Alecta Tjanstepension Omsesidigt, et al. v. Herbert, et al.
Plaintiff: ALECTA TJANSTEPENSION OMSESIDIGT, Lead Plaintiff; a Swedish Pension Fund, NEIL FAIRMAN, ALEXANDRA KUSEN, MCCADDEN INVESTMENTS, LLC and STRATEGIC CAPITAL INVESTMENTS, LLC
Defendant: JAMES H. HERBERT, II, MICHAEL J. ROFFLER, OLGA TSOKOVA, MICHAEL D. SELFRIDGE, NEAL HOLLAND and KPMG, LLP
Receiver: FEDERAL DEPOSIT INSURANCE CORPORATION, as Receiver for First Republic Bank
Case Number: 25-4361
Filed: July 15, 2025
Court: U.S. Court of Appeals, Ninth Circuit
Nature of Suit: Securities, Commodities, Exchange
Docket Report

This docket was last retrieved on December 4, 2025. A more recent docket listing may be available from PACER.

Date Filed Document Text
December 4, 2025 Opinion or Order Filing 27 ORDER FILED. Streamlined Request for Extension of Time to File Brief (DE 26) granted. Amended briefing schedule: Answering Brief Due (Appellee) 1/22/2026. Optional Reply Brief due 21 days after service of Answering Brief. All briefs shall be served and filed pursuant to FRAP 31 and 9th Cir. R. 31-2.1. [Entered: 12/04/2025 01:36 PM]
December 4, 2025 Filing 26 Streamlined Request for Extension of Time to File Brief filed by Appellee Federal Deposit Insurance Corporation. [Entered: 12/04/2025 09:28 AM]
November 14, 2025 Filing 25 On November 13, 2025, the court issued a global order resetting the non-jurisdictional filing deadlines for federally funded attorneys (including FPDs and CJA counsel), that had been stayed by the courts October 1, 2025 Supplemental Administrative Order. If your deadlines were suspended by the October 1 Administrative Order, please review the #Order Resetting Deadlines, available on the courts website, to find your new deadlines. [Entered: 11/14/2025 04:03 PM]
October 16, 2025 Opinion or Order Filing 24 ORDER FILED. Streamlined Request for Extension of Time to File Brief (DE 23) denied as unnecessary. It is unnecessary. The briefing schedule is stayed pursuant to the October 1st Administrative Order. [Entered: 10/16/2025 03:19 PM]
October 16, 2025 Filing 23 Streamlined Request for Extension of Time to File Brief filed by Appellee Federal Deposit Insurance Corporation. [Entered: 10/16/2025 11:50 AM]
October 8, 2025 Filing 22 Paper copies (6) of Opening Brief submitted at DE 19 by Appellants received. [Entered: 10/08/2025 12:46 PM]
October 3, 2025 Opinion or Order Filing 21 ORDER FILED. Opening Brief submitted at DE 19 by Appellants is filed. Appellants must file 6 copies of the brief in paper format securely bound on the left side with blue front cover pages. Each copy must include certification at the end that the copy is identical to the electronic version. The paper copies must be addressed to the Clerks principal office and mailed or transmitted to a delivery service within 7 days of this order. The Excerpts of Record submitted at DE 20 by Appellants are filed. No paper copies of the excerpts are required at this time. [Entered: 10/03/2025 05:04 PM]
October 3, 2025 Filing 20 EXCERPTS OF RECORD submitted for filing by Appellant Alecta Tjanstepension Omsesidigt, Appellant Neil Fairman. [Entered: 10/03/2025 04:21 PM]
October 3, 2025 Filing 19 OPENING BRIEF submitted for filing by Appellant Alecta Tjanstepension Omsesidigt, Appellant Neil Fairman. [Entered: 10/03/2025 04:19 PM]
September 9, 2025 Filing 18 ADDED Counsel for Appellant James Harrod, Counsel for Appellant Alexander McRae Noble, Counsel for Appellant Shane Avidan, Counsel for Appellant Sarah Schmidt [Entered: 09/09/2025 10:34 AM]
September 9, 2025 Filing 17 NOTICE OF APPEARANCE by Sarah Schmidt for Appellant Alecta Tjanstepension Omsesidigt, Appellant Neil Fairman. [Entered: 09/09/2025 08:18 AM]
September 9, 2025 Filing 16 NOTICE OF APPEARANCE by Shane Avidan for Appellant Alecta Tjanstepension Omsesidigt, Appellant Neil Fairman. [Entered: 09/09/2025 08:09 AM]
September 9, 2025 Filing 15 NOTICE OF APPEARANCE by Alexander McRae Noble for Appellant Alecta Tjanstepension Omsesidigt, Appellant Neil Fairman. [Entered: 09/09/2025 08:04 AM]
September 9, 2025 Filing 14 NOTICE OF APPEARANCE by James Harrod for Appellant Alecta Tjanstepension Omsesidigt, Appellant Neil Fairman. [Entered: 09/09/2025 07:47 AM]
August 19, 2025 Filing 13 RELEASED FROM MEDIATION (text only). This case is released from the Mediation Program. [Entered: 08/19/2025 01:25 PM]
July 25, 2025 Filing 12 MEDIATION CONFERENCE SCHEDULED - DIAL-IN Assessment Conference, 8/19/2025, 1:00 p.m. PACIFIC Time. See order for instructions and details. [Entered: 07/25/2025 12:41 PM]
July 25, 2025 Filing 11 DISCLOSURE STATEMENT pursuant to FRAP 26.1 and CR 26.1-1 filed by Appellant Alecta Tjanstepension Omsesidigt, Appellant Neil Fairman. [Entered: 07/25/2025 10:00 AM]
July 21, 2025 Filing 10 MEDIATION QUESTIONNAIRE filed by Appellant Alecta Tjanstepension Omsesidigt, Appellant Neil Fairman. To submit pertinent confidential information directly to the Circuit Mediators, please email #[email protected] and include the case name and number in the subject line. Confidential submissions may include any information relevant to mediation of the case and settlement potential, including, but not limited to, settlement history, ongoing or potential settlement discussions, non-litigated party related issues, other pending actions, and timing considerations that may impact mediation efforts. [Entered: 07/21/2025 02:17 PM]
July 18, 2025 Filing 9 ADDED Counsel for Appellant Nathan A. Hasiuk [Entered: 07/18/2025 09:28 AM]
July 18, 2025 Filing 8 NOTICE OF APPEARANCE by Nathan A. Hasiuk for Appellant Alecta Tjanstepension Omsesidigt, Appellant Neil Fairman. [Entered: 07/18/2025 08:04 AM]
July 16, 2025 Filing 7 ADDED Counsel for Appellee Melanie Blunschi [Entered: 07/16/2025 03:36 PM]
July 16, 2025 Filing 6 Attorney Colleen Carlton Smith as Counsel for Appellee substituted for Attorney Melanie Blunschi. [Entered: 07/16/2025 03:23 PM]
July 16, 2025 Filing 5 NOTICE OF APPEARANCE by Colleen Carlton Smith for Appellee Neal Holland replacing Melanie Blunschi. [Entered: 07/16/2025 03:09 PM]
July 16, 2025 Filing 4 Attorney Shari Rose as Counsel for Appellee substituted for Attorney Joshua H. Packman. [Entered: 07/16/2025 09:37 AM]
July 16, 2025 Filing 3 NOTICE OF APPEARANCE by Shari Rose for Appellee Federal Deposit Insurance Corporation replacing Joshua H. Packman. [Entered: 07/16/2025 09:25 AM]
July 15, 2025 Filing 2 SCHEDULE NOTICE. Mediation Questionnaire due (Appellant) 7/21/2025, Appeal Transcript Order Due (Appellant) 7/25/2025, Appeal Transcript Due (Appellant) 8/25/2025, Appeal Opening Brief Due (Appellant) 10/3/2025, Appeal Answering Brief Due (Appellee) 11/3/2025. For appeal no. 25-4361, 3:23-cv-02940-AMO. All briefs shall be served and filed pursuant to FRAP 31 and 9th Cir. R. 31-2.1. Failure of the petitioner(s)/appellant(s) to comply with this briefing schedule will result in automatic dismissal of the appeal. See 9th Cir. R. 42-1. [Entered: 07/15/2025 02:58 PM]
July 15, 2025 Filing 1 CASE OPENED. A copy of your notice of appeal / petition filed in 3:23-cv-02940-AMO has been received in the Clerk's office of the United States Court of Appeals for the Ninth Circuit. The U.S. Court of Appeals docket number 25-4361 has been assigned to this case. All communications with the court must indicate this Court of Appeals docket number. Please carefully review the docket to ensure the name(s) and contact information are correct. It is your responsibility to alert the court if your contact information changes. Resources Available For more information about case processing and to assist you in preparing your brief, please review the Case Opening Information (for #attorneys and #pro se litigants) and review the #Appellate Practice Guide. Attorneys should consider contacting the court's #Appellate Mentoring Program for help with the brief and argument. [Entered: 07/15/2025 02:55 PM]

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Search for this case: Alecta Tjanstepension Omsesidigt, et al. v. Herbert, et al.
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Plaintiff: ALECTA TJANSTEPENSION OMSESIDIGT, Lead Plaintiff; a Swedish Pension Fund
Represented By: Mr. Sharan Nirmul
Represented By: Ms. Jennifer L. Joost
Represented By: Mr. Nathan A. Hasiuk
Represented By: Sarah Schmidt
Represented By: Shane Avidan
Represented By: Alexander McRae Noble
Represented By: James Harrod
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Plaintiff: NEIL FAIRMAN
Represented By: Mr. Sharan Nirmul
Represented By: Ms. Jennifer L. Joost
Represented By: Mr. Nathan A. Hasiuk
Represented By: Sarah Schmidt
Represented By: Shane Avidan
Represented By: Alexander McRae Noble
Represented By: James Harrod
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Plaintiff: ALEXANDRA KUSEN
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Plaintiff: MCCADDEN INVESTMENTS, LLC
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Plaintiff: STRATEGIC CAPITAL INVESTMENTS, LLC
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Defendant: JAMES H. HERBERT, II
Represented By: Ms. Melanie Blunschi
Represented By: Mr. Francis John Acott
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Defendant: MICHAEL J. ROFFLER
Represented By: Ms. Robyn C. Crowther
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Defendant: OLGA TSOKOVA
Represented By: Laura Joy Edelstein
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Defendant: MICHAEL D. SELFRIDGE
Represented By: Christin J. Hill
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Defendant: NEAL HOLLAND
Represented By: Ms. Melanie Blunschi
Represented By: Ms. Colleen Carlton Smith
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Defendant: KPMG, LLP
Represented By: Lisa Bugni
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Receiver: FEDERAL DEPOSIT INSURANCE CORPORATION, as Receiver for First Republic Bank
Represented By: Joshua H. Packman
Represented By: Shari Rose
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