Consolidated Audit Trail, LLC, et al v. SEC
Petitioner: New York Stock Exchange LLC, NYSE Arca, Inc., NYSE American LLC, Consolidated Audit Trail, LLC, NYSE Chicago, Inc. and NYSE National, Inc.
Respondent: Securities and Exchange Commission
Case Number: 21-1065
Filed: February 14, 2021
Court: U.S. Court of Appeals, D.C. Circuit
Nature of Suit: Other
Docket Report

This docket was last retrieved on February 17, 2021. A more recent docket listing may be available from PACER.

Date Filed Document Text
February 17, 2021 CLERK'S ORDER [1885812] filed directing party to file initial submissions: PETITIONER docketing statement due 03/19/2021. PETITIONER certificate as to parties due 03/19/2021. PETITIONER statement of issues due 03/19/2021. PETITIONER underlying decision due 03/19/2021. PETITIONER deferred appendix statement due 03/19/2021. PETITIONER procedural motions due 03/19/2021. PETITIONER dispositive motions due 04/05/2021; directing party to file initial submissions: RESPONDENT entry of appearance due 03/19/2021. RESPONDENT procedural motions due 03/19/2021. RESPONDENT certified index to record due 04/05/2021. RESPONDENT dispositive motions due 04/05/2021 [21-1065] [Entered: 02/17/2021 03:47 PM]
February 17, 2021 CERTIFIED COPY [1885805] of Petition for Review sent to respondent [ # 1885799-2 ] [21-1065] [Entered: 02/17/2021 03:34 PM]
February 14, 2021 PETITION FOR REVIEW [1885799] of a decision by federal agency filed by Consolidated Audit Trail, LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., NYSE National, Inc. and New York Stock Exchange LLC [Service Date: 02/14/2021 ] Disclosure Statement: Attached. [21-1065] [Entered: 02/17/2021 03:16 PM]
February 14, 2021 PETITION FOR REVIEW CASE docketed. [21-1065] [Entered: 02/17/2021 03:07 PM]

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Petitioner: New York Stock Exchange LLC
Represented By: Neil K. Roman
Represented By: Kevin Franz King
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Petitioner: NYSE Arca, Inc.
Represented By: Neil K. Roman
Represented By: Kevin Franz King
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Petitioner: NYSE American LLC
Represented By: Neil K. Roman
Represented By: Kevin Franz King
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Petitioner: Consolidated Audit Trail, LLC
Represented By: Neil K. Roman
Represented By: Kevin Franz King
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Petitioner: NYSE Chicago, Inc.
Represented By: Neil K. Roman
Represented By: Kevin Franz King
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Petitioner: NYSE National, Inc.
Represented By: Neil K. Roman
Represented By: Kevin Franz King
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Respondent: Securities and Exchange Commission
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