JP Morgan Securities, LLC, et al. v. Nickel, et al.
Plaintiff: JP MORGAN SECURITIES, LLC, as successor in interest to First Republic Securities Company, LLC, JP MORGAN PRIVATE WEALTH ADVISORS, formerly known as First Republic Investment Management, Inc. and JPMORGAN CHASE BANK, N.A.
Defendant: MARK R. NICKEL, BRIAN J. ADDINGTON, MARK A. FRIEDMAN, MITCHELL R. PETERS, ROBERT P. GEHLEN, DAVID MUCHA, LARRY L. ROTHENBERG, SHAUN M. VAN VLIET, DAVID E. FARBER, ANNE GOLDEN, SCHUYLER H. PERRY, TIMOTHY DEYGOO, BRIAN J. ZAKROCKI, JOSEPH W, WLADYKA, STEVEN LEVINE and LASZLO PAUL VASADY-KOVACS
Case Number: 25-3522
Filed: June 3, 2025
Court: U.S. Court of Appeals, Ninth Circuit
Nature of Suit: Other
Docket Report

This docket was last retrieved on July 9, 2025. A more recent docket listing may be available from PACER.

Date Filed Document Text
July 9, 2025 Filing 14 ADDED Counsel for Appellant Thomas M. Peterson [Entered: 07/09/2025 01:44 PM]
July 9, 2025 Filing 13 NOTICE OF APPEARANCE by Thomas M. Peterson for Appellant JP Morgan Private Wealth Advisors, Appellant JP Morgan Securities, LLC, Appellant JPMorgan Chase Bank, N.A.. [Entered: 07/09/2025 12:55 PM]
July 1, 2025 Filing 12 RELEASED FROM MEDIATION (text only). This case is released from the Mediation Program. Counsel are requested to contact the Circuit Mediator should circumstances develop that warrant settlement discussions. [Entered: 07/01/2025 11:43 AM]
June 30, 2025 Filing 11 TERMINATED participation of Counsel for Appellant William R. Peterson, representing Appellant JP Morgan Private Wealth Advisors, Appellant JP Morgan Securities, LLC, Appellant JPMorgan Chase Bank, N.A.. [Entered: 06/30/2025 03:43 PM]
June 30, 2025 Filing 10 NOTICE of Withdrawal as Counsel filed by William R. Peterson. Counsel withdrawing on behalf of other attorney(s): No [[-]]. Party proceeding without counsel: No. [-]. [Entered: 06/30/2025 01:34 PM]
June 17, 2025 Filing 9 DISCLOSURE STATEMENT pursuant to FRAP 26.1 and CR 26.1-1 filed by Appellant JP Morgan Securities, LLC, Appellant JP Morgan Private Wealth Advisors, Appellant JPMorgan Chase Bank, N.A.. [Entered: 06/17/2025 02:28 PM]
June 12, 2025 Filing 8 MEDIATION CONFERENCE SCHEDULED - DIAL-IN Assessment Conference, 7/1/2025, 10:00 a.m. PACIFIC Time. See order for instructions and details. [Entered: 06/12/2025 01:54 PM]
June 9, 2025 Filing 7 MEDIATION QUESTIONNAIRE filed by Appellant JP Morgan Securities, LLC, Appellant JP Morgan Private Wealth Advisors, Appellant JPMorgan Chase Bank, N.A.. To submit pertinent confidential information directly to the Circuit Mediators, please email #[email protected] and include the case name and number in the subject line. Confidential submissions may include any information relevant to mediation of the case and settlement potential, including, but not limited to, settlement history, ongoing or potential settlement discussions, non-litigated party related issues, other pending actions, and timing considerations that may impact mediation efforts. [Entered: 06/09/2025 08:27 PM]
June 9, 2025 Filing 6 TERMINATED participation of Counsel for Appellee Travis Taaffe, representing Appellee Anne Golden, Appellee Brian J. Addington, Appellee Brian J. Zakrocki, Appellee David E. Farber, Appellee David Mucha, Appellee Joseph W, Wladyka, Appellee Larry L. Rothenberg, Appellee Laszlo Paul Vasady-Kovacs, Appellee Mark A. Friedman, Appellee Mark R. Nickel, Appellee Mitchell R. Peters, Appellee Robert P. Gehlen, Appellee Schuyler H. Perry, Appellee Shaun M. Van Vliet, Appellee Steven Levine, Appellee Timothy Deygoo. [COURT UPDATE: counsel is not registered for efiling; parties have other counsel who are registered for efiling] [Entered: 06/09/2025 01:14 PM]
June 9, 2025 Filing 5 ADDED Counsel for Appellee Michael Stephen Taaffe [Entered: 06/09/2025 12:04 PM]
June 9, 2025 Filing 4 NOTICE OF APPEARANCE by Michael Stephen Taaffe for Appellee Anne Golden, Appellee Brian J. Addington, Appellee Brian J. Zakrocki, Appellee David E. Farber, Appellee David Mucha, Appellee Joseph W, Wladyka, Appellee Larry L. Rothenberg, Appellee Laszlo Paul Vasady-Kovacs, Appellee Mark A. Friedman, Appellee Mark R. Nickel, Appellee Mitchell R. Peters, Appellee Robert P. Gehlen, Appellee Schuyler H. Perry, Appellee Shaun M. Van Vliet, Appellee Steven Levine, Appellee Timothy Deygoo. [Entered: 06/09/2025 11:42 AM]
June 4, 2025 Filing 3 Attorney Travis Taaffe as Counsel for Appellee substituted for Attorney Mark C. Thomas. [Entered: 06/04/2025 09:56 AM]
June 3, 2025 Filing 2 SCHEDULE NOTICE. Mediation Questionnaire due (Appellant) 6/9/2025, Appeal Transcript Order Due (Appellant) 6/12/2025, Appeal Transcript Due (Appellant) 7/14/2025, Appeal Opening Brief Due (Appellant) 8/22/2025, Appeal Answering Brief Due (Appellee) 9/22/2025. For appeal no. 25-3522, 4:24-cv-02574-JST. All briefs shall be served and filed pursuant to FRAP 31 and 9th Cir. R. 31-2.1. Failure of the petitioner(s)/appellant(s) to comply with this briefing schedule will result in automatic dismissal of the appeal. See 9th Cir. R. 42-1. [COURT UPDATE: resending NDA to counsel Taaffe] [Entered: 06/03/2025 04:19 PM] [Edited: 06/04/2025 09:57 AM]
June 3, 2025 Filing 1 CASE OPENED. A copy of your notice of appeal / petition filed in 4:24-cv-02574-JST has been received in the Clerk's office of the United States Court of Appeals for the Ninth Circuit. The U.S. Court of Appeals docket number 25-3522 has been assigned to this case. All communications with the court must indicate this Court of Appeals docket number. Please carefully review the docket to ensure the name(s) and contact information are correct. It is your responsibility to alert the court if your contact information changes. Resources Available For more information about case processing and to assist you in preparing your brief, please review the Case Opening Information (for #attorneys and #pro se litigants) and review the #Appellate Practice Guide. Attorneys should consider contacting the court's #Appellate Mentoring Program for help with the brief and argument. [Entered: 06/03/2025 04:16 PM]

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Search for this case: JP Morgan Securities, LLC, et al. v. Nickel, et al.
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Plaintiff: JP MORGAN SECURITIES, LLC, as successor in interest to First Republic Securities Company, LLC
Represented By: Mr. William R. Peterson
Represented By: Brendan T. Killeen
Represented By: Michael D. Weil
Represented By: Mr. Thomas M. Peterson
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Plaintiff: JP MORGAN PRIVATE WEALTH ADVISORS, formerly known as First Republic Investment Management, Inc.
Represented By: Mr. William R. Peterson
Represented By: Brendan T. Killeen
Represented By: Michael D. Weil
Represented By: Mr. Thomas M. Peterson
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Plaintiff: JPMORGAN CHASE BANK, N.A.
Represented By: Mr. William R. Peterson
Represented By: Brendan T. Killeen
Represented By: Michael D. Weil
Represented By: Mr. Thomas M. Peterson
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Defendant: MARK R. NICKEL
Represented By: Mark C. Thomas
Represented By: Mr. Travis G. Taaffe
Represented By: Mr. Michael Stephen Taaffe
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Defendant: BRIAN J. ADDINGTON
Represented By: Mark C. Thomas
Represented By: Mr. Travis G. Taaffe
Represented By: Mr. Michael Stephen Taaffe
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Defendant: MARK A. FRIEDMAN
Represented By: Mark C. Thomas
Represented By: Mr. Travis G. Taaffe
Represented By: Mr. Michael Stephen Taaffe
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Defendant: MITCHELL R. PETERS
Represented By: Mark C. Thomas
Represented By: Mr. Travis G. Taaffe
Represented By: Mr. Michael Stephen Taaffe
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Defendant: ROBERT P. GEHLEN
Represented By: Mark C. Thomas
Represented By: Mr. Travis G. Taaffe
Represented By: Mr. Michael Stephen Taaffe
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Defendant: DAVID MUCHA
Represented By: Mark C. Thomas
Represented By: Mr. Travis G. Taaffe
Represented By: Mr. Michael Stephen Taaffe
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Defendant: LARRY L. ROTHENBERG
Represented By: Mark C. Thomas
Represented By: Mr. Travis G. Taaffe
Represented By: Mr. Michael Stephen Taaffe
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Defendant: SHAUN M. VAN VLIET
Represented By: Mark C. Thomas
Represented By: Mr. Travis G. Taaffe
Represented By: Mr. Michael Stephen Taaffe
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Defendant: DAVID E. FARBER
Represented By: Mark C. Thomas
Represented By: Mr. Travis G. Taaffe
Represented By: Mr. Michael Stephen Taaffe
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Defendant: ANNE GOLDEN
Represented By: Mark C. Thomas
Represented By: Mr. Travis G. Taaffe
Represented By: Mr. Michael Stephen Taaffe
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Defendant: SCHUYLER H. PERRY
Represented By: Mark C. Thomas
Represented By: Mr. Travis G. Taaffe
Represented By: Mr. Michael Stephen Taaffe
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Defendant: TIMOTHY DEYGOO
Represented By: Mark C. Thomas
Represented By: Mr. Travis G. Taaffe
Represented By: Mr. Michael Stephen Taaffe
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Defendant: BRIAN J. ZAKROCKI
Represented By: Mark C. Thomas
Represented By: Mr. Travis G. Taaffe
Represented By: Mr. Michael Stephen Taaffe
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Defendant: JOSEPH W, WLADYKA
Represented By: Mark C. Thomas
Represented By: Mr. Travis G. Taaffe
Represented By: Mr. Michael Stephen Taaffe
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Defendant: STEVEN LEVINE
Represented By: Mark C. Thomas
Represented By: Mr. Travis G. Taaffe
Represented By: Mr. Michael Stephen Taaffe
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Defendant: LASZLO PAUL VASADY-KOVACS
Represented By: Mark C. Thomas
Represented By: Mr. Travis G. Taaffe
Represented By: Mr. Michael Stephen Taaffe
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