Emerson v. Northern Trust Corporation
| CHANDLER EMERSON |
| NORTHERN TRUST CORPORATION |
| 25-2694 |
| April 25, 2025 |
| U.S. Court of Appeals, Ninth Circuit |
| Other |
Docket Report
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| Filing 41 Paper copies (6) of Answering Brief submitted at DE 33 filed UNDER SEAL by Appellee Northern Trust Corporation received. [Entered: 10/03/2025 01:28 PM] |
| Filing 40 CLERK ACTION: Redacted Answering Brief submitted at DE 39 by Appellee Northern Trust Corporation is filed. No paper copies are required. [Entered: 10/02/2025 11:47 AM] |
| Filing 39 ANSWERING BRIEF submitted for filing by Appellee Northern Trust Corporation. [Entered: 10/02/2025 09:29 AM] |
Filing 38
ORDER FILED. Answering Brief submitted at DE 33 by Appellee Northern Trust Corporation is filed UNDER SEAL. Appellee must file 6 copies of the brief in paper format securely bound on the left side with red front cover pages. Each copy must include certification at the end that the copy is identical to the electronic version. The paper copies must be addressed to the Clerks principal office and mailed or transmitted to a delivery service within 7 days of this order. The Excerpts of Record submitted at DE 31 and 34 by Appellee Northern Trust Corporation are filed. No paper copies of the excerpts are required at this time. [Entered: 10/01/2025 10:33 AM]
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Filing 37
ORDER FILED. Lisa B. Fitzgerald, Appellate Commissioner. Appellant filed a notice (Docket Entry No. 32) of intent to file publicly Volume 2 of the supplemental excerpts of record. See 9th Cir. R. 27-13(f). No other party having filed a motion to file or maintain these documents under seal, the clerk will unseal the notice (Docket Entry No. 32.1) and file publicly Volumes 1 and 2 of the supplemental excerpts of record (Docket Entry Nos. 31, 34). The unopposed motion (Docket Entry No. 30) to file under seal portions of the answering brief is granted. The clerk will file publicly the motion to seal (Docket Entry No. 30.1). The clerk will maintain the answering brief under seal at Docket Entry No. 33. Within 21 days of this order, appellee must submit for public filing a redacted version of the answering brief that tracks the proposed redactions highlighted in Docket Entry No. 30.2. The page numbering and citations in the public brief must remain the same as in the sealed brief. The optional reply brief remains due October 27, 2025. [Entered: 09/30/2025 01:10 PM]
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Filing 36
ORDER FILED. Streamlined Request for Extension of Time to File Brief (DE 35) granted. Amended briefing schedule: Optional Reply Brief due 10/27/2025. All briefs shall be served and filed pursuant to FRAP 31 and 9th Cir. R. 31-2.1 [Entered: 09/17/2025 01:01 PM]
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| Filing 35 Streamlined Request for Extension of Time to File Brief filed by Appellant Chandler Emerson. [Entered: 09/16/2025 09:04 AM] |
| Filing 34 EXCERPTS OF RECORD UNDER SEAL, Volume 2 submitted for filing by Appellee Northern Trust Corporation.--[court entered filing of excerpts submitted at DE 32]--[COURT UPDATE: UNSEALED per order at DE 37] [Entered: 09/11/2025 02:34 PM] [Edited: 09/30/2025 01:18 PM] |
| Filing 33 ANSWERING BRIEF UNDER SEAL submitted for filing by Appellee Northern Trust Corporation.--[court entered filing of brief submitted at DE 30] [Entered: 09/11/2025 02:32 PM] |
| Filing 32 NOTICE of Intent to Unseal and Document Submitted Provisionally Under Seal filed by Appellee Northern Trust Corporation.--[COURT UPDATE: Corrected PDF attached as of 9/11/2025, REPLACING original attachment]--[COURT UPDATE 2: UNSEALED DE 32.1 per order at DE 37] [Entered: 09/05/2025 02:48 PM] [Edited: 09/30/2025 01:16 PM] |
| Filing 31 EXCERPTS OF RECORD submitted for filing by Appellee Northern Trust Corporation. [Entered: 09/05/2025 02:32 PM] |
| Filing 30 MOTION to File Document Under Seal and Sealed Document Submitted for Filing filed by Appellee Northern Trust Corporation.--[COURT UPDATE: Corrected PDF attached as of 9/11/2025, REPLACING original attachment]--[COURT UPDATE 2: UNSEALED DE 30.1 per order at DE 37] [Entered: 09/05/2025 02:19 PM] [Edited: 09/30/2025 01:19 PM] |
| Filing 29 RESPONSE to Motion for Judicial Notice (DE 28) filed by Appellee Northern Trust Corporation. [Entered: 09/03/2025 02:10 PM] |
| Filing 28 MOTION for Judicial Notice filed by Appellant Chandler Emerson. [Entered: 08/25/2025 11:01 AM] |
| Filing 27 CLERK ACTION: Redacted Excerpts of Record, Volumes 9-12 submitted at DE 26 by Appellant Chandler Emerson are filed. No paper copies are required. [Entered: 08/06/2025 11:43 AM] |
| Filing 26 EXCERPTS OF RECORD submitted for filing by Appellant Chandler Emerson.--[COURT UPDATE: Corrected PDF attached as of 8/6/2025, REPLACING original attachment] [Entered: 08/04/2025 11:30 AM] [Edited: 08/06/2025 02:45 PM] |
| Filing 25 Paper copies (3) of Excerpts of Record in 12 Volumes and Index Volume submitted at DE 10 &13 Volumes 9-12 filed UNDER SEAL by Appellant Chandler Emerson received. [Entered: 07/29/2025 02:50 PM] |
| Filing 24 Paper copies (6) of Opening Brief submitted at DE 9 by Appellant Chandler Emerson received. [Entered: 07/29/2025 02:35 PM] |
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Filing 23
ORDER FILED. Opening Brief submitted at DE 9 by Appellant Chandler Emerson is filed. Within 7 days of this order, Appellant must file 6 copies of the brief in paper format bound with blue front cover pages. Each copy must include certification at the end that the copy is identical to the electronic version. The excerpts of record submitted at DE 10 and 13 by Appellant Chandler Emerson are filed. Volumes 9-12 filed UNDER SEAL. Within 7 days of this order, Appellant must file 3 copies of the excerpts in paper format securely bound on the left side, with white front covers. The paper copies must be sent to the Clerks principal office. [Entered: 07/24/2025 03:46 PM]
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Filing 22
ORDER FILED. Streamlined Request for Extension of Time to File Brief (DE 21) granted. Amended briefing schedule: Answering Brief Due (Appellee) 9/5/2025. Optional Reply Brief due 21 days after service of Answering Brief. All briefs shall be served and filed pursuant to FRAP 31 and 9th Cir. R. 31-2.1. [Entered: 07/24/2025 02:24 PM]
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| Filing 21 Streamlined Request for Extension of Time to File Brief filed by Appellee Northern Trust Corporation. [Entered: 07/24/2025 10:20 AM] |
| Filing 20 ADDED Counsel for Appellee Simon De Carvalho [Entered: 07/24/2025 09:36 AM] |
| Filing 19 NOTICE OF APPEARANCE by Simon De Carvalho for Appellee Northern Trust Corporation. [Entered: 07/24/2025 09:26 AM] |
| Filing 18 ADDED Counsel for Appellee Ian Heath Gershengorn [Entered: 07/24/2025 09:11 AM] |
| Filing 17 ADDED Counsel for Appellee Clifford Warren Berlow [Entered: 07/24/2025 09:10 AM] |
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Filing 16
ORDER FILED. Lisa B. Fitzgerald, Appellate Commissioner. Appellants unopposed motion (Docket Entry No. 11) to file under seal certain portions of Volumes 9 through 12 of the excerpts of record is granted. Appellant filed a notice (Docket Entry No. 12) of intent to file publicly other portions of Volumes 9 through 12 of the excerpts of record. See 9th Cir. R. 27- 13(f). No other party has filed a motion to file or maintain these portions under seal. The clerk will unseal the notice (Docket Entry No. 12.1) and file publicly the motion to seal (Docket Entry No. 11.1), the opening brief (Docket Entry No. 9), and Volumes 1 through 8 of the excerpts of record (Docket Entry No. 10). The clerk will maintain Volumes 9 through 12 of the excerpts of record under seal at Docket Entry No. 13. Within 21 days of this order, appellant must submit for public filing redacted versions of Volumes 9 through 12 of the excerpts of record that omit the sealed portions of those volumes. The page numbering in the public versions must remain the same as in the sealed versions. The existing briefing schedule remains in effect. [Entered: 07/24/2025 09:04 AM]
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| Filing 15 NOTICE OF APPEARANCE by Ian Heath Gershengorn for Appellee Northern Trust Corporation. [Entered: 07/24/2025 08:46 AM] |
| Filing 14 NOTICE OF APPEARANCE by Clifford Warren Berlow for Appellee Northern Trust Corporation. [Entered: 07/24/2025 08:35 AM] |
| Filing 13 EXCERPTS OF RECORD UNDER SEAL, Volumes 9-12 submitted for filing by Appellant Chandler Emerson.--[court entered filing of excerpts submitted at DE 11 and 12] [Entered: 06/26/2025 11:27 AM] |
| Filing 12 NOTICE of Intent to Unseal and Document Submitted Provisionally Under Seal filed by Appellant Chandler Emerson. [COURT UPDATE: Unsealed DE 12.1 per order at DE 16.] [Entered: 06/25/2025 03:36 PM] [Edited: 07/24/2025 09:07 AM] |
| Filing 11 MOTION to File Document Under Seal and Sealed Document Submitted for Filing filed by Appellant Chandler Emerson. [COURT UPDATE: Unsealed DE 11.1 per order at DE 16.] [Entered: 06/25/2025 03:31 PM] [Edited: 07/24/2025 09:10 AM] |
| Filing 10 EXCERPTS OF RECORD submitted for filing by Appellant Chandler Emerson. [Entered: 06/25/2025 03:24 PM] |
| Filing 9 OPENING BRIEF submitted for filing by Appellant Chandler Emerson. [Entered: 06/25/2025 03:17 PM] |
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Filing 8
ORDER FILED. Streamlined Request for Extension of Time to File Brief (DE 7) granted. Amended briefing schedule: Opening Brief Due (Appellant) 7/7/2025, Answering Brief Due (Appellee) 8/6/2025. Optional Reply Brief due 21 days after service of Answering Brief. All briefs shall be served and filed pursuant to FRAP 31 and 9th Cir. R. 31-2.1. [Entered: 05/14/2025 02:40 PM]
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| Filing 7 Streamlined Request for Extension of Time to File Brief filed by Appellant Chandler Emerson. [Entered: 05/14/2025 10:37 AM] |
| Filing 6 RELEASED FROM MEDIATION (text only). This case is released from the Mediation Program. Counsel are requested to contact the Circuit Mediator should circumstances develop that warrant settlement discussions. [Entered: 05/14/2025 09:06 AM] |
| Filing 5 DISCLOSURE STATEMENT pursuant to FRAP 26.1 and CR 26.1-1 filed by Appellee Northern Trust Corporation. [Entered: 05/12/2025 06:53 AM] |
| Filing 4 MEDIATION CONFERENCE SCHEDULED - DIAL-IN Assessment Conference, 5/13/2025, 10:00 a.m. PACIFIC Time. See order for instructions and details. [Entered: 05/05/2025 03:02 PM] |
| Filing 3 MEDIATION QUESTIONNAIRE filed by Appellant Chandler Emerson. To submit pertinent confidential information directly to the Circuit Mediators, please email #[email protected] and include the case name and number in the subject line. Confidential submissions may include any information relevant to mediation of the case and settlement potential, including, but not limited to, settlement history, ongoing or potential settlement discussions, non-litigated party related issues, other pending actions, and timing considerations that may impact mediation efforts. [Entered: 04/30/2025 10:20 AM] |
| Filing 2 SCHEDULE NOTICE. Mediation Questionnaire due (Appellant) 4/30/2025, Appeal Opening Brief (No Transcript Due) (Appellant) 6/4/2025, Appeal Answering Brief (No Transcript Due) (Appellee) 7/7/2025. For appeal no. 25-2694, 3:23-cv-00241-TLT. All briefs shall be served and filed pursuant to FRAP 31 and 9th Cir. R. 31-2.1. Failure of the petitioner(s)/appellant(s) to comply with this briefing schedule will result in automatic dismissal of the appeal. See 9th Cir. R. 42-1. [Entered: 04/25/2025 03:49 PM] |
| Filing 1 CASE OPENED. A copy of your notice of appeal / petition filed in 3:23-cv-00241-TLT has been received in the Clerk's office of the United States Court of Appeals for the Ninth Circuit. The U.S. Court of Appeals docket number 25-2694 has been assigned to this case. All communications with the court must indicate this Court of Appeals docket number. Please carefully review the docket to ensure the name(s) and contact information are correct. It is your responsibility to alert the court if your contact information changes. Resources Available For more information about case processing and to assist you in preparing your brief, please review the Case Opening Information (for #attorneys and #pro se litigants) and review the #Appellate Practice Guide. Attorneys should consider contacting the court's #Appellate Mentoring Program for help with the brief and argument. [Entered: 04/25/2025 03:46 PM] |
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