Citadel Securities LLC v. SEC
| Citadel Securities LLC |
| Securities and Exchange Commission |
| Investors Exchange LLC |
| Andrew N. Vollmer, Healthy Markets Association, New York Stock Exchange LLC, Better Markets, Inc., NYSE Arca, Inc., XTX Markets LLC, NYSE American LLC, NYSE National, Inc. and NYSE Chicago, Inc. |
| 20-1424 |
| October 16, 2020 |
| U.S. Court of Appeals, D.C. Circuit |
| Other |
Docket Report
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MANDATE ISSUED to Securities & Exchange Commission. [20-1424] [Entered: 09/21/2022 10:12 AM]
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OPINION [1956972] filed (Pages: 20) for the Court by Judge Walker. [20-1424] [Entered: 07/29/2022 10:16 AM]
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CLERK'S ORDER [1956973] filed withholding issuance of the mandate. [20-1424] [Entered: 07/29/2022 10:17 AM]
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PER CURIAM JUDGMENT [1956966] filed that Citadel's petition for review be denied, for the reasons in the accompanying opinion . Before Judges: Rao, Walker and Sentelle. [20-1424] [Entered: 07/29/2022 10:12 AM]
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TRANSCRIPT [1921633] of oral argument [20-1424] [Entered: 11/09/2021 02:24 PM]
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NOTICE [1920749] to withdraw attorney Reedy Swanson who represented Investors Exchange LLC in 20-1424 filed by Investors Exchange LLC [Service Date: 11/03/2021 ] [20-1424] (Swanson, Reedy) [Entered: 11/03/2021 09:43 AM]
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ORAL ARGUMENT HELD before Judges Rao, Walker and Sentelle. [20-1424] [Entered: 10/25/2021 11:33 AM]
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FORM 72 submitted by arguing attorney, Catherine E. Stetson, on behalf of Intervenor for Respondent Investors Exchange LLC (For Internal Use Only: Form is restricted to protect counsel's personal contact information) . [20-1424] (Stetson, Catherine) [Entered: 10/15/2021 11:32 AM]
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FORM 72 submitted by arguing attorney, Emily True Parise, on behalf of Respondent SEC (For Internal Use Only: Form is restricted to protect counsel's personal contact information) . [20-1424] (Parise, Emily) [Entered: 10/14/2021 11:17 AM]
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PER CURIAM ORDER [1917915] filed allocating oral argument time as follows: Petitioner - 10 Minutes, Respondent - 5 Minutes, Intervenor for Respondent - 5 Minutes. Directing the parties to file Form 72 notice of arguing attorney by 10/18/2021. [20-1424] [Entered: 10/13/2021 02:48 PM]
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FORM 72 submitted by arguing attorney, Jeffrey B. Wall, on behalf of Petitioner Citadel Securities LLC (For Internal Use Only: Form is restricted to protect counsel's personal contact information) . [20-1424] (Wall, Jeffrey) [Entered: 09/27/2021 10:39 AM]
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CLERK'S ORDER [1909293] filed scheduling oral argument on Monday, 10/25/2021. [20-1424] [Entered: 08/06/2021 12:50 PM]
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LETTER [1907059] advising of arguing counsel's availability for oral argument filed by Investors Exchange LLC [Service Date: 07/20/2021 ] [20-1424] (Stetson, Catherine) [Entered: 07/20/2021 01:28 PM]
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PETITIONER FINAL REPLY BRIEF [1900210] filed by Citadel Securities LLC [Service Date: 05/26/2021 ] Length of Brief: 6,359 words. [20-1424] (Stancil, Mark) [Entered: 05/26/2021 02:00 PM]
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PETITIONER FINAL BRIEF [1900208] filed by Citadel Securities LLC [Service Date: 05/26/2021 ] Length of Brief: 12,520 words. [20-1424] (Stancil, Mark) [Entered: 05/26/2021 01:58 PM]
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AMICUS FOR RESPONDENT FINAL BRIEF [1900217] filed by Healthy Markets Association [Service Date: 05/26/2021 ] Length of Brief: 4,962 words. [20-1424] (Burns, Thomas) [Entered: 05/26/2021 02:45 PM]
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RESPONDENT FINAL BRIEF [1900218] filed by SEC [Service Date: 05/26/2021 ] Length of Brief: 12,658 words. [20-1424] (Parise, Emily) [Entered: 05/26/2021 02:46 PM]
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INTERVENOR FOR RESPONDENT FINAL BRIEF [1900253] filed by Investors Exchange LLC [Service Date: 05/26/2021 ] Length of Brief: 9,087 words. [20-1424] (Stetson, Catherine) [Entered: 05/26/2021 04:41 PM]
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AMICUS FOR PETITIONER FINAL BRIEF [1900186] filed by Mr. Andrew N. Vollmer [Service Date: 05/26/2021 ] Length of Brief: 4,899. [20-1424] (Shapiro, Alexandra) [Entered: 05/26/2021 12:49 PM]
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AMICUS FOR PETITIONER FINAL BRIEF [1899820] filed by New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc. and NYSE National, Inc. [Service Date: 05/24/2021 ] Length of Brief: 5,416 Words. [20-1424] (Henkin, Douglas) [Entered: 05/24/2021 12:42 PM]
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JOINT APPENDIX [1899396] filed by Citadel Securities LLC, Investors Exchange LLC and SEC. [Volumes: 2] [Service Date: 05/19/2021 ] [20-1424] (Stancil, Mark) [Entered: 05/19/2021 02:41 PM]
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PETITIONER REPLY BRIEF [1898437] filed by Citadel Securities LLC [Service Date: 05/12/2021 ] Length of Brief: 6,476 Words. [20-1424] (Stancil, Mark) [Entered: 05/12/2021 07:24 PM]
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ENTRY OF APPEARANCE [1898430] filed by Jeffrey B. Korn and co-counsel Kristin E. Bender on behalf of Petitioner Citadel Securities LLC. [20-1424] (Bender, Kristin) [Entered: 05/12/2021 05:46 PM]
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NOTICE [1894576] of intention to participate as amicus curiae [Disclosure Listing: Attached] filed by XTX Markets LLC [Service Date: 04/14/2021 ] [20-1424] (Rubens, Daniel) [Entered: 04/14/2021 02:00 PM]
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ERRATA [1894477] filed by XTX Markets LLC to Amicus final brief [ # 1894425-2 ]. Reason for errata: to correct a citation error. [Service Date: 04/14/2021 ] [20-1424] (Rubens, Daniel) [Entered: 04/14/2021 09:59 AM]
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CORRECTED AMICUS FOR RESPONDENT FINAL BRIEF [1894425] filed by XTX Markets LLC [Service Date: 04/13/2021 ] Length of Brief: 6,114 words. [20-1424] (Rubens, Daniel) [Entered: 04/13/2021 07:00 PM]
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AMICUS FOR RESPONDENT FINAL BRIEF [1894191] filed by XTX Markets LLC [Service Date: 04/12/2021 ] Length of Brief: 6,114 Words. [20-1424] (Rubens, Daniel) [Entered: 04/12/2021 04:29 PM]
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INTERVENOR FOR RESPONDENT BRIEF [1894186] filed by Investors Exchange LLC [Service Date: 04/12/2021 ] Length of Brief: 9,093 words. [20-1424] (Stetson, Catherine) [Entered: 04/12/2021 04:24 PM]
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AMICUS FOR RESPONDENT BRIEF [1894176] filed by Better Markets, Inc. [Service Date: 04/12/2021 ] Length of Brief: 6,495 words. [20-1424] (Kelleher, Dennis) [Entered: 04/12/2021 03:46 PM]
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NOTICE [1894148] of intention to participate as amicus curiae [Disclosure Listing: Attached] filed by Healthy Markets Association [Service Date: 04/12/2021 ] [20-1424]--[Edited 04/14/2021 by LMF] (Burns, Thomas) [Entered: 04/12/2021 02:03 PM]
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AMICUS FOR RESPONDENT BRIEF [1894154] filed by Healthy Markets Association [Service Date: 04/12/2021 ] Length of Brief: 4,941 words. [20-1424] (Burns, Thomas) [Entered: 04/12/2021 02:11 PM]
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ENTRY OF APPEARANCE [1893736] filed by Catherine E. Stetson and co-counsel Katherine B. Wellington, Reedy C. Swanson on behalf of Intervenor for Respondent Investors Exchange LLC. [20-1424] (Stetson, Catherine) [Entered: 04/08/2021 04:20 PM]
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RESPONDENT BRIEF [1893193] filed by SEC [Service Date: 04/05/2021 ] Length of Brief: 12,659 words. [20-1424] (Parise, Emily) [Entered: 04/05/2021 04:30 PM]
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ENTRY OF APPEARANCE [1890759] filed by Emily True Parise on behalf of Respondent SEC. [20-1424] (Parise, Emily) [Entered: 03/19/2021 03:16 PM]
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CORRECTED AMICUS FOR PETITIONER BRIEF [1885239] filed by New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc. and NYSE National, Inc. [Service Date: 02/13/2021 ] Length of Brief: 5,529 Words. [20-1424] (Henkin, Douglas) [Entered: 02/13/2021 06:03 PM]
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CORRECTED PETITIONER BRIEF [1885194] filed by Citadel Securities LLC [Service Date: 02/12/2021 ] Length of Brief: 13,000 Words. [20-1424] (Stancil, Mark) [Entered: 02/12/2021 04:41 PM]
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NOTICE [1884469] of intention to participate as amicus curiae [Disclosure Listing: Not Applicable to this Party] filed by Andrew N. Vollmer [Service Date: 02/09/2021 ] [20-1424]--[Edited 02/10/2021 by LMF] (Shapiro, Alexandra) [Entered: 02/09/2021 03:01 PM]
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AMICUS FOR PETITIONER BRIEF [1884470] filed by Andrew N. Vollmer [Service Date: 02/09/2021 ] Length of Brief: 4,908. [20-1424]--[Edited 02/10/2021 by LMF] (Shapiro, Alexandra) [Entered: 02/09/2021 03:03 PM]
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AMICUS FOR PETITIONER BRIEF [1884515] filed by New York Stock Exchange LLC, NYSE Arca, Inc., NYSE American LLC, NYSE National, Inc., and NYSE Chicago, Inc. [Service Date: 02/09/2021 ] Length of Brief: 5,389 Words. [20-1424]--[Edited 02/10/2021 by LMF] (Henkin, Douglas) [Entered: 02/09/2021 09:26 PM]
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LETTER [1883421] sent to counsel concerning the use of uncommon acronyms and abbreviations in briefs. Nonconforming Briefs: [ # 1883412-2 ]. [20-1424] [Entered: 02/03/2021 08:50 AM]
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PETITIONER BRIEF [1883412] filed by Citadel Securities LLC [Service Date: 02/02/2021 ] Length of Brief: 12,998 words. [20-1424] (Stancil, Mark) [Entered: 02/02/2021 10:12 PM]
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CLERK'S ORDER [1875882] filed granting motion to establish briefing schedule [ # 1873194-2 ], setting briefing schedule: PETITIONER Brief due 02/02/2021. RESPONDENT Brief due on 04/05/2021. INTERVENOR FOR RESPONDENT Brief due 04/12/2021. PETITIONER Reply Brief due 05/12/2021. DEFERRED APPENDIX due 05/19/2021. Final Briefs due 05/26/2021. [20-1424] [Entered: 12/15/2020 03:57 PM]
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CLERK'S ORDER [1875110] filed granting motion for leave to intervene [ # 1871054-2 ]. [20-1424] [Entered: 12/09/2020 04:18 PM]
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CERTIFIED INDEX TO RECORD [1874367] filed by SEC [Service Date: 12/04/2020 ] [20-1424] (Wagner, Brooke) [Entered: 12/04/2020 09:42 AM]
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JOINT MOTION [1873194] to establish briefing schedule filed by Citadel Securities LLC and SEC (Service Date: 11/25/2020 by CM/ECF NDA) Length Certification: 146 Words. [20-1424] (Korn, Jeffrey) [Entered: 11/25/2020 10:14 AM]
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CORRECTED STATEMENT OF INTENT REGARDING APPENDIX DEFERRAL [1872552] filed by Citadel Securities LLC [Service Date: 11/20/2020 ] Intent: AppxDeferred [20-1424] (Korn, Jeffrey) [Entered: 11/20/2020 04:07 PM]
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ENTRY OF APPEARANCE [1872170] filed by Jeffrey B. Korn and co-counsel Mark T. Stancil, Patricia O. Haynes on behalf of Petitioner Citadel Securities LLC. [20-1424] (Korn, Jeffrey) [Entered: 11/19/2020 04:38 PM]
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STATEMENT OF ISSUES [1872173] filed by Citadel Securities LLC [Service Date: 11/19/2020 ] [20-1424] (Korn, Jeffrey) [Entered: 11/19/2020 04:41 PM]
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DOCKETING STATEMENT [1872171] filed by Citadel Securities LLC [Service Date: 11/19/2020 ] [20-1424] (Korn, Jeffrey) [Entered: 11/19/2020 04:40 PM]
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CERTIFICATE AS TO PARTIES, RULINGS AND RELATED CASES [1872174] filed by Citadel Securities LLC [Service Date: 11/19/2020 ] [20-1424] (Korn, Jeffrey) [Entered: 11/19/2020 04:41 PM]
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MOTION [1871054] for leave to intervene [Disclosure Listing: Attached] filed by Investors Exchange LLC [Service Date: 11/13/2020 ] [20-1424]--[Edited 11/18/2020 by SRJ] (Stetson, Catherine) [Entered: 11/13/2020 12:03 PM]
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JOINT STATEMENT OF INTENT REGARDING APPENDIX DEFERRAL [1869714] filed by Citadel Securities LLC and SEC [Service Date: 11/04/2020 ] Intent: AppxDeferred [20-1424] (Korn, Jeffrey) [Entered: 11/04/2020 01:51 PM]
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ENTRY OF APPEARANCE [1867535] filed by Brooke Willig and co-counsel Dominick V. Freda, Michael A. Conley on behalf of Respondent SEC. [20-1424] (Wagner, Brooke) [Entered: 10/21/2020 02:54 PM]
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| CERTIFIED COPY [1867325] of Petition for Review sent to respondent [ # 1867322-2 ] [20-1424] [Entered: 10/20/2020 03:44 PM] |
| CLERK'S ORDER [1867330] filed directing party to file initial submissions: PETITIONER docketing statement due 11/19/2020. PETITIONER certificate as to parties due 11/19/2020. PETITIONER statement of issues due 11/19/2020. PETITIONER underlying decision due 11/19/2020. PETITIONER deferred appendix statement due 11/19/2020. PETITIONER procedural motions due 11/19/2020. PETITIONER dispositive motions due 12/04/2020; directing party to file initial submissions: RESPONDENT entry of appearance due 11/19/2020. RESPONDENT procedural motions due 11/19/2020. RESPONDENT certified index to record due 12/04/2020. RESPONDENT dispositive motions due 12/04/2020 [20-1424] [Entered: 10/20/2020 03:51 PM] |
| PETITION FOR REVIEW [1867322] of a decision by federal agency filed by Citadel Securities LLC [Service Date: 10/16/2020 ] Disclosure Statement: Attached; Certificate of Parties: Not Applicable to this Filing. [20-1424] [Entered: 10/20/2020 03:41 PM] |
| PETITION FOR REVIEW CASE docketed. [20-1424] [Entered: 10/20/2020 03:38 PM] |
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