: CAROLYN FJORD
Represented By:	Joseph M. Alioto, Sr
Represented By:	Mr. Robert J. Bonsignore
Represented By:	Ms. Theresa Driscoll Moore
Represented By:	Mr. Christopher A. Nedeau
Represented By:	Lawrence G. Papale
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Plaintiff / appellant: DONALD C. FREELAND
Represented By:	Joseph M. Alioto, Sr
Represented By:	Mr. Robert J. Bonsignore
Represented By:	Ms. Theresa Driscoll Moore
Represented By:	Mr. Christopher A. Nedeau
Represented By:	Lawrence G. Papale
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Plaintiff / appellant: DONNA FRYE
Represented By:	Mr. Christopher A. Nedeau
Represented By:	Lawrence G. Papale
Represented By:	Joseph M. Alioto, Sr
Represented By:	Mr. Robert J. Bonsignore
Represented By:	Ms. Theresa Driscoll Moore
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Plaintiff / appellant: GABRIEL GARAVANIAN
Represented By:	Joseph M. Alioto, Sr
Represented By:	Mr. Robert J. Bonsignore
Represented By:	Ms. Theresa Driscoll Moore
Represented By:	Mr. Christopher A. Nedeau
Represented By:	Lawrence G. Papale
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Plaintiff / appellant: HARRY GARAVANIAN
Represented By:	Joseph M. Alioto, Sr
Represented By:	Mr. Robert J. Bonsignore
Represented By:	Ms. Theresa Driscoll Moore
Represented By:	Mr. Christopher A. Nedeau
Represented By:	Lawrence G. Papale
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Plaintiff / appellant: YVONNE JOCELYN GARDNER
Represented By:	Joseph M. Alioto, Sr
Represented By:	Mr. Robert J. Bonsignore
Represented By:	Ms. Theresa Driscoll Moore
Represented By:	Mr. Christopher A. Nedeau
Represented By:	Lawrence G. Papale
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Plaintiff / appellant: VALARIE JOLLY
Represented By:	Joseph M. Alioto, Sr
Represented By:	Mr. Robert J. Bonsignore
Represented By:	Ms. Theresa Driscoll Moore
Represented By:	Mr. Christopher A. Nedeau
Represented By:	Lawrence G. Papale
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Plaintiff / appellant: MICHAEL MALANEY
Represented By:	Joseph M. Alioto, Sr
Represented By:	Mr. Robert J. Bonsignore
Represented By:	Ms. Theresa Driscoll Moore
Represented By:	Mr. Christopher A. Nedeau
Represented By:	Lawrence G. Papale
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Plaintiff / appellant: LENARD MARAZZO
Represented By:	Mr. Christopher A. Nedeau
Represented By:	Lawrence G. Papale
Represented By:	Mr. Robert J. Bonsignore
Represented By:	Joseph M. Alioto, Sr
Represented By:	Ms. Theresa Driscoll Moore
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Plaintiff / appellant: TIMOTHY NIEBOER
Represented By:	Ms. Theresa Driscoll Moore
Represented By:	Mr. Christopher A. Nedeau
Represented By:	Lawrence G. Papale
Represented By:	Joseph M. Alioto, Sr
Represented By:	Mr. Robert J. Bonsignore
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Plaintiff / appellant: DEBORAH PULFER
Represented By:	Joseph M. Alioto, Sr
Represented By:	Mr. Robert J. Bonsignore
Represented By:	Ms. Theresa Driscoll Moore
Represented By:	Lawrence G. Papale
Represented By:	Mr. Christopher A. Nedeau
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Plaintiff / appellant: BILL RUBINSOHN
Represented By:	Mr. Robert J. Bonsignore
Represented By:	Ms. Theresa Driscoll Moore
Represented By:	Mr. Christopher A. Nedeau
Represented By:	Lawrence G. Papale
Represented By:	Joseph M. Alioto, Sr
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Plaintiff / appellant: SONDRA RUSSELL
Represented By:	Joseph M. Alioto, Sr
Represented By:	Mr. Robert J. Bonsignore
Represented By:	Ms. Theresa Driscoll Moore
Represented By:	Mr. Christopher A. Nedeau
Represented By:	Lawrence G. Papale
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Plaintiff / appellant: JUNE STANSBURY
Represented By:	Joseph M. Alioto, Sr
Represented By:	Mr. Robert J. Bonsignore
Represented By:	Ms. Theresa Driscoll Moore
Represented By:	Mr. Christopher A. Nedeau
Represented By:	Lawrence G. Papale
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Plaintiff / appellant: CLYDE DUANE STENSRUD
Represented By:	Lawrence G. Papale
Represented By:	Joseph M. Alioto, Sr
Represented By:	Mr. Robert J. Bonsignore
Represented By:	Ms. Theresa Driscoll Moore
Represented By:	Mr. Christopher A. Nedeau
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Plaintiff / appellant: GARY TALEWSKY
Represented By:	Mr. Robert J. Bonsignore
Represented By:	Ms. Theresa Driscoll Moore
Represented By:	Mr. Christopher A. Nedeau
Represented By:	Lawrence G. Papale
Represented By:	Joseph M. Alioto, Sr
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Plaintiff / appellant: DIANA LYNN ULTICAN
Represented By:	Mr. Robert J. Bonsignore
Represented By:	Ms. Theresa Driscoll Moore
Represented By:	Mr. Christopher A. Nedeau
Represented By:	Lawrence G. Papale
Represented By:	Joseph M. Alioto, Sr
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Plaintiff / appellant: PAMELA WARD
Represented By:	Mr. Christopher A. Nedeau
Represented By:	Lawrence G. Papale
Represented By:	Joseph M. Alioto, Sr
Represented By:	Mr. Robert J. Bonsignore
Represented By:	Ms. Theresa Driscoll Moore
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Plaintiff / appellant: CHRISTINE M. WHALEN
Represented By:	Joseph M. Alioto, Sr
Represented By:	Mr. Robert J. Bonsignore
Represented By:	Ms. Theresa Driscoll Moore
Represented By:	Mr. Christopher A. Nedeau
Represented By:	Lawrence G. Papale
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Defendant / appellee: INTERCONTINENTAL EXCHANGE, INC.
Represented By:	Mr. John F. Cove, Jr
Represented By:	Mr. Adam Selim Hakki
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Defendant / appellee: INTERCONTINENTAL EXCHANGE HOLDINGS, INC.
Represented By:	Mr. John F. Cove, Jr
Represented By:	Mr. Adam Selim Hakki
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Defendant / appellee: ICE BENCHMARK ADMINISTRATION LIMITED
Represented By:	Mr. John F. Cove, Jr
Represented By:	Mr. Adam Selim Hakki
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Defendant / appellee: ICE DATA SERVICES, INC.
Represented By:	Mr. John F. Cove, Jr
Represented By:	Mr. Adam Selim Hakki
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Defendant / appellee: ICE PRICING AND REFERENCE DATA LLC
Represented By:	Mr. John F. Cove, Jr
Represented By:	Mr. Adam Selim Hakki
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Defendant / appellee: BANK OF AMERICA CORPORATION
Represented By:	Mr. Micah Block
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Defendant / appellee: BARCLAYS, PLC
Represented By:	Mr. Adam S. Paris
Represented By:	Mr. Jeffrey Thomas Scott
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Defendant / appellee: BARCLAYS CAPITAL, INC.
Represented By:	Mr. Adam S. Paris
Represented By:	Mr. Jeffrey Thomas Scott
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Defendant / appellee: CITIBANK, N.A.
Represented By:	Mr. Peter Boutin
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Defendant / appellee: CITIGROUP, INC.
Represented By:	Mr. Peter Boutin
Represented By:	Mr. George Cary
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Defendant / appellee: CITIGROUP GLOBAL MARKETS, INC.
Represented By:	Mr. George Cary
Represented By:	Mr. Peter Boutin
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Defendant / appellee: COOPERATIEVE RABOBANK U.A.
Represented By:	Mr. David Gelfand
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Defendant / appellee: CREDIT SUISSE GROUP AG
Represented By:	Mr. Robert Harvey Bunzel
Represented By:	Joel L. Kurtzberg
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Defendant / appellee: CREDIT SUISSE AG
Represented By:	Mr. Robert Harvey Bunzel
Represented By:	Joel L. Kurtzberg
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Defendant / appellee: CREDIT SUISSE SECURITIES (USA) LLC
Represented By:	Mr. Robert Harvey Bunzel
Represented By:	Joel L. Kurtzberg
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Defendant / appellee: DEUTSCHE BANK AG
Represented By:	Brad S. Karp
Represented By:	Meredith Richardson Dearborn
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Defendant / appellee: DEUTSCHE BANK SECURITIES, INC.
Represented By:	Meredith Richardson Dearborn
Represented By:	Brad S. Karp
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Defendant / appellee: HSBC HOLDINGS PLC
Represented By:	Lisa Bugni
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Defendant / appellee: HSBC BANK PLC
Represented By:	Lisa Bugni
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Defendant / appellee: HSBC BANK USA, N.A.
Represented By:	Lisa Bugni
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Defendant / appellee: HSBC SECURITIES (USA) INC.
Represented By:	Lisa Bugni
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Defendant / appellee: JPMORGAN CHASE & CO.
Represented By:	Harrison Frahn
Represented By:	Alan C. Turner
Represented By:	Abram Ellis
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Defendant / appellee: J.P. MORGAN SECURITIES LLC
Represented By:	Abram Ellis
Represented By:	Harrison Frahn
Represented By:	Alan C. Turner
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Defendant / appellee: LLOYDS BANK PLC
Represented By:	Ms. Vassi Iliadis
Represented By:	Paul B. Salvaty
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Defendant / appellee: LLOYDS SECURITIES INC.
Represented By:	Ms. Vassi Iliadis
Represented By:	Paul B. Salvaty
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Defendant / appellee: MUFG BANK, LTD.
Represented By:	Mr. Sverker Kristoffer Hogberg
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Defendant / appellee: THE BANK OF TOKYO-MITSUBISHI UFJ LTD
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Defendant / appellee: MITSUBISHI UFJ FINANCIAL GROUP INC.
Represented By:	Mr. Sverker Kristoffer Hogberg
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Defendant / appellee: MUFG SECURITIES AMERICAS INC.
Represented By:	Mr. Sverker Kristoffer Hogberg
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Defendant / appellee: ROYAL BANK OF SCOTLAND GROUP PLC
Represented By:	David Sapir Lesser
Represented By:	Suzanne Nero
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Defendant / appellee: ROYAL BANK OF SCOTLAND, PLC
Represented By:	David Sapir Lesser
Represented By:	Suzanne Nero
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Defendant / appellee: NATIONAL WESTMINSTER BANK PLC
Represented By:	David Sapir Lesser
Represented By:	Suzanne Nero
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Defendant / appellee: NATWEST MARKETS SECURITIES INC.
Represented By:	David Sapir Lesser
Represented By:	Suzanne Nero
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Defendant / appellee: SUMITOMO MITSUI BANKING CORPORATION
Represented By:	Mr. Geoffrey Holtz
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Defendant / appellee: SUMITOMO MITSUI FINANCIAL GROUP INC.
Represented By:	Mr. Geoffrey Holtz
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Defendant / appellee: SUMITOMO MITSUI BANKING CORPORATION EUROPE LTD
Represented By:	Mr. Geoffrey Holtz
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Defendant / appellee: SMBC CAPITAL MARKETS, INC.
Represented By:	Mr. Geoffrey Holtz
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Defendant / appellee: UBS GROUP AG
Represented By:	Joshua D. Dick, Esquire
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Defendant / appellee: UBS AG
Represented By:	Joshua D. Dick, Esquire
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Defendant / appellee: UBS SECURITIES LLC
Represented By:	Joshua D. Dick, Esquire
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Defendant / appellee: BANK OF AMERICA, NATIONAL ASSOCIATION
Represented By:	Mr. Micah Block
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Defendant / appellee: JPMORGAN CHASE BANK, N.A.
Represented By:	Abram Ellis
Represented By:	Harrison Frahn
Represented By:	Alan C. Turner
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Defendant: ROYAL BANK OF CANADA
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Defendant: RBC CAPITAL MARKETS, LLC
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Defendant: THE NORINCHUKIN BANK
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