James Tuberosa v. FINRA
| James Richard Tuberosa |
| Financial Industry Regulatory Authority, Inc. |
| 26-7012 |
| February 9, 2026 |
| U.S. Court of Appeals, D.C. Circuit |
| Other Statutory Actions |
Docket Report
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This docket was last retrieved on April 9, 2026. A more recent docket listing may be available from PACER.
| Document Text |
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| MOTION [2167796] for leave to file response filed by James Richard Tuberosa (Service Date: 04/09/2026 by CM/ECF NDA) Length Certification: Appellant's Motion for Leave to File Out of Time Response in Opposition to Appellee's Motion for Summary Affirmance, Proposed Order. [26-7012] (Young, Craig) [Entered: 04/09/2026 02:42 PM] |
| APPELLANT BRIEF [2167568] filed by James Richard Tuberosa [Service Date: 04/08/2026 ] Length of Brief: Jurisdictional Statement, Issues Presented, Statement of Case, Summary of Argument, Argument and Conclusion. [26-7012] (Young, Craig) [Entered: 04/08/2026 11:33 AM] |
| RESPONSE IN OPPOSITION [2167637] to motion [ # 2165721-2 ] filed by James Richard Tuberosa [Service Date: 04/08/2026 by CM/ECF NDA] Length Certification: Argument, Statement of Facts and Conclusion. [26-7012] (Young, Craig) [Entered: 04/08/2026 03:13 PM] |
| MOTION [2165721] for summary affirmance filed by Financial Industry Regulatory Authority, Inc. (Service Date: 03/26/2026 by CM/ECF NDA) Length Certification: 4,925 Words. [26-7012] (Duffy, Ryan) [Entered: 03/26/2026 10:29 AM] |
| AMENDED DOCKETING STATEMENT [2163847] filed by James Richard Tuberosa [Service Date: 03/16/2026 ] [26-7012] (Young, Craig) [Entered: 03/16/2026 03:08 PM] |
| ENTRY OF APPEARANCE [2163354] filed by Craig B. Young, Kutak Rock LLP and co-counsel Chelsea Bauer, Kutak Rock LLP on behalf of Appellant James Richard Tuberosa. [26-7012] (Young, Craig) [Entered: 03/12/2026 04:54 PM] |
| DOCKETING STATEMENT [2163355] filed by James Richard Tuberosa [Service Date: 03/12/2026 ] [26-7012] (Young, Craig) [Entered: 03/12/2026 05:01 PM] |
| ENTRY OF APPEARANCE [2163148] filed by Kathleen H. Warin and co-counsel Ryan M. Duffy on behalf of Appellee Financial Industry Regulatory Authority, Inc.. [26-7012] (Warin, Kathleen) [Entered: 03/11/2026 04:19 PM] |
| ENTRY OF APPEARANCE [2163152] filed by Ryan M. Duffy on behalf of Appellee Financial Industry Regulatory Authority, Inc.. [26-7012] (Duffy, Ryan) [Entered: 03/11/2026 04:23 PM] |
| CERTIFICATE AS TO PARTIES, RULINGS AND RELATED CASES [2163154] filed by Financial Industry Regulatory Authority, Inc. [Service Date: 03/11/2026 ] [26-7012] (Duffy, Ryan) [Entered: 03/11/2026 04:25 PM] |
| STATEMENT [2163156] with Disclosure Listing filed by Financial Industry Regulatory Authority, Inc. [Service Date: 03/11/2026 ] [26-7012] (Duffy, Ryan) [Entered: 03/11/2026 04:45 PM] |
| MOTION [2163010] to extend time to file initial submissions filed by James Richard Tuberosa (Service Date: 03/12/2026 by CM/ECF NDA) Length Certification: 1 page. [26-7012]--[Edited 03/13/2026 by LMM] (Young, Craig) [Entered: 03/10/2026 04:06 PM] |
| PRIVATE CIVIL CASE docketed. [26-7012] [Entered: 02/09/2026 11:05 AM] |
| NOTICE OF APPEAL [2158136] seeking review of a decision by the U.S. District Court in 1:25-cv-00963-BAH filed by James Richard Tuberosa. Appeal assigned USCA Case Number: 26-7012. [26-7012] [Entered: 02/09/2026 11:07 AM] |
| CLERK'S ORDER [2158138] filed directing party to file initial submissions: APPELLANT docketing statement due 03/11/2026. APPELLANT certificate as to parties due 03/11/2026. APPELLANT statement of issues due 03/11/2026. APPELLANT underlying decision due 03/11/2026. APPELLANT deferred appendix statement due 03/11/2026. APPELLANT entry of appearance due 03/11/2026. APPELLANT transcript status report due 03/11/2026. APPELLANT procedural motions due 03/11/2026. APPELLANT dispositive motions due 03/26/2026; directing party to file initial submissions: APPELLEE certificate as to parties due 03/11/2026. APPELLEE entry of appearance due 03/11/2026. APPELLEE procedural motions due 03/11/2026. APPELLEE dispositive motions due 03/26/2026 [26-7012] [Entered: 02/09/2026 11:10 AM] |
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| Plaintiff: James Richard Tuberosa | |
| Represented By: | Craig B. Young |
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| Defendant: Financial Industry Regulatory Authority, Inc. | |
| Represented By: | Ryan M. Duffy |
| Represented By: | Kathleen H. Warin |
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