Trading Technologies Intl. v. Rosenthal Collins Group, LLC
| ROSENTHAL COLLINS GROUP, LLC, FUTUREPATH TRADING LLC and TRADEHELM, INC. |
| TRADING TECHNOLOGIES INTERNATIONAL, INC. |
| TRADESTATION SECURITIES, INC., IBG LLC, INTERACTIVE BROKERS LLC and TRADESTATION GROUP, INC. |
| 16-2223 |
| June 16, 2016 |
| U.S. Court of Appeals, Federal Circuit |
| Patent Infringement (Fed. Question) |
Docket Report
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| Filing 69 Mandate issued to the United States District Court for the Northern District of Illinois. Costs taxed in the amount of $461.81. Service as of this date by Clerk of Court. [384030] [CAB] [Entered: 11/17/2016 10:17 AM] |
| Filing 68 Bill of Costs for Appellees IBG LLC and Interactive Brokers LLC. Service: 10/25/2016 by email. Objection to Bill of Costs due on 11/14/2016. [377493] [Michael Levin] [Entered: 10/25/2016 02:41 PM] |
| Filing 67 OPINION and JUDGMENT filed. The judgment or decision is: Affirmed. (FCR 36). (For the Court: Newman,Circuit Judge; Lourie,Circuit Judge and Clevenger,Circuit Judge). [372950] [IW] [Entered: 10/11/2016 09:30 AM] |
| Filing 66 Submitted after ORAL ARGUMENT by Mr. Leif R. Sigmond, Jr. for Trading Technologies International, Inc. and David J. Healey for TradeStation Securities, Inc. and TradeStation Group, Inc.. Panel: Judge: Newman , Judge: Lourie , Judge: Clevenger. [371279] [JCP] [Entered: 10/04/2016 11:44 AM] |
| Filing 65 Letter from Appellees TradeStation Group, Inc. and TradeStation Securities, Inc. Status of related ongoing proceedings. Service: 09/16/2016 by email. [367363] [Danielle Healey] [Entered: 09/19/2016 12:38 PM] |
| Filing 64 Response to oral argument order from the Appellees TradeStation Group, Inc. and TradeStation Securities, Inc.. designating David J. Healey as arguing attorney. Designated time for argument: 15 minutes. Designated time for rebuttal: 0 minutes. Service of other counsel by Notice of Docket Activity from this entry. [366807] [Adam Kessel] [Entered: 09/15/2016 08:43 PM] |
| Filing 63 Response to oral argument order from the Appellees IBG LLC and Interactive Brokers LLC. designating David J. Healey as arguing attorney. Designated time for argument: 15 minutes. Designated time for rebuttal: 0 minutes. Service of other counsel by Notice of Docket Activity from this entry. [366800] [Michael Levin] [Entered: 09/15/2016 07:15 PM] |
| Filing 62 Response to oral argument order from the Appellant Trading Technologies International, Inc.. designating Leif R. Sigmond, Jr. as arguing attorney. Designated time for argument: 10 minutes. Designated time for rebuttal: 5 minutes. Service of other counsel by Notice of Docket Activity from this entry. [366571] [Cole Richter] [Entered: 09/15/2016 11:14 AM] |
| Filing 61 NOTICE OF CALENDARING. Panel: 1610I. Case scheduled Oct 04, 2016 10:00 a.m. at the United States Court of Appeals for the Federal Circuit (Howard T. Markey National Courts Building, 717 Madison Place, N.W. Washington, DC 20439), Courtroom 201. Response to oral argument order due: 09/15/2016. Counsel should check-in 30 minutes prior to the opening of the session. Please review the # Oral Argument Order. [360467] THIS NOTICE APPLIES TO CASE(S): [16-1182, 16-1342, 16-1407, 16-2223] [JAB] [Entered: 08/19/2016 03:57 PM] |
| Filing 60 Notice from Appellant Trading Technologies International, Inc. regarding conflicts with oral argument (Oct. 5-7, 2016). Service: 08/12/2016 by email. [358329] [Cole Richter] [Entered: 08/12/2016 10:06 AM] |
| Filing 59 6 paper copies of the Corrected Response Brief [ # 57 ] received from Appellees IBG LLC, Interactive Brokers LLC, TradeStation Group, Inc. and TradeStation Securities, Inc. [357756] [KW] [Entered: 08/10/2016 03:30 PM] |
| Filing 58 6 paper copies of the Joint Appendix (Vol. I-V) [ # 53 ] received from Appellant Trading Technologies International, Inc. and Appellees IBG LLC, Interactive Brokers LLC, TradeStation Group, Inc. and TradeStation Securities, Inc. [357552] [KW] [Entered: 08/10/2016 09:14 AM] |
| Filing 57 CORRECTED BRIEF FILED for Appellees IBG LLC, Interactive Brokers LLC, TradeStation Group, Inc., and TradeStation Securities, Inc. [ # 56 ]. Number of Pages: 49. Service: 08/04/2016 by email. Pursuant to Fed. Cir. R. 31(b), filer is directed to file six copies of the brief in paper format. The paper copies of the brief should be received by the court on or before 08/10/2016. [356401] [CAB] [Entered: 08/05/2016 10:02 AM] |
| Filing 56 TENDERED from Appellees IBG LLC, Interactive Brokers LLC, TradeStation Group, Inc. and TradeStation Securities, Inc.. Title: CORRECTED RESPONSE BRIEF. Service: 08/04/2016 by email. [356359] [Michael Levin] [Entered: 08/04/2016 07:25 PM] |
| Filing 55 Notice of Correction to the Brief Doc No. [ # 37 ] for Appellees IBG LLC, Interactive Brokers LLC, TradeStation Group, Inc. and TradeStation Securities, Inc.. Service: 08/04/2016 by email. [356358] [Michael Levin] [Entered: 08/04/2016 07:15 PM] |
| Filing 54 Certificate of Compliance with Fed. Cir. R. 11(d) (Trial Court) for Appellees IBG LLC, Interactive Brokers LLC, TradeStation Group, Inc. and TradeStation Securities, Inc.. Service: 08/04/2016 by email. [356326] [Danielle Healey] [Entered: 08/04/2016 04:42 PM] |
| Filing 53 JOINT APPENDIX, VOLS. 1 - 5 FILED for Trading Technologies International, Inc. [ # 52 ]. Number of Pages: 3,296. Service: 08/03/2016 by email. Pursuant to Fed. Cir. R. 30(a)(5), filer is directed to file six copies of the brief in paper format. The paper copies of the brief should be received by the court on or before 08/09/2016. [356276] [CAB] [Entered: 08/04/2016 03:30 PM] |
| Filing 52 TENDERED from Appellant Trading Technologies International, Inc.. Title: JOINT APPENDIX. Service: 08/03/2016 by email. [356026] [Cole Richter] [Entered: 08/03/2016 08:57 PM] |
| Filing 51 Certificate of Compliance with Fed. Cir. R. 11(d) (Trial Court) for Appellant Trading Technologies International, Inc.. Service: 08/03/2016 by email. [356025] [Cole Richter] [Entered: 08/03/2016 08:47 PM] |
| Filing 50 Statement of Compliance with Fed. Cir. R. 33 for Appellant Trading Technologies International, Inc. and Appellees IBG LLC, Interactive Brokers LLC, TradeStation Group, Inc. and TradeStation Securities, Inc.. Service: 08/03/2016 by email. [356024] [Cole Richter] [Entered: 08/03/2016 08:45 PM] |
| Filing 49 6 paper copies of the Corrected Reply Brief [ # 47 ] received from Appellant Trading Technologies International, Inc. [355258] [KW] [Entered: 08/02/2016 09:05 AM] |
| Filing 48 6 paper copies of the Second Corrected Opening Brief [ # 41 ] received from Appellant Trading Technologies International, Inc. [354698] [KW] [Entered: 07/29/2016 03:26 PM] |
| Filing 47 CORRECTED REPLY BRIEF FILED for Appellant Trading Technologies International, Inc. [ # 46 ]. Number of Pages: 23. Service: 07/28/2016 by email. Pursuant to Fed. Cir. R. 31(b), filer is directed to file six copies of the brief in paper format. The paper copies of the brief should be received by the court on or before 08/01/2016. [354431] [CAB] [Entered: 07/28/2016 03:59 PM] |
| Filing 46 TENDERED from Appellant Trading Technologies International, Inc.. Title: CORRECTED REPLY BRIEF. Service: 07/28/2016 by email. [354390] [Cole Richter] [Entered: 07/28/2016 03:00 PM] |
| Filing 45 NOTICE OF REJECTION: The brief of Appellant Trading Technologies International, Inc., Reply Brief of Plaintiff-Appellant [ # 43 ], is not in compliance with the rules of this court and is therefore rejected for filing. Reply brief is due 08/11/2016. Appendix is due 08/08/2016. Service as of this date by Clerk of Court. [354274] [CAB] [Entered: 07/28/2016 11:34 AM] |
| Filing 44 REMINDER : All counsel of record are reminded of their responsibility per Fed. Cir. R. 47.4(a)and Fed. Cir. R. 47.3 to promptly submit an amended Certificate of Interest (COI) and/or Entry of Appearance (EOA) as information changes during the pendency of the appeal. Failure to comply with these Rules may delay the timely processing of your case or result in adverse action. [354269] [CAB] [Entered: 07/28/2016 11:20 AM] |
| Filing 43 TENDERED from Appellant Trading Technologies International, Inc.. Title: REPLY BRIEF. Service: 07/27/2016 by email. [354169] This brief has been rejected. See Doc No. [ # 45 ] [Cole Richter] [Entered: 07/27/2016 11:27 PM] |
| Filing 42 Official caption revised - Party designations for Rosenthal Collins Group, LLC and Futurepath Trading , LLC were changed becaus parties have not made an appearance. The official caption is reflected on the electronic docket under the listing of the parties and counsel. Service as of this date by Clerk of Court. [354043] [CAB] [Entered: 07/27/2016 02:02 PM] |
| Filing 41 CORRECTED BRIEF FILED for Appellant Trading Technologies International, Inc. [ # 40 ]. Number of Pages: 47. Service: 07/25/2016 by email. Pursuant to Fed. Cir. R. 31(b), filer is directed to file six copies of the brief in paper format. The paper copies of the brief should be received by the court on or before 08/01/2016. [353651] [CAB] [Entered: 07/26/2016 12:12 PM] |
| Filing 40 TENDERED from Appellant Trading Technologies International, Inc.. Title: CORRECTED OPENING BRIEF. Service: 07/25/2016 by email. [353488] [Cole Richter] [Entered: 07/25/2016 06:04 PM] |
| Filing 39 Notice of Correction to the Brief Doc No. [20] for Appellant Trading Technologies International, Inc.. Service: 07/25/2016 by email. [353487] [Cole Richter] [Entered: 07/25/2016 06:00 PM] |
| Filing 38 NOTICE OF REJECTION: The brief of Appellees IBG LLC, Interactive Brokers LLC, TradeStation Group, Inc., and TradeStation Securities, Inc., Appellees' Response Brief [ # 37 ], is not in compliance with the rules of this court and is therefore rejected for filing. Appellees IBG LLC, Interactive Brokers LLC, TradeStation Group, Inc., and TradeStation Securities, Inc. brief is due 08/04/2016. Service as of this date by Clerk of Court. [352610] [CAB] [Entered: 07/21/2016 12:32 PM] |
| Filing 37 TENDERED from Appellees IBG LLC, Interactive Brokers LLC, TradeStation Group, Inc. and TradeStation Securities, Inc.. Title: RESPONSE BRIEF. Service: 07/20/2016 by email. [352280] This brief has been rejected. See Doc No. [ # 38 ] [Michael Levin] [Entered: 07/20/2016 01:29 PM] |
Filing 36
ORDER filed. The motions [ # 33 ] are granted. The revised official caption is reflected in the order. Service: 07/05/2016 by clerk. [348338] [LMS] [Entered: 07/05/2016 11:21 AM]
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| Filing 35 Objection to the official caption pursuant to Rule 12 Practice Note by Appellees BGC Capital Markets, LP and eSpeed Markets, LP. Service: 06/30/2016 by email. [347886] [Gary Rosen] [Entered: 06/30/2016 04:20 PM] |
| Filing 34 Objection to the official caption pursuant to Rule 12 Practice Note by Appellees TD Ameritrade Holding Corp., TD Ameritrade Online Holding Corporation and TD Ameritrade, Inc.. Service: 06/30/2016 by email. [347784] [Natalie Morgan] [Entered: 06/30/2016 02:42 PM] |
| Filing 33 MOTION of Appellees Stellar Trading Systems, Inc. and Stellar Trading Systems, Ltd. to modify the official caption. Response/Opposition is due 07/11/2016 [Consent: unopposed]. Service: 06/28/2016 by email. [347195] [Marc Richards] [Entered: 06/28/2016 09:12 PM] |
| Filing 32 Corrected Certificate of Interest for the Appellees IBG LLC and Interactive Brokers LLC. Service: 06/24/2016 by email. [346466] [Natalie Morgan] [Entered: 06/24/2016 04:21 PM] |
| Filing 31 Corrected Certificate of Interest for the Appellees TradeStation Group, Inc. and TradeStation Securities, Inc.. Service: 06/24/2016 by email. [346414] [Danielle Healey] [Entered: 06/24/2016 02:57 PM] |
| Filing 30 6 paper copies of the Opening Brief [21] received from Appellant Trading Technologies International, Inc. [346404] [KW] [Entered: 06/24/2016 02:41 PM] |
| Filing 29 NOTICE OF DEFICIENCY: The certificate of interest [26] filed by Appellees IBG LLC and Interactive Brokers LLC in 16-2223, and certificate of interest [28] filed by Appellees TradeStation Securities, Inc. and TradeStation Group, Inc. are incomplete and therefore cannot be accepted for filing at this time. The former left item #2 blank. The latter left item #2 and item #3 blank for TradeStation Group, Inc. You are being afforded the opportunity to correct the deficiency. Please ensure all items are filled out for all parties. At the discretion of the court, the corrected documents may be accepted for filing if received before midnight (EST) on the date of this notice. [346252] [MJL] [Entered: 06/24/2016 09:47 AM] |
| Filing 28 Certificate of Interest for the Appellees TradeStation Group, Inc. and TradeStation Securities, Inc.. Service: 06/23/2016 by email. [346081] [Danielle Healey] [Entered: 06/23/2016 02:08 PM] |
| Filing 27 Docketing Statement for the Appellees IBG LLC and Interactive Brokers LLC. Service: 06/23/2016 by email. [346070] [Natalie Morgan] [Entered: 06/23/2016 01:41 PM] |
| Filing 26 Certificate of Interest for the Appellees IBG LLC and Interactive Brokers LLC. Service: 06/23/2016 by email. [346069] [Natalie Morgan] [Entered: 06/23/2016 01:41 PM] |
| Filing 25 Entry of appearance for Natalie J. Morgan as of counsel for Appellees IBG LLC and Interactive Brokers LLC. Service: 06/23/2016 by email. [346068] [Natalie Morgan] [Entered: 06/23/2016 01:40 PM] |
| Filing 24 Entry of appearance for Gideon A. Schor as of counsel for Appellees IBG LLC and Interactive Brokers LLC. Service: 06/23/2016 by email. [346065] [Gideon Schor] [Entered: 06/23/2016 01:37 PM] |
| Filing 23 Entry of appearance for Michael B. Levin as principal counsel for Appellees IBG LLC and Interactive Brokers LLC. Service: 06/23/2016 by email. [346063] [Michael Levin] [Entered: 06/23/2016 01:33 PM] |
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Filing 22
ORDER filed. The motion [ # 9 ] is granted. IBGs response brief is due no later than July 20, 2016. Trading Technologies reply brief is due no later than July 27, 2016. The joint appendix is due no later than 7 days after Trading Technologies files its reply brief. The case will be placed on the next available oral argument calendar after briefing is complete. Service: 06/22/2016 by clerk. [345871] [LMS] [Entered: 06/22/2016 04:25 PM]
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| Filing 21 BRIEF FILED for Appellant Trading Technologies International, Inc. [20]. Number of Pages: 46. Service: 06/20/2016 by email. Pursuant to Fed. Cir. R. 31(b), filer is directed to file six copies of the brief in paper format. The paper copies of the brief should be received by the court on or before 06/27/2016. Appellees BGC Capital Markets, LP, Futurepath Trading, LLC, IBG LLC, Interactive Brokers LLC, Rosenthal Collins Group, LLC, Stellar Trading Systems, Inc., Stellar Trading Systems, Ltd., TD Ameritrade Holding Corp., TD Ameritrade Online Holding Corporation, TD Ameritrade, Inc., TradeStation Group, Inc., TradeStation Securities, Inc. and eSpeed Markets, LP brief is due 08/01/2016. [345751] This brief has been corrected. See Doc No. [ # 41 ] [CAB] [Entered: 06/22/2016 12:02 PM] |
| Filing 20 TENDERED from Appellant Trading Technologies International, Inc.. Title: CORRECTED OPENING BRIEF. Service: 06/20/2016 by email. [345174] This brief has been corrected. See Doc No. [ # 41 ] [Cole Richter] [Entered: 06/20/2016 10:21 PM] |
| Filing 19 NOTICE OF REJECTION: The brief of Appellant Trading Technologies International, Inc., Opening Brief of Plaintiff-Appellant [ # 17 ], is not in compliance with the rules of this court and is therefore rejected for filing. Brief due 07/05/2016. Service as of this date by Clerk of Court. [344916] [CAB] [Entered: 06/20/2016 11:48 AM] |
| Filing 18 CLERK'S OFFICE QUALITY CONTROL MESSAGE: re: certificate of interest Docket No. [ # 7 ], ERROR: COI form submitted is outdated. CORRECTION: For future filings, use COI form revised March 2016, which is available on the Court's website. THIS MESSAGE IS FOR INFORMATIONAL PURPOSES ONLY. [344900] [CAB] [Entered: 06/20/2016 11:24 AM] |
| Filing 17 TENDERED from Appellant Trading Technologies International, Inc.. Title: OPENING BRIEF. Service: 06/17/2016 by email. [344778] This brief has been rejected. See Doc. No. [ # 19 ] [Cole Richter] [Entered: 06/17/2016 06:52 PM] |
| Filing 16 Corrected Docketing Statement for the Appellant Trading Technologies International, Inc.. Service: 06/17/2016 by email. [344759] [Cole Richter] [Entered: 06/17/2016 05:34 PM] |
| Filing 15 Docketing Statement for the Appellees TradeStation Group, Inc. and TradeStation Securities, Inc.. Service: 06/17/2016 by email. [344723] [Danielle Healey] [Entered: 06/17/2016 04:04 PM] |
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Filing 14
ORDER filed. Any opposition to the motion to expedite appeal [ # 9 ], motion to expedite briefing schedule [ # 9 ] is due no later than June 21, 2016.; Trading Technologies opening brief is due no later than June 17, 2016. Service: 06/17/2016 by clerk. [344632] [NL] [Entered: 06/17/2016 01:38 PM]
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| Filing 13 NOTICE OF DEFICIENCY: The docketing statement Document No. [8] filed by Appellant Trading Technologies International, Inc. in 16-2223 is incomplete and therefore cannot be accepted for filing at this time. (Responses to "Relief sought on appeal" on page 1 and "Brief statement of the issues" on page 2 appear to be incomplete. Attach additional pages if necessary to complete form.) You are being afforded the opportunity to correct the deficiency. At the discretion of the court, the corrected document may be accepted for filing if received before midnight (EST) on the date of this notice. [344591] [CAB] [Entered: 06/17/2016 12:12 PM] |
| Filing 12 Entry of appearance for Adam J. Kessel as of counsel for Appellees TradeStation Group, Inc. and TradeStation Securities, Inc.. Service: 06/17/2016 by email. [344561] [Adam Kessel] [Entered: 06/17/2016 11:20 AM] |
| Filing 11 Entry of appearance for Bailey K. Harris as of counsel for Appellees TradeStation Group, Inc. and TradeStation Securities, Inc.. Service: 06/17/2016 by email. [344559] [Danielle Healey] [Entered: 06/17/2016 11:17 AM] |
| Filing 10 Entry of appearance for David J. Healey as principal counsel for Appellees TradeStation Group, Inc. and TradeStation Securities, Inc.. Service: 06/17/2016 by email. [344557] [Danielle Healey] [Entered: 06/17/2016 11:16 AM] |
| Filing 9 MOTION of Appellant Trading Technologies International, Inc. to expedite case. Response/Opposition is due 06/30/2016, to expedite briefing schedule. Response/Opposition is due 06/30/2016 [Consent: unopposed]. Service: 06/16/2016 by email. [344447] [Cole Richter] [Entered: 06/16/2016 11:48 PM] |
| Filing 8 Docketing Statement for the Appellant Trading Technologies International, Inc.. Service: 06/16/2016 by email. [344444] [Cole Richter] [Entered: 06/16/2016 11:34 PM] |
| Filing 7 Certificate of Interest for the Appellant Trading Technologies International, Inc.. Service: 06/16/2016 by email. [344442] [Cole Richter] [Entered: 06/16/2016 11:27 PM] |
| Filing 6 Entry of appearance for Steven F. Borsand as of counsel for Appellant Trading Technologies International, Inc.. Service: 06/16/2016 by email. [344441] [Cole Richter] [Entered: 06/16/2016 11:26 PM] |
| Filing 5 Entry of appearance for Michael D. Gannon as of counsel for Appellant Trading Technologies International, Inc.. Service: 04/16/2016 by email. [344440] [Cole Richter] [Entered: 06/16/2016 11:20 PM] |
| Filing 4 Entry of appearance for Jennifer M. Kurcz as of counsel for Appellant Trading Technologies International, Inc.. Service: 04/16/2016 by email. [344439] [Cole Richter] [Entered: 06/16/2016 11:15 PM] |
| Filing 3 Entry of appearance for Leif R. Sigmond, Jr. as principal counsel for Appellant Trading Technologies International, Inc.. Service: 04/16/2016 by email. [344438] [Cole Richter] [Entered: 06/16/2016 11:10 PM] |
| Filing 2 Entry of appearance for Cole B. Richter as of counsel for Appellant Trading Technologies International, Inc.. Service: 04/16/2016 by email. [344437] [Cole Richter] [Entered: 06/16/2016 11:01 PM] |
| Filing 1 Appeal docketed. Received: 06/15/2016. [344367] Entry of Appearance due 06/30/2016. Certificate of Interest is due on 06/30/2016. Docketing Statement due 06/30/2016. Appellant's brief is due 08/15/2016. [CAB] [Entered: 06/16/2016 04:04 PM] |
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