Eugene Kim v. FINRA
Plaintiff / Appellant: Eugene H. Kim
Defendant / Appellee: Financial Industry Regulatory Authority, Inc.
Intervenor / Appellee: United States of America
Case Number: 23-7136
Filed: October 19, 2023
Court: U.S. Court of Appeals, D.C. Circuit
Nature of Suit: Securities, Commodities, Exchange
Docket Report

This docket was last retrieved on November 20, 2023. A more recent docket listing may be available from PACER.

Date Filed Document Text
November 20, 2023 CERTIFICATE AS TO PARTIES, RULINGS AND RELATED CASES [2027841] filed by USA [Service Date: 11/20/2023 ] [23-7136] (Busa, Joseph) [Entered: 11/20/2023 11:49 AM]
November 20, 2023 CLERK'S ORDER [2027837] filed granting motion to hold case in abeyance [ # 2026308-2 ]. Case 23-7136 held in abeyance pending further order of the court. The parties are directed to file motions to govern future proceedings within 30 days of the issuance of this court's mandate in No. 23-5129. [23-7136] [Entered: 11/20/2023 11:25 AM]
November 13, 2023 JOINT UNOPPOSED MOTION [2026308] to hold case in abeyance filed by FINRA [Service Date: 11/13/2023 ] Length Certification: 565 Words. [23-7136] (Tayrani, Amir) [Entered: 11/13/2023 09:14 AM]
November 10, 2023 CERTIFICATE AS TO PARTIES, RULINGS AND RELATED CASES [2026283] filed by FINRA [Service Date: 11/10/2023 ] [23-7136] (Tayrani, Amir) [Entered: 11/10/2023 04:23 PM]
November 10, 2023 STATEMENT [2026282] with Disclosure Listing filed by FINRA [Service Date: 11/10/2023 ] [23-7136] (Tayrani, Amir) [Entered: 11/10/2023 04:22 PM]
November 10, 2023 ENTRY OF APPEARANCE [2026281] filed by Amir C. Tayrani and co-counsel Alex Gesch; Max E. Schulman on behalf of Appellee FINRA. [23-7136] (Tayrani, Amir) [Entered: 11/10/2023 04:17 PM]
October 20, 2023 ENTRY OF APPEARANCE [2023042] filed by Joseph F. Busa and co-counsel Courtney L. Dixon, Mark B. Stern on behalf of Appellee USA. [23-7136] (Busa, Joseph) [Entered: 10/20/2023 01:07 PM]
October 19, 2023 NOTICE OF APPEAL [2022669] seeking review of a decision by the U.S. District Court in 1:23-cv-02420-ACR filed by Eugene H. Kim. Appeal assigned USCA Case Number: 23-7136. [23-7136] [Entered: 10/19/2023 12:22 PM]
October 19, 2023 CLERK'S ORDER [2022675] filed directing party to file initial submissions: APPELLANT docketing statement due 11/20/2023. APPELLANT certificate as to parties due 11/20/2023. APPELLANT statement of issues due 11/20/2023. APPELLANT underlying decision due 11/20/2023. APPELLANT deferred appendix statement due 11/20/2023. APPELLANT entry of appearance due 11/20/2023. APPELLANT transcript status report due 11/20/2023. APPELLANT procedural motions due 11/20/2023. APPELLANT dispositive motions due 12/04/2023; directing party to file initial submissions: APPELLEE certificate as to parties due 11/20/2023. APPELLEE entry of appearance due 11/20/2023. APPELLEE procedural motions due 11/20/2023. APPELLEE dispositive motions due 12/04/2023 [23-7136] [Entered: 10/19/2023 12:29 PM]
October 19, 2023 PRIVATE CIVIL CASE docketed. [23-7136] [Entered: 10/19/2023 12:20 PM]

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Plaintiff / appellant: Eugene H. Kim
Represented By: Philip Andonian
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Defendant / appellee: Financial Industry Regulatory Authority, Inc.
Represented By: Amir Cameron Tayrani
Represented By: Alex Gesch
Represented By: Max Elias Schulman
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Intervenor / appellee: United States of America
Represented By: Joseph Forrest Busa
Represented By: DOJ Appellate Counsel
Represented By: Courtney Dixon
Represented By: Mark B. Stern
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