The NASDAQ Stock Market, LLC v. SEC
Petitioner: The NASDAQ Stock Market, LLC
Respondent: Securities and Exchange Commission
Case Number: 19-1043
Filed: February 15, 2019
Court: U.S. Court of Appeals, D.C. Circuit
Nature of Suit: Other
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Docket Report

This docket was last retrieved on April 11, 2019. A more recent docket listing may be available from PACER.

Date Filed Document Text
April 11, 2019 JOINT MOTION [1782519] to establish briefing schedule filed by New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., NYSE National, Inc. and SEC (Service Date: 04/11/2019 by CM/ECF NDA) Length Certification: 407 Words. [19-1042] (Mishkin, Paul) [Entered: 04/11/2019 06:11 PM]
April 10, 2019 CLERK'S ORDER [1782163] filed directing parties to submit proposed briefing formats by 05/10/2019 [19-1042, 19-1043, 19-1046, 19-1049, 19-1053, 19-1054] [Entered: 04/10/2019 02:37 PM]
April 1, 2019 CERTIFIED INDEX TO RECORD [1780332] filed by SEC in 19-1042, 19-1043, 19-1046, 19-1049, 19-1053, 19-1054 [Service Date: 04/01/2019 ] [19-1042, 19-1043, 19-1046, 19-1049, 19-1053, 19-1054] (Capehart, John) [Entered: 04/01/2019 08:16 AM]
March 25, 2019 ENTRY OF APPEARANCE [1779239] filed by Michael K Molzberger and co-counsel Paul E. Greenwalt III on behalf of Petitioners Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc. and Cboe EDGX Exchange, Inc. in 19-1053. [19-1053, 19-1042] (Molzberger, Michael) [Entered: 03/25/2019 01:50 PM]
March 25, 2019 ENTRY OF APPEARANCE [1779236] filed by Michael K. Molzberger and co-counsel Paul E. Greenwalt III on behalf of Petitioners Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc. and Cboe EDGX Exchange, Inc. in 19-1046. [19-1046, 19-1042] (Molzberger, Michael) [Entered: 03/25/2019 01:46 PM]
March 25, 2019 DOCKETING STATEMENT [1779351] filed by Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc. and Cboe EDGX Exchange, Inc. in 19-1046 [Service Date: 03/25/2019 ] [19-1046, 19-1042] (Molzberger, Michael) [Entered: 03/25/2019 05:15 PM]
March 25, 2019 STATEMENT OF ISSUES [1779352] filed by Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc. and Cboe EDGX Exchange, Inc. in 19-1046 [Service Date: 03/25/2019 ] [19-1046, 19-1042] (Molzberger, Michael) [Entered: 03/25/2019 05:16 PM]
March 25, 2019 DOCKETING STATEMENT [1779354] filed by Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc. and Cboe EDGX Exchange, Inc. in 19-1053, New York Stock Exchange LLC in 19-1042 [Service Date: 03/25/2019 ] [19-1053, 19-1042] (Molzberger, Michael) [Entered: 03/25/2019 05:19 PM]
March 25, 2019 STATEMENT OF ISSUES [1779355] filed by Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc. and Cboe EDGX Exchange, Inc. in 19-1053 [Service Date: 03/25/2019 ] [19-1053, 19-1042] (Molzberger, Michael) [Entered: 03/25/2019 05:21 PM]
March 18, 2019 STATEMENT OF INTENT REGARDING APPENDIX DEFERRAL [1778074] filed by New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc. and NYSE National, Inc. [Service Date: 03/18/2019 ] Intent: AppxDeferred [19-1042] (Mishkin, Paul) [Entered: 03/18/2019 01:26 PM]
March 18, 2019 STATEMENT OF ISSUES [1778075] filed by New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc. and NYSE National, Inc. in 19-1042, 19-1054 [Service Date: 03/18/2019 ] [19-1042, 19-1054] (Mishkin, Paul) [Entered: 03/18/2019 01:28 PM]
March 18, 2019 UNDERLYING DECISION IN CASE [1778076] submitted by New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc. and NYSE National, Inc. [Service Date: 03/18/2019 ] [19-1042] (Mishkin, Paul) [Entered: 03/18/2019 01:29 PM]
March 18, 2019 DOCKETING STATEMENT [1778072] filed by New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc. and NYSE National, Inc. in 19-1042, 19-1054 [Service Date: 03/18/2019 ] [19-1042, 19-1054] (Mishkin, Paul) [Entered: 03/18/2019 01:23 PM]
March 18, 2019 CERTIFICATE AS TO PARTIES, RULINGS AND RELATED CASES [1778069] filed by New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc. and NYSE National, Inc. [Service Date: 03/18/2019 ] [19-1042] (Mishkin, Paul) [Entered: 03/18/2019 01:20 PM]
March 18, 2019 DOCKETING STATEMENT [1778064] filed by The NASDAQ Stock Market, LLC in 19-1043 [Service Date: 03/18/2019 ] [19-1043, 19-1042, 19-1046, 19-1049, 19-1053, 19-1054] (Scalia, Eugene) [Entered: 03/18/2019 01:16 PM]
March 18, 2019 STATEMENT OF ISSUES [1778066] filed by The NASDAQ Stock Market, LLC in 19-1043 [Service Date: 03/18/2019 ] [19-1043, 19-1042, 19-1046, 19-1049, 19-1053, 19-1054] (Scalia, Eugene) [Entered: 03/18/2019 01:17 PM]
March 18, 2019 DOCKETING STATEMENT [1778067] filed by The NASDAQ Stock Market, LLC in 19-1049 [Service Date: 03/18/2019 ] [19-1049, 19-1042, 19-1043, 19-1046, 19-1053, 19-1054] (Scalia, Eugene) [Entered: 03/18/2019 01:18 PM]
March 18, 2019 STATEMENT OF ISSUES [1778068] filed by The NASDAQ Stock Market, LLC in 19-1049 [Service Date: 03/18/2019 ] [19-1049, 19-1042, 19-1043, 19-1046, 19-1053, 19-1054] (Scalia, Eugene) [Entered: 03/18/2019 01:20 PM]
February 27, 2019 CLERK'S ORDER [1775155] filed consolidating cases 19-1049 (Consolidation started 02/27/2019) with 19-1042; directing party to file in 19-1049 initial submissions: PETITIONER docketing statement due 03/29/2019. PETITIONER statement of issues due 03/29/2019. [19-1042, 19-1043, 19-1046, 19-1049, 19-1053] [Entered: 02/27/2019 12:59 PM]
February 26, 2019 CLERK'S ORDER [1775036] filed consolidating cases 19-1053 (Consolidation started 02/26/2019) with 19-1042; directing party to file in 19-1053 initial submissions: PETITIONER docketing statement due 03/28/2019. PETITIONER statement of issues due 03/28/2019 [19-1042, 19-1043, 19-1046, 19-1053] [Entered: 02/26/2019 05:23 PM]
February 25, 2019 NOTICE [1774829] to substitute party substituted by filed by Chicago Stock Exchange, Inc. [Service Date: 02/25/2019 ] [19-1042]--[Edited 02/26/2019 by AH--MODIFIED DOCKET TEXT] (Mishkin, Paul) [Entered: 02/25/2019 07:46 PM]
February 21, 2019 CLERK'S ORDER [1774299] filed consolidating case 19-1046 (Consolidation started 02/21/2019) with 19-1042. Directing party to file initial submissions in 19-1046: PETITIONER docketing statement due 03/25/2019. PETITIONER statement of issues due 03/25/2019 [19-1042, 19-1043, 19-1046] [Entered: 02/21/2019 03:48 PM]
February 15, 2019 PETITION FOR REVIEW [1773542] of a decision by federal agency filed by The NASDAQ Stock Market, LLC [Service Date: 02/15/2019 ] Disclosure Statement: Attached; Certificate of Parties: Not Applicable to this Filing. [19-1043] [Entered: 02/15/2019 09:50 AM]
February 15, 2019 CERTIFIED COPY [1773544] of Petition for Review sent to respondent [ # 1773542-2 ] [19-1043] [Entered: 02/15/2019 09:50 AM]
February 15, 2019 ENTRY OF APPEARANCE [1773591] filed by John B. Capehart and co-counsel Tracey A. Hardin on behalf of Respondent SEC in 19-1042, 19-1043. [19-1042, 19-1043] (Capehart, John) [Entered: 02/15/2019 12:10 PM]
February 15, 2019 PETITION FOR REVIEW CASE docketed. [19-1043] [Entered: 02/15/2019 09:49 AM]
February 15, 2019 CLERK'S ORDER [1773545] filed consolidating cases 19-1043 (Consolidation started 02/15/2019) with 19-1042; directing party to file in 19-1043 initial submissions: PETITIONER docketing statement due 03/18/2019. PETITIONER statement of issues due 03/18/2019 [19-1042, 19-1043] [Entered: 02/15/2019 09:53 AM]

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Respondent: Securities and Exchange Commission
Represented By: John Boles Capehart
Represented By: Tracey Anne Hardin
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Petitioner: The NASDAQ Stock Market, LLC
Represented By: Eugene Scalia
Represented By: Amir Cameron Tayrani
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