Christopher Raborg v. Cantor Fitzgerald Financial, et al

Justia Dockets & Filings D.C. Circuit U.S. Court of Appeals, D.C. Circuit Christopher Raborg v. Cantor Fitzgerald Financial, et al

Christopher Raborg v. Cantor Fitzgerald Financial, et al

Defendant / Appellee:	Sergio Balbinot, Allianz Asset Management of America Holdings, Inc., Steven Bisgay, Cantor Fitzgerald Financial Corporation, David Mackenzie, CVC Capital Partners (U.S.), Inc., Annie Mills, Cantor Fitzgerald Financial Corporation, Christof Mascher, Allianz Asset Management of America Holdings, Inc., Lauren Livingston, CVC Capital Partners (U.S.), Inc., Marc Boughton, CVC Capital Partners (U.S.), Inc., Calum Conway, CVC Capital Partners (U.S.), Inc., Ann K. Chun, J.H. Whitney & CO., Inc., CVC Capital Partners (U.S.), Inc., Chief Compliance Officer, Helga Jung, Allianz Asset Management of America Holdings, Inc., David J. Zatlukal, J.H. Whitney & CO., Inc., Angelo Sofocleous, Cantor Fitzgerald Financial Corporation, Anshu Jain, Cantor Fitzgerald Financial Corporation, Werner Zedelius, Allianz Asset Management of America Holdings, Inc., Dieter Wemmer, Allianz Asset Management of America Holdings, Inc., Dorival Dourado Junior, Allianz Asset Management of America Holdings, Inc., Raju Hussain, J.H. Whitney & CO., Inc., Robert M. Williams, Jr., J.H. Whitney & CO., Inc., Kevin J. Curley, Cantor Fitzgerald Financial Corporation, Russel Haley, Cantor Fitzgerald Financial Corporation, Stephen Merkel, Cantor Fitzgerald Financial Corporation, Gunther Thallinger, Allianz Asset Management of America Holdings, Inc., Paul R. Vigano, J.H. Whitney & CO., Inc., Oliver Baite, Allianz Asset Management of America Holdings, Inc., Axel Theis, Allianz Asset Management of America Holdings, Inc., Nick Tulloch, Cantor Fitzgerald Financial Corporation, Catherine Leftley, Cantor Fitzgerald Financial Corporation, Jacqueline Hunt, Allianz Asset Management of America Holdings, Inc., Allianz Asset Management Of America Holdings, Inc., Cantor Fitzgerald Financial Corporation, Chief Compliance Officer, Steven E. Rodgers, J.H. Whitney & CO., Inc., J.H. Whitney And Company, Inc., Chief Compliance Officer, Michael Diekmann, CVC Capital Partners (U.S.), Inc. and Howard W. Lutnick, Cantor Fitzgerald Financial Corporation
Plaintiff / Appellant:	Christopher Henry Raborg Tr
Case Number:	20-7068
Filed:	July 29, 2020
Court:	U.S. Court of Appeals, D.C. Circuit
Nature of Suit:	Other Statutes Arbitration

RSS Track this Docket

Docket Report

This docket was last retrieved on August 13, 2021. A more recent docket listing may be available from PACER.

Date Filed	Document Text
August 13, 2021	MANDATE ISSUED to Clerk, U.S. District Court. [20-7068] [Entered: 08/13/2021 05:47 PM]
July 1, 2021	PER CURIAM ORDER [1904749] filed that the order to show cause be discharged [ # 1885878-5 ]. It is FURTHER ORDERED that the motion to appoint counsel be denied [ # 1864181-2 ]. It is FURTHER ORDERED that the appeal be dismissed as untimely. It is FURTHER ORDERED that the motion for other relief be dismissed as moot [ # 1876488-2 ]. Pursuant to D.C. Circuit Rule 36, this disposition will not be published. The Clerk is directed to withhold issuance of the mandate herein until seven days after resolution of any timely petition for rehearing or petition for rehearing en banc. See Fed. R. App. P. 41(b); D.C. Cir. Rule 41. Before Judges: Millett, Wilkins and Sentelle. [20-7068] [Entered: 07/01/2021 01:30 PM]
April 29, 2021	RESPONSE [1896883] to order [ # 1885878-2 ] filed by Christopher Henry Raborg Tr (Service Date: 04/29/2021 by CM/ECF NDA) Length Certification: 33 pages. [20-7068] [Entered: 04/30/2021 03:23 PM]
March 11, 2021	CERTIFIED MAIL RECEIPT [1889700] received from appellant [signed for on 02/25/2021] for order [1885879-2] sent to Appellant Christopher Henry Raborg Tr. [20-7068] [Entered: 03/12/2021 04:23 PM]
February 17, 2021	1ST CLASS AND CERTIFIED MAIL SENT [1885879] with return receipt requested [Receipt No.70173040000112612397] of order [ # 1885878-5 ]. Certified Mail Receipt due 03/19/2021 from Christopher Henry Raborg Tr. [20-7068] [Entered: 02/17/2021 06:43 PM]
February 17, 2021	PER CURIAM ORDER [1885878] filed that appellant show cause, within 30 days of the date of this order, why this appeal should not be dismissed as untimely. It is FURTHER ORDERED that to the extent appellant is seeking to proceed pro se on behalf of a trust, appellant is ordered to show cause within 30 days of the date of this order why the appeal should not be dismissed. Failure by appellant to respond to this order will result in dismissal of this case for failure to prosecute. See D.C. Cir. Rule 38. It is FURTHER ORDERED that the motion for leave to proceed on appeal in forma pauperis [ # 1873016-2 ] be dismissed as moot in light of the notice of payment of the appellate docketing and filing fees, received from the Clerk of the District Court on January 25, 2021. It is FURTHER ORDERED that consideration of the emergency motion to appoint counsel be deferred pending further order of the court [ # 1864181-2 ]. It is FURTHER ORDERED that the motions for other relief be deferred pending further order of the court [ # 1876488-2 ]. The Clerk is directed to send a copy of this order to appellant by certified mail, return receipt requested, and by first class mail. Before Judges: Tatel, Millett and Sentelle. [20-7068] [Entered: 02/17/2021 06:38 PM]
January 25, 2021	NOTICE [1881553] received from the Clerk of the U.S. District Court for payment of docketing fee [Case Number 20-7068: Fee Paid] [20-7068] [Entered: 01/25/2021 11:45 AM]
December 17, 2020	MOTION [1876488] filed by Christopher Henry Raborg Tr [Service Date: 12/21/2020 ] Length Certification: 7 pages. [20-7068] [Entered: 12/21/2020 09:33 AM]
November 18, 2020	MOTION [1873016] to proceed on appeal in forma pauperis [Case Number 20-7068: IFP Pending USCA] filed by Christopher Henry Raborg Tr [Service Date: 11/24/2020 ] Length Certification: 7 pages. [20-7068] [Entered: 11/24/2020 01:05 PM]
November 16, 2020	CERTIFIED MAIL RECEIPT [1871814] received from Armas C-19 [signed for on 11/02/2020] for order [1868503-2] sent to Appellant Christopher Henry Raborg Tr [20-7068] [Entered: 11/18/2020 12:24 PM]
October 28, 2020	CLERK'S ORDER [1868492] filed extending time to file docketing fee payment [ # 1853964-2 ] or ifp in this Court [ # 1853964-3 ] .APPELLANT payment of docketing fee due or motion to proceed in forma pauperis in this court now due 11/30/2020. Failure to respond shall result in dismissal of the case for lack of prosecution. The Clerk is directed to mail this order to appellant by certified mail, return receipt requested and by 1st class mail. [20-7068] [Entered: 10/28/2020 10:15 AM]
October 28, 2020	CERTIFIED MAIL and FIRST CLASS MAIL SENT [1868503] with return receipt requested [Receipt No.7017 3040 0001 1261 1666] of order [ # 1868492-5 ]. Certified Mail Receipt due 11/30/2020 from Christopher Henry Raborg Tr. [20-7068] [Entered: 10/28/2020 10:39 AM]
September 25, 2020	EMEERGENCY MOTION [1864181] to appoint counsel filed by Christopher Henry Raborg Tr [Service Date: 09/30/2020 ] Length Certification: 23 pages. [20-7068] [Entered: 09/30/2020 04:08 PM]
September 8, 2020	SUPPLEMENT [1860617] to Appellant/Petitioner brief [ # 1858651-2 ] filed by Christopher Henry Raborg Tr [Service Date: 09/09/2020 ] [20-7068] [Entered: 09/09/2020 03:42 PM]
September 4, 2020	SUPPLEMENT [1860627] to Appellant/Petitioner brief [ # 1858651-2 ] filed by Christopher Henry Raborg Tr [Service Date: 09/09/2020 ] [20-7068] [Entered: 09/09/2020 03:58 PM]
September 4, 2020	SUPPLEMENT [1860626] to Appellant/Petitioner brief [ # 1858651-2 ] filed by Christopher Henry Raborg Tr [Service Date: 09/09/2020 ] [20-7068] [Entered: 09/09/2020 03:57 PM]
August 24, 2020	APPELLANT BRIEF [1858651] filed by Christopher Henry Raborg Tr [Service Date: 08/27/2020 ] Length of Brief: 32 pages. [20-7068] [Entered: 08/27/2020 02:11 PM]
August 24, 2020	DOCKETING STATEMENT [1858646] filed by Christopher Henry Raborg Tr [Service Date: 08/27/2020 ] [20-7068] [Entered: 08/27/2020 02:03 PM]
August 19, 2020	FIRST CLASS MAIL RETURNED [1857508] marked "return to sender - no mail receptacle - unable to forward". Mail [1854002-2] had been sent to Party Christopher Henry Raborg Tr. [20-7068] [Entered: 08/20/2020 04:28 PM]
August 13, 2020	CERTIFIED MAIL RETURNED [1857088] marked "return to sender - no mail receptacle - unable to forward". Certified Mail [1854002-2] had been sent to Party Christopher Henry Raborg Tr. [20-7068] [Entered: 08/18/2020 02:47 PM]
July 29, 2020	NOTICE OF APPEAL [1853959] seeking review of a decision by the U.S. District Court in 1:20-cv-00176-UNA filed by Christopher Henry Raborg Tr. Appeal assigned USCA Case Number: 20-7068. [20-7068] [Entered: 07/29/2020 11:46 AM]
July 29, 2020	NOTICE [1854005] received from the Clerk of the U.S. District Court leave to proceed in forma pauperis in the district court is denied [Case Number 20-7068: IFP Denied USDC] [20-7068] [Entered: 07/29/2020 12:59 PM]
July 29, 2020	FIRST CLASS and CERTIFIED MAIL SENT [1854002] with return receipt requested [Receipt No.7017 3380 0000 3149 8770] of orders [ # 1853964-6 ], [ # 1854000-5 ]. Certified Mail Receipt due 08/28/2020 from Christopher Henry Raborg Tr. [20-7068] [Entered: 07/29/2020 12:57 PM]
July 29, 2020	CLERK'S ORDER [1854000] filed setting briefing schedule: APPELLANT Brief due 09/17/2020. APPENDIX due 09/17/2020. Failure to respond shall result in dismissal of the case for lack of prosecution. The Clerk is directed to mail this order to appellant by certified mail, return receipt requested and by 1st class mail. [20-7068] [Entered: 07/29/2020 12:53 PM]
July 29, 2020	CLERK'S ORDER [1853964] filed directing party to file payment of docketing fee or file a motion to proceed on appeal in forma pauperis in this court due 08/28/2020. Failure to respond shall result in dismissal of the case for lack of prosecution. The Clerk is directed to mail this order to appellant by certified mail, return receipt requested and by 1st class mail. [20-7068] [Entered: 07/29/2020 11:55 AM]
July 29, 2020	PRIVATE CIVIL CASE docketed. [20-7068] [Entered: 07/29/2020 11:45 AM]

Access additional case information on PACER

Access the Case Summary and Docket Report to access additional information about this case on the U.S. Court's PACER system. A subscription to PACER is required.

Search for this case: Christopher Raborg v. Cantor Fitzgerald Financial, et al
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Web	[ Unicourt \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Sergio Balbinot, Allianz Asset Management of America Holdings, Inc.
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Steven Bisgay, Cantor Fitzgerald Financial Corporation
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: David Mackenzie, CVC Capital Partners (U.S.), Inc.
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Annie Mills, Cantor Fitzgerald Financial Corporation
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Christof Mascher, Allianz Asset Management of America Holdings, Inc.
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Lauren Livingston, CVC Capital Partners (U.S.), Inc.
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Marc Boughton, CVC Capital Partners (U.S.), Inc.
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Calum Conway, CVC Capital Partners (U.S.), Inc.
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Ann K. Chun, J.H. Whitney & CO., Inc.
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: CVC Capital Partners (U.S.), Inc., Chief Compliance Officer
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Helga Jung, Allianz Asset Management of America Holdings, Inc.
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: David J. Zatlukal, J.H. Whitney & CO., Inc.
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Angelo Sofocleous, Cantor Fitzgerald Financial Corporation
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Anshu Jain, Cantor Fitzgerald Financial Corporation
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Werner Zedelius, Allianz Asset Management of America Holdings, Inc.
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Dieter Wemmer, Allianz Asset Management of America Holdings, Inc.
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Dorival Dourado Junior, Allianz Asset Management of America Holdings, Inc.
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Raju Hussain, J.H. Whitney & CO., Inc.
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Robert M. Williams, Jr., J.H. Whitney & CO., Inc.
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Kevin J. Curley, Cantor Fitzgerald Financial Corporation
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Russel Haley, Cantor Fitzgerald Financial Corporation
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Stephen Merkel, Cantor Fitzgerald Financial Corporation
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Gunther Thallinger, Allianz Asset Management of America Holdings, Inc.
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Paul R. Vigano, J.H. Whitney & CO., Inc.
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Oliver Baite, Allianz Asset Management of America Holdings, Inc.
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Axel Theis, Allianz Asset Management of America Holdings, Inc.
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Nick Tulloch, Cantor Fitzgerald Financial Corporation
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Catherine Leftley, Cantor Fitzgerald Financial Corporation
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Jacqueline Hunt, Allianz Asset Management of America Holdings, Inc.
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Allianz Asset Management Of America Holdings, Inc.
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Cantor Fitzgerald Financial Corporation, Chief Compliance Officer
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Steven E. Rodgers, J.H. Whitney & CO., Inc.
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: J.H. Whitney And Company, Inc., Chief Compliance Officer
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Michael Diekmann, CVC Capital Partners (U.S.), Inc.
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant / appellee: Howard W. Lutnick, Cantor Fitzgerald Financial Corporation
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Plaintiff / appellant: Christopher Henry Raborg Tr
Represented By:	Christopher Henry Raborg Tr
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.

Why Is My Information Online?